DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

R•••••• C•••••• P•••••••• L••

Asset manager (funds and pooled vehicles)White Plains, New YorkCRD 171118SEC 801-80753websiteIAPD
Latest filing Jul 6, 2026
First filing on the tape Dec 12, 2014 · 21 filings
SEC status approved since Mar 19, 2015
RAUM
$2.2B
reported, Item 5.F
Discretionary
48%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
34
22 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
27
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$2.2B as of Jul 6, 2026
Mar 30, 2016$891M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 6, 2026
Mar 30, 20162 then
Employees (5.A)34 as of Jul 6, 2026
Mar 30, 201618 then
Private funds27 as of Jul 6, 2026
Mar 30, 201619 then
RAUM -0.0% over the last fiscal year-8.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 6, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$82.7MderivedRAUM over accounts (5.F.2.f)
Discretionary
48%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-0.0%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$2.2B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
27reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      45 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      T••• S• M•• V•••••• I• L••Real Estate Fund$523M3Mar 31, 2023
      T••• S• M•• V•••••• I• L••Real Estate Fund$406M2Mar 30, 2022
      S• V• • I• L••Real Estate Fund$378M3Mar 30, 2020
      S•• • M••••••• I• L••Real Estate Fund$353M3Mar 30, 2020
      R•••••• I••••• L•Venture Capital Fund$309M183Mar 30, 2016
      S•••••• C••• F••• I• L••Real Estate Fund$209M3Mar 27, 2018
      R•••••• E•••••••• I•• L•Venture Capital Fund$167M47Mar 30, 2020
      R•••••• I••••• I•• L•Venture Capital Fund$152M184Mar 28, 2021
      R•••••• E•••••••• I• L•Venture Capital Fund$131M57Nov 3, 2015
      S•••••• B•••••• I• L••Real Estate Fund$103M3Mar 30, 2020
      W•••• O•• A•••• M•••••• L••Real Estate Fund$84.6M2Mar 26, 2019
      S•••••• P•• H••••••••• R••• H••••••• L•no longer reportedReal Estate Fund$52.5M5Dec 12, 2014
      S•••••• P••••••••• V• L••Real Estate Fund$51.2M38Mar 26, 2019
      R•••••• E•••••••• L•Venture Capital Fund$47.3M44Dec 12, 2014
      S•••••• W•••• O•• L••Real Estate Fund$43.6M3Mar 26, 2019
      P••••••• I• L••no longer reportedVenture Capital Fund$34.9M6Dec 12, 2014
      R•••••• E•••••••• S••• L•Venture Capital Fund$28.1M2Mar 27, 2018
      R•• P••••••••• V• L••Real Estate Fund$25.7M29Mar 29, 2024
      R•••••• F••• L•Venture Capital Fund$25.4M37Mar 31, 2023
      A••••• C•••••• M•• L•no longer reportedReal Estate Fund$22.9M5Dec 12, 2014
      F••••• G••••••••• P•••••• E••••• P•••••••no longer reportedPrivate Equity Fund$16.2M12Nov 3, 2015
      D•• B••••••••• L••no longer reportedPrivate Equity Fund$15.7M15Mar 26, 2019
      R•••••• C•••••••• N•••••••• P••••••• L••Real Estate Fund$13.1M3Mar 30, 2022
      F••••• S••••••••• P•••••••no longer reportedOther Private Fund$11.4M9Nov 3, 2015
      F••••• G••••••••• P•••••••• L••no longer reportedReal Estate Fund$6.9M12Nov 3, 2015
      D•• C•••no longer reportedOther Private Fund$6.2M1Mar 26, 2019
      S•••••• C••• F••• I• I•••••••• L••Real Estate Fund$4.8M30Mar 27, 2018
      R•••••• I••••• E••••••• L••Venture Capital Fund$4.5M14Mar 27, 2018
      S•••••• C•••••• V••••••• I•• L••no longer reportedPrivate Equity Fund$4.1M7Nov 3, 2015
      R•••••• C•••••••• N•••••••• P••••••• I• L••Real Estate Fund$3.2M23Mar 30, 2022
      R•••••• I••••• E••••••• B• L••Venture Capital Fund$3.2M18Mar 31, 2023
      S•••••• P••••••••• I•• L••no longer reportedReal Estate Fund$2.9M52Dec 12, 2014
      S• I•• F••••• G• P•••••••no longer reportedReal Estate Fund$2.9M18Nov 3, 2015
      R•••••• C•••••••• I• L•Real Estate Fund$2.5M3Mar 30, 2022
