DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

F••••••••• I••••••••• L••

Former SEC-registered adviserBrighton, MichiganCRD 171013SEC 801-79906IAPD
Latest filing Mar 15, 2021
First filing on the tape Jun 6, 2014 · 13 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM: no history
HNW client RAUM$0 as of Mar 15, 2021
Mar 12, 2018$0 then
State-registered IARs (5.B.3)6 as of Mar 15, 2021
Feb 2, 20153 then
Employees (5.A)8 as of Mar 15, 2021
Feb 2, 20155 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 6 to 6
Practice profile
derived from the filing of Mar 15, 2021; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
6.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
otherreportedItem 5.E
Advisory activities
otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
n/areported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
n/areported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • C••••••• M••••••• R••••• · Board Of Managerscontrol
        since 02/2017 · owns 10% to 25%
      • H•••••• A•••••• P•••••• · Board Of Managerscontrol
        since 02/2017 · owns 10% to 25%
      • K••••••• A•••• R• · Board Of Managerscontrol
        since 02/2017 · owns 10% to 25%
      • L••• M••••••• J•••• · Board Of Managers, Chief Operating Officercontrol
        since 02/2017 · owns 5% to 10%
      • R••••••• K••••••• N••••• · Chief Compliance Officercontrol
        since 03/2016 · owns less than 5%
      • W••••••• C•••• E••••• · Chief Information Security Officercontrol
        since 11/2015 · owns less than 5%
      • B•••••• G••••••• J••••• · Managing Director, Board Of Managers
        since 02/2017 · owns 10% to 25%
      Entity owners
      • E•• C••••••• L•• · Michigan Limited Liability Company
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      Advisers that list F••••••••• I••••••••• L•• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Related insurance company · false to true
        Mar 7, 2019 to Mar 27, 2020
      • Charity clients · unset to 0.0
        Mar 30, 2017 to Mar 12, 2018
      • Corporate clients · unset to 0.0
        Mar 30, 2017 to Mar 12, 2018
      • HNW clients · unset to 0.0
        Mar 30, 2017 to Mar 12, 2018
      • Individual clients · unset to 0.0
        Mar 30, 2017 to Mar 12, 2018
      • Pension plan clients · unset to 0.0
        Mar 30, 2017 to Mar 12, 2018
      • Pooled vehicle clients · unset to 0.0
        Mar 30, 2017 to Mar 12, 2018
      • Other offices · unset to 0.0
        Mar 30, 2017 to Mar 12, 2018
      • HNW RAUM · unset to 0.0
        Mar 30, 2017 to Mar 12, 2018
      • Individual RAUM · unset to 0.0
        Mar 30, 2017 to Mar 12, 2018
      • Pension RAUM · unset to 0.0
        Mar 30, 2017 to Mar 12, 2018
      • Employees · 9 to 8
        Oct 18, 2016 to Mar 30, 2017
      • Advisory employees · 4 to 7
        Nov 17, 2015 to Mar 22, 2016
      • Advisory activities · 2 to 1
        Nov 17, 2015 to Mar 22, 2016
      • BD registered reps · 3 to 6
        Nov 17, 2015 to Mar 22, 2016
      • Employees · 5 to 9
        Nov 17, 2015 to Mar 22, 2016
      • Insurance-licensed employees · 3 to 6
        Nov 17, 2015 to Mar 22, 2016
      • State-registered IARs · 3 to 6
        Nov 17, 2015 to Mar 22, 2016
      • Advisory activities · 1 to 2
        Jun 6, 2014 to Feb 2, 2015
      Signals
      1 dated events
      • F••••••••• I••••••••• L•• filed its initial SEC registration (Form ADV)
        Jun 6, 2014 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026