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Former SEC-registered adviser

T••••• H•••• I••••••••• V• L••

Former SEC-registered adviserAnnapolis, MarylandCRD 170865SEC 801-79777IAPD
Latest filing Mar 29, 2019
First filing on the tape May 15, 2014 · 9 filings
RAUM
$82.8M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
$112M gross assets
History
9 filings and snapshots on the tape
RAUM$82.8M as of Mar 29, 2019
Apr 1, 2015$615M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 29, 2019
Apr 1, 20150 then
Employees (5.A)6 as of Mar 29, 2019
Apr 1, 201527 then
Private funds3 as of Mar 29, 2019
Apr 1, 20153 then
RAUM -34% over the last fiscal year-47% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 29, 2019; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$27.6MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-34%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$82.8M, 3 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$82.8M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$82.8M for 3 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      3 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      T••••• H•••• I•••••••• V• L•Real Estate Fund$107M15Feb 14, 2012
      T••••• H•••• I•••••••• V•• L•Real Estate Fund$4.2M15Feb 14, 2012
      T••••• H•••• I•••••••• V• L••Real Estate Fund$1.3M3Feb 14, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • D•••••• G•••••• D•••• · Vice President, Assistant Treasurer - Member Of Investment Committeecontrol
        since 07/2008 · owns less than 5%
      • K•••••••• T•••••• E••••• · Member Of Investment Committeecontrol
        since 07/2008 · owns less than 5%
      • M••••• F•••••••• V•••••• · Ownercontrol
        since 07/2008 · owns 10% to 25%
      • P••••••••• L•••••• C•••• · Owner, Member Of Investment Committeecontrol
        since 07/2008 · owns 25% to 50%
      • W•••••••• C••••••• M••••• · Member Of Investment Committeecontrol
        since 07/2008 · owns 5% to 10%
      • W••••• B••••• G••••• · President, Owner, Member Of Investment Committeecontrol
        since 07/2008 · owns 10% to 25%
      • M••••• F•••••••• V•••••• · Administration Membercontrol
        since 02/2009 · owns 75% or more of M•••• H••••• L••
      • F••••••••• R••••• · Chief Compliance Officer
        since 06/2014 · owns less than 5%
      • Z•••• M••••••• P••• · Vice President And Treasurer
        since 01/2017 · owns less than 5%
      Entity owners
      • M•••• H••••• L•• · Owner
        direct · owns 10% to 25%
      Related persons
      Schedule D 7.A
      • T••••• G• V• L••
        investment adviserpooled vehicle sponsorn
      • T••••• W•••••• P••• I••••••• M• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 8 to 6
        Mar 30, 2018 to Mar 29, 2019
      • Assets in custody · $126M to $82.8M
        Mar 30, 2018 to Mar 29, 2019
      • Employees · 8 to 6
        Mar 30, 2018 to Mar 29, 2019
      • Discretionary RAUM · $126M to $82.8M
        Mar 30, 2018 to Mar 29, 2019
      • Pooled vehicle RAUM · $126M to $82.8M
        Mar 30, 2018 to Mar 29, 2019
      • RAUM · $126M to $82.8M
        Mar 30, 2018 to Mar 29, 2019
      • Pooled vehicle clients · unset to 3.0
        Sep 27, 2017 to Mar 30, 2018
      • Assets in custody · $212M to $126M
        Sep 27, 2017 to Mar 30, 2018
      • Other offices · unset to 0.0
        Sep 27, 2017 to Mar 30, 2018
      • Discretionary RAUM · $212M to $126M
        Sep 27, 2017 to Mar 30, 2018
      • Pooled vehicle RAUM · unset to 126213380.0
        Sep 27, 2017 to Mar 30, 2018
      • RAUM · $212M to $126M
        Sep 27, 2017 to Mar 30, 2018
      • Advisory employees · 27 to 8
        Mar 30, 2016 to Mar 31, 2017
      • Assets in custody · $551M to $212M
        Mar 30, 2016 to Mar 31, 2017
      • Employees · 29 to 8
        Mar 30, 2016 to Mar 31, 2017
      • Discretionary RAUM · $551M to $212M
        Mar 30, 2016 to Mar 31, 2017
      • RAUM · $551M to $212M
        Mar 30, 2016 to Mar 31, 2017
      • Advisory employees · 25 to 27
        Apr 1, 2015 to Mar 30, 2016
      • Assets in custody · $615M to $551M
        Apr 1, 2015 to Mar 30, 2016
      • Employees · 27 to 29
        Apr 1, 2015 to Mar 30, 2016
      • Discretionary RAUM · $615M to $551M
        Apr 1, 2015 to Mar 30, 2016
      • RAUM · $615M to $551M
        Apr 1, 2015 to Mar 30, 2016
      • Advisory employees · 17 to 25
        Mar 31, 2015 to Apr 1, 2015
      • Assets in custody · $769M to $615M
        Mar 31, 2015 to Apr 1, 2015
      • Employees · 23 to 27
        Mar 31, 2015 to Apr 1, 2015
      • Discretionary RAUM · $769M to $615M
        Mar 31, 2015 to Apr 1, 2015
      • RAUM · $769M to $615M
        Mar 31, 2015 to Apr 1, 2015
      Signals
      1 dated events
      • T••••• H•••• I••••••••• V• L•• filed its initial SEC registration (Form ADV)
        May 15, 2014 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      T••••• H•••• I••••••••• V• L•• is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

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