DFX Intelligence
RIA Intelligence
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SEC-registered adviser
S••••••• F•••••••• P••••••• ••••••••• P••• L•••
Latest filing Mar 30, 2026
First filing on the tape Jul 21, 2015 · 15 filings
SEC status approved since Aug 21, 2015
RAUM
$1.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$1.3B as of Mar 30, 2026
Mar 30, 2016$1.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 30, 20160 then
Employees (5.A)17 as of Mar 30, 2026
Mar 30, 20167 then
Private funds1 as of Mar 30, 2026
Mar 30, 20163 then
RAUM -4.7% over the last fiscal year+5.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $142MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 15%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -4.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$928M78%
- Pension and profit-sharing plans$194M16%
- Corporations and businesses$66.8M5.6%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.72 institutional_share=0.15 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•• S•• V•••• R••••••••• M••••• F••• L••• | Hedge Fund | $740M | 42 | Mar 29, 2012 |
| T•• S•• J•••• S•••••• O••••••••• M••••• F••• L•••no longer reported | Hedge Fund | $53.7M | 16 | Jul 21, 2015 |
| S••••••••• M••••• F•••no longer reported | Hedge Fund | $25.7M | 6 | Mar 29, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••• D••••• S••• · Directorcontrolsince 02/2013 · owns less than 5%
- C•••• B•••••••• K•• N••• · Chief Operating Officer, Chief Compliance Officer, Directorcontrolsince 02/2013 · owns less than 5%
- M•••••••• G••••••• J••••• · Chief Executive Officer, Directorcontrolsince 02/2013 · owns less than 5%
- S••••••• K•••••••• N•• · Directorcontrolsince 02/2013 · owns less than 5%
- B••••• D••••• S••• · Directorcontrolsince 01/2001 · owns 50% to 75% of S•• V•••• R••••••••• C••• L••.
- S••••••• K•••••••• N•• · Directorcontrolsince 01/2001 · owns 50% to 75% of S•• V•••• R••••••••• C••• L••.
Entity owners
- S•• V•••• R••••••••• C••• L•• · Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
- S•• V•••• R••••••••• C••• L••bankpooled vehicle sponsory
- S•• V•••• R••••••••• G•••••• P•••••• C••• L•••investment adviserpooled vehicle sponsorn
- S••••••• F•••••••• P••••••• C••• L•••investment advisern
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 7 to 8Oct 9, 2025 to Mar 30, 2026
- Employees · 16 to 17Oct 9, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.3B to $1.3BOct 9, 2025 to Mar 30, 2026
- Pension RAUM · $257M to $194MOct 9, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $937M to $928MOct 9, 2025 to Mar 30, 2026
- RAUM · $1.3B to $1.3BOct 9, 2025 to Mar 30, 2026
- Advisory employees · 6 to 7Mar 27, 2024 to Mar 26, 2025
- Employees · 15 to 16Mar 27, 2024 to Mar 26, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 26, 2025
- HQ state · unset to Mar 27, 2024 to Mar 26, 2025
- Discretionary RAUM · $1.2B to $1.3BMar 27, 2024 to Mar 26, 2025
- Pension RAUM · $270M to $257MMar 27, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $815M to $937MMar 27, 2024 to Mar 26, 2025
- RAUM · $1.2B to $1.3BMar 27, 2024 to Mar 26, 2025
- Accounts · 10 to 9Mar 30, 2023 to Mar 27, 2024
- Pooled vehicle clients · 7 to 6Mar 30, 2023 to Mar 27, 2024
- Assets in custody · 521871690.0 to unsetMar 30, 2023 to Mar 27, 2024
- Custody of client assets · true to falseMar 30, 2023 to Mar 27, 2024
- Discretionary RAUM · $1.1B to $1.2BMar 30, 2023 to Mar 27, 2024
- Pension RAUM · $198M to $270MMar 30, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $767M to $815MMar 30, 2023 to Mar 27, 2024
- RAUM · $1.1B to $1.2BMar 30, 2023 to Mar 27, 2024
- Advisory employees · 5 to 6Mar 30, 2022 to Mar 30, 2023
- Assets in custody · $853M to $522MMar 30, 2022 to Mar 30, 2023
- Employees · 13 to 15Mar 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $1.6B to $1.1BMar 30, 2022 to Mar 30, 2023
- Pension RAUM · $264M to $198MMar 30, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $1.2B to $767MMar 30, 2022 to Mar 30, 2023
- RAUM · $1.6B to $1.1BMar 30, 2022 to Mar 30, 2023
- Accounts · 9 to 10Mar 30, 2021 to Mar 30, 2022
- Pooled vehicle clients · 6 to 7Mar 30, 2021 to Mar 30, 2022
- Assets in custody · $618M to $853MMar 30, 2021 to Mar 30, 2022
- Discretionary RAUM · $1.3B to $1.6BMar 30, 2021 to Mar 30, 2022
- Pension RAUM · $255M to $264MMar 30, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $892M to $1.2BMar 30, 2021 to Mar 30, 2022
- RAUM · $1.3B to $1.6BMar 30, 2021 to Mar 30, 2022
- Accounts · 13 to 9Mar 30, 2020 to Mar 30, 2021
- Advisory employees · 4 to 5Mar 30, 2020 to Mar 30, 2021
- Pooled vehicle clients · 11 to 6Mar 30, 2020 to Mar 30, 2021
- Assets in custody · $542M to $618MMar 30, 2020 to Mar 30, 2021
Signals
5 dated events
- S••••••• F•••••••• P••••••• ••••••••• P••• L••• reported RAUM $1.1B, down 33% from $1.6B (2022-03-30 to 2023-03-30)Mar 30, 2023 · ria raum c•••ge · derived
- S••••••• F•••••••• P••••••• ••••••••• P••• L••• reported RAUM $1.6B, up 25% from $1.3B (2021-03-30 to 2022-03-30)Mar 30, 2022 · ria raum c•••ge · derived
- S••••••• F•••••••• P••••••• ••••••••• P••• L••• reported RAUM $1.1B, up 25% from $873.9M (2019-03-28 to 2020-03-30)Mar 30, 2020 · ria raum c•••ge · derived
- S••••••• F•••••••• P••••••• ••••••••• P••• L••• reported RAUM $873.9M, down 30% from $1.2B (2018-03-29 to 2019-03-28)Mar 28, 2019 · ria raum c•••ge · derived
- S••••••• F•••••••• P••••••• ••••••••• P••• L••• filed its initial SEC registration (Form ADV)Jul 21, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/symphony-financial-partnersreportedpublic record, Form ADV, Sep 21, 2026
- Website
- symphony-fp.com.sgreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- +65 6536 3920reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026