DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

T••••• G• V• L••

Former SEC-registered adviserNew York, New YorkCRD 170866SEC 801-79779IAPD
Latest filing May 1, 2024
First filing on the tape May 15, 2014 · 15 filings
RAUM
$55.1M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
$54.9M gross assets
History
15 filings and snapshots on the tape
RAUM$55.1M as of May 1, 2024
Apr 1, 2015$457M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 1, 2024
Apr 1, 20150 then
Employees (5.A)4 as of May 1, 2024
Apr 1, 201527 then
Private funds2 as of May 1, 2024
Apr 1, 20152 then
RAUM -73% over the last fiscal year-36% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 1, 2024; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$27.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-73%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$55.1M, 2 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$55.1M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$55.1M for 2 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      5 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      R• S• M••• B••••••• L••no longer reportedReal Estate Fund$260M4Mar 30, 2016
      L•• V•••••• L••no longer reportedReal Estate Fund$171M3Mar 30, 2016
      T••••• H•••• I•••••••• V• F••••• L•Real Estate Fund$38.6M25May 15, 2014
      T••••• H•••• I•••••••• V• L•Real Estate Fund$16.3M3May 1, 2024
      T••••• H•••• I•••••••• V• L••Real Estate Fund$423,5313May 15, 2014
      Owners and control persons
      Schedule A and B, latest filing
      • K•••••••• T•••••• E••••• · Member Of Investment Committeecontrol
        since 08/2012 · owns less than 5%
      • P••••••••• L•••••• C•••• · Owner, Member Of Investment Committeeecontrol
        since 08/2012 · owns 25% to 50%
      • W•••••••• C••••••• M••••• · Member Of Investment Committeecontrol
        since 08/2012 · owns less than 5%
      • W••••• B••••• G••••• · President, Owner, Member Of Investment Committeecontrol
        since 08/2012 · owns 10% to 25%
      • Z•••••••• S••• · Member Of Investment Committeecontrol
        since 01/2014 · owns less than 5%
      • F••••••••• R••••• · Chief Compliance Officer
        since 06/2014 · owns less than 5%
      Entity owners
      • F••••••• V• M•••• T•••• · Administration Member
        indirect · owns 75% or more of M•••• H••••• L••
      • M•••• H••••• L•• · Owner
        direct · owns 10% to 25%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 3 to 2
        Apr 3, 2023 to May 1, 2024
      • Pooled vehicle clients · 3 to 2
        Apr 3, 2023 to May 1, 2024
      • Assets in custody · $203M to $55.1M
        Apr 3, 2023 to May 1, 2024
      • Discretionary RAUM · $202M to $55.1M
        Apr 3, 2023 to May 1, 2024
      • Pooled vehicle RAUM · $202M to $55.1M
        Apr 3, 2023 to May 1, 2024
      • RAUM · $202M to $55.1M
        Apr 3, 2023 to May 1, 2024
      • Discretionary RAUM · $203M to $202M
        Mar 21, 2022 to Apr 3, 2023
      • Pooled vehicle RAUM · $203M to $202M
        Mar 21, 2022 to Apr 3, 2023
      • RAUM · $203M to $202M
        Mar 21, 2022 to Apr 3, 2023
      • Assets in custody · $207M to $203M
        Apr 1, 2021 to Mar 21, 2022
      • HQ city · ANNAPOLIS to NEW YORK
        Apr 1, 2021 to Mar 21, 2022
      • HQ state · MD to NY
        Apr 1, 2021 to Mar 21, 2022
      • Discretionary RAUM · $207M to $203M
        Apr 1, 2021 to Mar 21, 2022
      • Pooled vehicle RAUM · $207M to $203M
        Apr 1, 2021 to Mar 21, 2022
      • RAUM · $207M to $203M
        Apr 1, 2021 to Mar 21, 2022
      • Related adviser · true to false
        Apr 1, 2021 to Mar 21, 2022
      • Advisory employees · 8 to 4
        Mar 31, 2020 to Apr 1, 2021
      • Assets in custody · $283M to $207M
        Mar 31, 2020 to Apr 1, 2021
      • Employees · 8 to 4
        Mar 31, 2020 to Apr 1, 2021
      • Discretionary RAUM · $283M to $207M
        Mar 31, 2020 to Apr 1, 2021
      • Pooled vehicle RAUM · $283M to $207M
        Mar 31, 2020 to Apr 1, 2021
      • RAUM · $283M to $207M
        Mar 31, 2020 to Apr 1, 2021
      • Advisory employees · 6 to 8
        Mar 29, 2019 to Mar 31, 2020
      • Assets in custody · $293M to $283M
        Mar 29, 2019 to Mar 31, 2020
      • Employees · 6 to 8
        Mar 29, 2019 to Mar 31, 2020
      • Discretionary RAUM · $293M to $283M
        Mar 29, 2019 to Mar 31, 2020
      • Pooled vehicle RAUM · $293M to $283M
        Mar 29, 2019 to Mar 31, 2020
      • RAUM · $293M to $283M
        Mar 29, 2019 to Mar 31, 2020
      • Advisory employees · 8 to 6
        Mar 30, 2018 to Mar 29, 2019
      • Assets in custody · $335M to $293M
        Mar 30, 2018 to Mar 29, 2019
      • Employees · 8 to 6
        Mar 30, 2018 to Mar 29, 2019
      • Discretionary RAUM · $335M to $293M
        Mar 30, 2018 to Mar 29, 2019
      • Pooled vehicle RAUM · $335M to $293M
        Mar 30, 2018 to Mar 29, 2019
      • RAUM · $335M to $293M
        Mar 30, 2018 to Mar 29, 2019
      • Advisory activities · 2 to 1
        Sep 27, 2017 to Mar 30, 2018
      • Pooled vehicle clients · unset to 3.0
        Sep 27, 2017 to Mar 30, 2018
      • Assets in custody · $335M to $335M
        Sep 27, 2017 to Mar 30, 2018
      • Other offices · unset to 0.0
        Sep 27, 2017 to Mar 30, 2018
      • Discretionary RAUM · $335M to $335M
        Sep 27, 2017 to Mar 30, 2018
      • Pooled vehicle RAUM · unset to 335432003.0
        Sep 27, 2017 to Mar 30, 2018
      Signals
      4 dated events
      • T••••• G• V• L•• reported RAUM $55.1M, down 73% from $202.2M (2023-04-03 to 2024-05-01)
        May 1, 2024 · RAUM change · derived
      • Dixon George Dabney (Vice President And Member Of Investment Committee) no longer on Schedule A of T••••• G• V• L•• (listed 2021-04-01, absent 2022-03-21)
        Mar 21, 2022 · Control person left · inference
      • Vincent Frederic Malek (Owner) no longer on Schedule A of T••••• G• V• L•• (listed 2019-03-29, absent 2020-03-31)
        Mar 31, 2020 · Control person left · inference
      • T••••• G• V• L•• filed its initial SEC registration (Form ADV)
        May 15, 2014 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      T••••• G• V• L•• is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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