      S•••••• C•••••• V•••••• I•• L••no longer reportedPrivate Equity Fund$1.6M11Mar 28, 2021
      S•• • M••••••• I• L••Real Estate Fund$1.6M3Nov 3, 2015
      R•••••• S••••••••• L••no longer reportedPrivate Equity Fund$1.2M5Nov 3, 2015
      S• I• F••••• G• P•••••••no longer reportedReal Estate Fund$484,00018Nov 3, 2015
      S•••••• L••• I• G•no longer reportedPrivate Equity Fund$296,0425Nov 3, 2015
      S•••••• P••••••••• I• L••Real Estate Fund$266,00048Dec 12, 2014
      All funds of R•••••• C•••••• P•••••••• L••
      Owners and control persons
      Schedule A and B, latest filing
      • R••• D••••••• F•••• · Chief Executive Officer / R•••••• Capital Partners LLCcontrol
        since 10/2013 · owns 25% to 50%
      • S••••• R••••••• D•••• · Founding Chairman / R•••••• Capital Partners LLCcontrol
        since 10/2013 · owns 25% to 50%
      • S•••••••• C••••••••• H•••••• · Chief Financial Officer / R•••••• Capital Partners LLCcontrol
        since 10/2013 · owns less than 5%
      • W•••••• M••••••• E••••• · Chief Operating Officer/ Chief Compliance Officer R•••••• Capital Partners LLCcontrol
        since 10/2013 · owns 5% to 10%
      • W••••• J•••••••• L•••• · Senior Managing Director & Chief Investment Officer / R•••••• Capital Partners LLCcontrol
        since 10/2013 · owns 5% to 10%
      Entity owners
      • R•••••• C•••••• P••••••• L•• · Elected M••••••
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      • R•••••• C•••••• P••••••• I••
        y
      • R•••••• C•••••••• I• G•• L••
        pooled vehicle sponsory
      • R•••••• E•••••••• G• I• L•
        pooled vehicle sponsory
      • R•••••• E•••••••• G• L••
        y
      • R•••••• E•••••••• G• L•
        pooled vehicle sponsory
      • R•••••• E•••••••• I•• G• L•
        pooled vehicle sponsory
      • R•••••• E•••••••• S••• G• L•
        pooled vehicle sponsory
      • R•••••• F••• G• L••
        pooled vehicle sponsory
      • R•••••• F••• G• L•
        pooled vehicle sponsory
      • R•••••• I••••• G• L••
        y
      • R•••••• I••••• G• L•
        pooled vehicle sponsory
      • R•••••• I••••• I• G• L•
        pooled vehicle sponsory
      • R•• V• M•••••• L••
        pooled vehicle sponsory
      • S•••••• C••• F••• I• M••••••• L••
        pooled vehicle sponsory
      • S•• M•••••• L••
        pooled vehicle sponsory
      • S• V• • I• M•••••• L••
        pooled vehicle sponsory
      • S• V• M•••••• L••
        pooled vehicle sponsory
      • T• W•••• O•• L••
        pooled vehicle sponsory
      • T••• S• M•• V•••••• M•••••• I• L••
        pooled vehicle sponsory
      • T••• S• M•• V•••••• M•••••• I• L••
        pooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      • New York, NY4 employees
      What changed
      consecutive filings, newest first
      • Accounts · 26 to 27
        Mar 31, 2025 to Mar 31, 2026
      • Pooled vehicle clients · 26 to 27
        Mar 31, 2025 to Mar 31, 2026
      • Private funds · 26 to 27
        Mar 31, 2025 to Mar 31, 2026
      • Discretionary RAUM · $1.1B to $1.1B
        Mar 31, 2025 to Mar 31, 2026
      • Non-discretionary RAUM · $1.2B to $1.2B
        Mar 31, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $2.2B to $2.2B
        Mar 31, 2025 to Mar 31, 2026
      • RAUM · $2.2B to $2.2B
        Mar 31, 2025 to Mar 31, 2026
      • Accounts · 23 to 26
        Mar 29, 2024 to Mar 31, 2025
      • Advisory employees · 23 to 22
        Mar 29, 2024 to Mar 31, 2025
      • Pooled vehicle clients · 23 to 26
        Mar 29, 2024 to Mar 31, 2025
      • Employees · 36 to 34
        Mar 29, 2024 to Mar 31, 2025
      • Financial planning clients · 0 to 0
        Mar 29, 2024 to Mar 31, 2025
      • Private funds · 23 to 26
