DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••• E••••• P•••••••
Legal name W••• E••••• P••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Mar 27, 2020 · 12 filings
SEC status approved since Apr 24, 2020
RAUM
$564M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
17
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$564M as of Mar 30, 2026
Mar 29, 2021$206M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 29, 20210 then
Employees (5.A)9 as of Mar 30, 2026
Mar 29, 20217 then
Private funds17 as of Mar 30, 2026
Mar 29, 202110 then
RAUM +9.1% over the last fiscal year+15% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $33.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$564M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 17reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
18 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| W••• E••••• F••• I• L• | Private Equity Fund | $183M | 124 | Mar 30, 2019 |
| W••• E••••• F••• L• | Private Equity Fund | $181M | 53 | Mar 14, 2014 |
| W••• E••••• F••• I•• L• | Private Equity Fund | $54.3M | 13 | Mar 31, 2023 |
| W••• E••••• W•••••••• L• | Private Equity Fund | $26.0M | 11 | Mar 28, 2024 |
| W••• E••••• W•••••••• L•• | Private Equity Fund | $18.7M | 6 | Mar 31, 2023 |
| W••• F•••••••• E••••• I• L•• | Private Equity Fund | $8.5M | 5 | Mar 31, 2023 |
| W••• E••••• F••• I• •••• L• | Private Equity Fund | $7.4M | 31 | Mar 27, 2020 |
| W••• E••••• W•••••••• I• L• | Private Equity Fund | $5.7M | 14 | Mar 28, 2024 |
| W••• A•••••• C•••••••• I•• L•• | Private Equity Fund | $4.2M | 11 | Mar 27, 2020 |
| W••• C•••• C•••••••• I• L•• | Private Equity Fund | $3.1M | 1 | Mar 29, 2022 |
| W••• C•••• C•••••••• I• L•• | Private Equity Fund | $3.0M | 16 | Mar 29, 2022 |
| W••• A•• C•••••••• I• L•• | Private Equity Fund | $1.7M | 3 | Mar 27, 2020 |
| W••• A•• C•••••••• I• L•• | Private Equity Fund | $1.3M | 8 | Mar 27, 2020 |
| W••• E••••• S• S•• L•• | Private Equity Fund | $1.2M | 1 | May 4, 2015 |
| W••• E••••• F•••••• L• | Private Equity Fund | $267,667 | 1 | Mar 14, 2014 |
| W••• W•••••••• F••• L• | Private Equity Fund | $135,050 | 7 | Mar 14, 2014 |
| W••• G•• H•• C•••••••• I• L••no longer reported | Venture Capital Fund | $0 | 0 | Mar 27, 2020 |
| W••• O••••••••• F••• I• L• | Private Equity Fund | $0 | 0 | Mar 31, 2023 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• U••••• H•••••• · Manager Of W••• E••••• P••••••• L••controlsince 12/2016 · owns 25% to 50%
- R•••••••• M•••• I•••• · Manager Of W••• E••••• P••••••• L••controlsince 01/2013 · owns 25% to 50%
- S••••• P••••••• K••• · Manager Of W••• E••••• P••••••• L••controlsince 01/2013 · owns 25% to 50%
- W••••• R•••••• M•••••••• · Chief Compliance Officer And Chief Financial Officercontrolsince 05/2021 · owns less than 5%
Related persons
Schedule D 7.A
- W••• E••••• G• L•pooled vehicle sponsorn
- W••• E••••• I• G• L••pooled vehicle sponsorn
- W••• E••••• M••• L••pooled vehicle sponsorn
- W••• E••••• P••••••• L••pooled vehicle sponsorn
- W••• H••••••• L•pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Pooled vehicle clients · 16 to 17May 21, 2025 to Mar 30, 2026
- Employees · 10 to 9May 21, 2025 to Mar 30, 2026
- Private funds · 16 to 17May 21, 2025 to Mar 30, 2026
- Discretionary RAUM · $517M to $564MMay 21, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $517M to $564MMay 21, 2025 to Mar 30, 2026
- RAUM · $517M to $564MMay 21, 2025 to Mar 30, 2026
- Financial planning clients · unset to Apr 29, 2025 to May 21, 2025
