DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
J•••••• I••••••••• C••••••
Legal name J•••••• I••••••••• C••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Oct 21, 2019 · 8 filings
SEC status approved since Nov 21, 2019
RAUM
$451M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$451M as of Mar 30, 2026
Apr 23, 2020$158M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Apr 23, 20200 then
Employees (5.A)9 as of Mar 30, 2026
Apr 23, 20207 then
Private funds5 as of Mar 30, 2026
Apr 23, 20204 then
RAUM +18% over the last fiscal year+24% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $75.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $449M, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$449M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $449M for 6 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.99 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| J•••••• T••••••• O••••••••• F•••• L••• | Hedge Fund | $164M | 40 | Oct 3, 2014 |
| J•••••• T•• I••••••••• P•••••••• L•• | Private Equity Fund | $85.0M | 39 | Oct 3, 2014 |
| J•••••• T••••••• O••••••••• L• •••••• C• | Private Equity Fund | $20.5M | 3 | Apr 23, 2020 |
| J•••••• T••••••• O••••••••• L• •••••• D•no longer reported | Private Equity Fund | $18.7M | 9 | Mar 31, 2021 |
| J•••••• T••••••• O••••••••• L• •••••• B• | Private Equity Fund | $11.7M | 8 | Oct 21, 2019 |
| J•••••• T••••••• O••••••••• L•no longer reported | Private Equity Fund | $9.8M | 8 | Mar 31, 2017 |
| J•••••• T••••••• O••••••••• L• •••••• E• | Private Equity Fund | $5.7M | 20 | Mar 30, 2022 |
Owners and control persons
Schedule A and B, latest filing
- B••••••••• J•••• A••••• · Partner, Managing Member And Ccocontrolsince 09/2008 · owns 25% to 50%
- M•••••• A•••••• P••••• · Managing Partner, Managing Member And Managercontrolsince 09/2008 · owns 50% to 75%
Related persons
Schedule D 7.A
- J•••••• H• I•••••••• I•• L••bankpooled vehicle sponsorn
- J•••••• H• I••••••••• L••bankpooled vehicle sponsorn
- J•••••• T••••••• O••••••••• I••••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 8 to 6Mar 28, 2025 to Mar 30, 2026
- Advisory employees · 6 to 7Mar 28, 2025 to Mar 30, 2026
- Pooled vehicle clients · 7 to 6Mar 28, 2025 to Mar 30, 2026
- Assets in custody · $380M to $449MMar 28, 2025 to Mar 30, 2026
- Employees · 8 to 9Mar 28, 2025 to Mar 30, 2026
- Private funds · 6 to 5Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $382M to $451MMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $380M to $449MMar 28, 2025 to Mar 30, 2026
- RAUM · $382M to $451MMar 28, 2025 to Mar 30, 2026
- Accounts · 7 to 8Mar 29, 2024 to Mar 28, 2025
- Advisory employees · 5 to 6Mar 29, 2024 to Mar 28, 2025
- Pooled vehicle clients · 6 to 7Mar 29, 2024 to Mar 28, 2025
- Assets in custody · $287M to $380MMar 29, 2024 to Mar 28, 2025
- Employees · 7 to 8Mar 29, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 28, 2025
- Private funds · 5 to 6Mar 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $288M to $382MMar 29, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $287M to $380MMar 29, 2024 to Mar 28, 2025
- RAUM · $288M to $382MMar 29, 2024 to Mar 28, 2025
- Advisory employees · 6 to 5Mar 31, 2023 to Mar 29, 2024
- Assets in custody · $235M to $287MMar 31, 2023 to Mar 29, 2024
- Employees · 8 to 7Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $236M to $288MMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $235M to $287MMar 31, 2023 to Mar 29, 2024
- RAUM · $236M to $288MMar 31, 2023 to Mar 29, 2024
- Assets in custody · $292M to $235MMar 30, 2022 to Mar 31, 2023
- Discretionary RAUM · $293M to $236MMar 30, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $292M to $235MMar 30, 2022 to Mar 31, 2023
- RAUM · $293M to $236MMar 30, 2022 to Mar 31, 2023
- Accounts · 6 to 7Mar 31, 2021 to Mar 30, 2022
- Advisory employees · 5 to 6Mar 31, 2021 to Mar 30, 2022
- Assets in custody · $248M to $292MMar 31, 2021 to Mar 30, 2022
- Employees · 7 to 8Mar 31, 2021 to Mar 30, 2022
- Discretionary RAUM · $248M to $293MMar 31, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $248M to $292MMar 31, 2021 to Mar 30, 2022
- RAUM · $248M to $293MMar 31, 2021 to Mar 30, 2022
- Accounts · 5 to 6Apr 23, 2020 to Mar 31, 2021
- Pooled vehicle clients · 5 to 6Apr 23, 2020 to Mar 31, 2021
- Assets in custody · $158M to $248MApr 23, 2020 to Mar 31, 2021
- Private funds · 4 to 5Apr 23, 2020 to Mar 31, 2021
Signals
1 dated events
- J•••••• I••••••••• C•••••• filed its initial SEC registration (Form ADV)Oct 21, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- J•••••• I••••••••• C•••••• · Independent Sponsorsshared crd · capital_provider
- J•••••• I••••••••• C•••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/juniper-investment-companyreportedpublic record, Form ADV, Sep 18, 2026
- Website
- J••••••FUNDS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-339-8500reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026