        Mar 29, 2024 to Mar 31, 2025
      • Discretionary RAUM · $899M to $1.1B
        Mar 29, 2024 to Mar 31, 2025
      • Non-discretionary RAUM · $1.7B to $1.2B
        Mar 29, 2024 to Mar 31, 2025
      • Pooled vehicle RAUM · $2.6B to $2.2B
        Mar 29, 2024 to Mar 31, 2025
      • RAUM · $2.6B to $2.2B
        Mar 29, 2024 to Mar 31, 2025
      • RAUM · $2.9B to $2.6B
        Mar 31, 2023 to Mar 29, 2024
      • Accounts · 25 to 23
        Mar 31, 2023 to Mar 29, 2024
      • Pooled vehicle clients · 25 to 23
        Mar 31, 2023 to Mar 29, 2024
      • Private funds · 25 to 23
        Mar 31, 2023 to Mar 29, 2024
      • Discretionary RAUM · $894M to $899M
        Mar 31, 2023 to Mar 29, 2024
      • Non-discretionary RAUM · $2.1B to $1.7B
        Mar 31, 2023 to Mar 29, 2024
      • Pooled vehicle RAUM · $2.9B to $2.6B
        Mar 31, 2023 to Mar 29, 2024
      • Accounts · 35 to 25
        Oct 7, 2022 to Mar 31, 2023
      • Advisory employees · 24 to 23
        Oct 7, 2022 to Mar 31, 2023
      • Advisory activities · 2 to 1
        Oct 7, 2022 to Mar 31, 2023
      • Business name · S•••••• I••••••••• G••••• L•• to R•••••• C•••••• P•••••••• L••
        Oct 7, 2022 to Mar 31, 2023
      • Pooled vehicle clients · 35 to 25
        Oct 7, 2022 to Mar 31, 2023
      • Employees · 41 to 36
        Oct 7, 2022 to Mar 31, 2023
      • Financial planning clients · 26-50 to 0
        Oct 7, 2022 to Mar 31, 2023
      • Legal name · S•••••• I••••••••• G••••• L•• to R•••••• C•••••• P•••••••• L••
        Oct 7, 2022 to Mar 31, 2023
      • Private funds · 35 to 25
        Oct 7, 2022 to Mar 31, 2023
      • Discretionary RAUM · $981M to $894M
        Oct 7, 2022 to Mar 31, 2023
      • Non-discretionary RAUM · $1.7B to $2.1B
        Oct 7, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $2.6B to $2.9B
        Oct 7, 2022 to Mar 31, 2023
      • RAUM · $2.6B to $2.9B
        Oct 7, 2022 to Mar 31, 2023
      • Related adviser · true to false
        May 15, 2022 to Oct 7, 2022
      • Other offices · 3 to 1
        Mar 30, 2022 to May 15, 2022
      • Accounts · 32 to 35
        Mar 28, 2021 to Mar 30, 2022
      Signals
      5 dated events
      • Kate Tracy Abbott (Chief Compliance Officer / Chief Compliance And Risk Officer, Rethink Capital Partners Llc) no longer on Schedule A of R•••••• C•••••• P•••••••• L•• (listed 2022-10-07, absent 2023-03-31)
        Mar 31, 2023 · Control person left · inference
      • R•••••• C•••••• P•••••••• L•• reported RAUM $1.7B, up 57% from $1.1B (2019-07-01 to 2020-03-30)
        Mar 30, 2020 · RAUM change · derived
      • Kate Tracy Abbott (Chief Compliance Officer / Seavest Investment Group Llc) appeared on Schedule A of R•••••• C•••••• P•••••••• L••
        Jul 1, 2019 · Control person joined · fact
      • J•••• A••••••• (Founder & Managing Partner / Rethink Impact Management Llc) no longer on Schedule A of R•••••• C•••••• P•••••••• L•• (listed 2018-03-27, absent 2019-03-26)
        Mar 26, 2019 · Control person left · inference
      • S•••••• I••••••••• G••••• L•• filed its initial SEC registration (Form ADV)
        Dec 12, 2014 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      LinkedIn.com/company/Rethink-Food-VCreportedpublic record, Form ADV, Sep 18, 2026
      Firm profile
      LinkedIn.com/company/Rethink-Communityreportedpublic record, Form ADV, Sep 18, 2026
      Website
      rethinkimpact.comreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      (914) 683-8474reportedpublic record, Form ADV, Jul 6, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      R•••••• C•••••• P•••••••• L•• is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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