- Accounts · 16 to 17Mar 28, 2024 to Apr 29, 2025
- Pooled vehicle clients · 15 to 16Mar 28, 2024 to Apr 29, 2025
- Private funds · 15 to 16Mar 28, 2024 to Apr 29, 2025
- Discretionary RAUM · $481M to $517MMar 28, 2024 to Apr 29, 2025
- Pooled vehicle RAUM · $481M to $517MMar 28, 2024 to Apr 29, 2025
- RAUM · $481M to $517MMar 28, 2024 to Apr 29, 2025
- Accounts · 15 to 16Mar 31, 2023 to Mar 28, 2024
- Advisory employees · 5 to 4Mar 31, 2023 to Mar 28, 2024
- Employees · 11 to 10Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $374M to $481MMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $374M to $481MMar 31, 2023 to Mar 28, 2024
- RAUM · $374M to $481MMar 31, 2023 to Mar 28, 2024
- Accounts · 12 to 15Oct 19, 2022 to Mar 31, 2023
- Pooled vehicle clients · 12 to 15Oct 19, 2022 to Mar 31, 2023
- Employees · 97 to 11Oct 19, 2022 to Mar 31, 2023
- Private funds · 11 to 15Oct 19, 2022 to Mar 31, 2023
- Discretionary RAUM · $381M to $374MOct 19, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $381M to $374MOct 19, 2022 to Mar 31, 2023
- RAUM · $381M to $374MOct 19, 2022 to Mar 31, 2023
- Accounts · 11 to 12May 11, 2021 to Mar 29, 2022
- Advisory employees · 7 to 5May 11, 2021 to Mar 29, 2022
- Pooled vehicle clients · 11 to 12May 11, 2021 to Mar 29, 2022
- Employees · 7 to 97May 11, 2021 to Mar 29, 2022
- Private funds · 10 to 11May 11, 2021 to Mar 29, 2022
- Discretionary RAUM · $206M to $381MMay 11, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $206M to $381MMay 11, 2021 to Mar 29, 2022
- RAUM · $206M to $381MMay 11, 2021 to Mar 29, 2022
- Accounts · 10 to 11Mar 27, 2020 to Mar 29, 2021
- Pooled vehicle clients · 10 to 11Mar 27, 2020 to Mar 29, 2021
- Private funds · 20 to 10Mar 27, 2020 to Mar 29, 2021
- Discretionary RAUM · $202M to $206MMar 27, 2020 to Mar 29, 2021
- Pooled vehicle RAUM · $202M to $206MMar 27, 2020 to Mar 29, 2021
- RAUM · $202M to $206MMar 27, 2020 to Mar 29, 2021
Signals
7 dated events
- W••• E••••• P••••••• reported RAUM $480.5M, up 28% from $374.0M (2023-03-31 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Warren Walter Schroeder (Manager Of W••• E••••• P••••••• L••) no longer on Schedule A of W••• E••••• P••••••• (listed 2022-09-23, absent 2022-09-28)Sep 28, 2022 · Control person left · inference
- Robert Roeper (Manager Of W••• E••••• P••••••• L••) no longer on Schedule A of W••• E••••• P••••••• (listed 2022-09-23, absent 2022-09-28)Sep 28, 2022 · Control person left · inference
- W••• E••••• P••••••• reported RAUM $381.1M, up 85% from $206.3M (2021-05-11 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- Godding Charles Bridge (Manager, Chief Compliance Officer And Chief Financial Officer) no longer on Schedule A of W••• E••••• P••••••• (listed 2021-03-29, absent 2021-05-11)May 11, 2021 · Control person left · inference
- Mcwhorter Robert Wolfe (Chief Compliance Officer And Chief Financial Officer) appeared on Schedule A of W••• E••••• P•••••••May 11, 2021 · Control person joined · fact
- W••• E••••• P••••••• filed its initial SEC registration (Form ADV)Mar 27, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- W••• E••••• P••••••• · Independent Sponsorsshared crd · capital_provider
- W••• E••••• P••••••• · Private Equityshared crd · organization
- W••• E••••• P••••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- H••••://WWW.LINKEDIN.COM/COMPANY/503889reportedpublic record, Form ADV, Sep 18, 2026
- Website
- W•••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 617-350-9808reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026