DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••• M•••• A•••••••• I••
Latest filing Mar 31, 2026
First filing on the tape Jul 13, 2021 · 10 filings
SEC status approved since Aug 13, 2021
RAUM
$266M
reported, Item 5.F
Discretionary
59%
of RAUM
Private clients
98%
$262M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$88.6M
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$266M as of Mar 31, 2026
Mar 24, 2022$154M then
HNW client RAUM$130M as of Mar 31, 2026
Mar 24, 2022$38.5M then
State-registered IARs (5.B.3)3 as of Mar 31, 2026
Mar 24, 20223 then
Employees (5.A)7 as of Mar 31, 2026
Mar 24, 20227 then
Private funds: no history
RAUM +27% over the last fiscal year+20% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- $88.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 220derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.1MderivedHNW RAUM over HNW clients
- Average account
- $294,566derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 59%derivedof RAUM
- Institutional
- 1.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +27%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$132M50%
- High-net-worth individuals$130M49%
- Pension and profit-sharing plans$2.7M1.0%
- Corporations and businesses$1.3M0.5%
- Individual clients
- 537reported
- HNW clients
- 122reported
- Pension plan clients
- 8reported
- Charitable clients
- 0reported
- Accounts
- 902reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| H••••••• C••••Certified Financial Planner | Whittier, Ca | Nov 13, 2025 | 20 y | 2 |
| W•••••• F•••• T•••••Personal Financial Specialist | Cerritos, Ca | Nov 21, 2025 | 24 y | 1 |
| A•••• O•••••• M••••Certified Financial Planner | Whittier, Ca | Nov 25, 2025 | 29 y | 2 |
Advisor movement
0 left, 3 joined in 12 months
net +3 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A•••• O•••••• M•••• from C•••• W••••• M•••••••••Nov 25, 2025 · Other
- W•••••• F•••• T••••• from 1•• G••••• A••••••• I••Nov 21, 2025 · Other
- H••••••• C•••• from C•••• W••••• M•••••••••Nov 13, 2025 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••• H••••••• · Chief Financial Officer, Secretarycontrolsince 12/2013 · owns 50% to 75%
- M••••• A••••• O•••••• · President, Chief Compliance Officercontrolsince 12/2013 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Whittier, Ca · principal | 3 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Cerritos, CA1 employees
What changed
consecutive filings, newest first
- Accounts · 810 to 902Mar 25, 2025 to Mar 31, 2026
- Corporate clients · 7 to 8Mar 25, 2025 to Mar 31, 2026
- HNW clients · 59 to 122Mar 25, 2025 to Mar 31, 2026
- Individual clients · 529 to 537Mar 25, 2025 to Mar 31, 2026
- Pension plan clients · 6 to 8Mar 25, 2025 to Mar 31, 2026
- Discretionary RAUM · $118M to $156MMar 25, 2025 to Mar 31, 2026
- HNW RAUM · $86.2M to $130MMar 25, 2025 to Mar 31, 2026
- Individual RAUM · $119M to $132MMar 25, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $91.3M to $110MMar 25, 2025 to Mar 31, 2026
- Pension RAUM · $2.6M to $2.7MMar 25, 2025 to Mar 31, 2026
- RAUM · $209M to $266MMar 25, 2025 to Mar 31, 2026
- Accounts · 808 to 810Dec 9, 2024 to Mar 25, 2025
- Corporate clients · 8 to 7Dec 9, 2024 to Mar 25, 2025
- HNW clients · 41 to 59Dec 9, 2024 to Mar 25, 2025
- Individual clients · 526 to 529Dec 9, 2024 to Mar 25, 2025
- Financial planning clients · 101-250 to 101-250Dec 9, 2024 to Mar 25, 2025
- Discretionary RAUM · $73.4M to $118MDec 9, 2024 to Mar 25, 2025
- HNW RAUM · $45.1M to $86.2MDec 9, 2024 to Mar 25, 2025
- Individual RAUM · $119M to $119MDec 9, 2024 to Mar 25, 2025
- Non-discretionary RAUM · $94.4M to $91.3MDec 9, 2024 to Mar 25, 2025
- Pension RAUM · $2.1M to $2.6MDec 9, 2024 to Mar 25, 2025
- RAUM · $168M to $209MDec 9, 2024 to Mar 25, 2025
- Accounts · 793 to 808Oct 19, 2023 to Mar 29, 2024
- HNW clients · 53 to 41Oct 19, 2023 to Mar 29, 2024
- Individual clients · 726 to 526Oct 19, 2023 to Mar 29, 2024
- Discretionary RAUM · $52.5M to $73.4MOct 19, 2023 to Mar 29, 2024
- HNW RAUM · $38.4M to $45.1MOct 19, 2023 to Mar 29, 2024
- Individual RAUM · $106M to $119MOct 19, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $99.7M to $94.4MOct 19, 2023 to Mar 29, 2024
- Pension RAUM · $5.6M to $2.1MOct 19, 2023 to Mar 29, 2024
- RAUM · $152M to $168MOct 19, 2023 to Mar 29, 2024
- Accounts · 767 to 793Mar 24, 2022 to Mar 29, 2023
- Corporate clients · 4 to 8Mar 24, 2022 to Mar 29, 2023
- HNW clients · 28 to 53Mar 24, 2022 to Mar 29, 2023
- Individual clients · 515 to 726Mar 24, 2022 to Mar 29, 2023
- Pension plan clients · 8 to 6Mar 24, 2022 to Mar 29, 2023
- Financial planning clients · 51-100 to 101-250Mar 24, 2022 to Mar 29, 2023
- HQ city · DOWNEY to WHITTIERMar 24, 2022 to Mar 29, 2023
- Discretionary RAUM · $30.8M to $52.5MMar 24, 2022 to Mar 29, 2023
- HNW RAUM · $38.5M to $38.4MMar 24, 2022 to Mar 29, 2023
Signals
1 dated events
- C•••• M•••• A•••••••• I•• filed its initial SEC registration (Form ADV)Jul 13, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@cerdamunoz.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 562-667-2130reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 562-222-4525reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- C••••M••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 562-222-4525reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $88.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026