DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

V••••• C•••••• M••••••••• L•••

Asset manager (funds and pooled vehicles)San Francisco, CaliforniaCRD 171172SEC 801-79800websiteIAPD
Latest filing Jun 24, 2026
First filing on the tape May 19, 2014 · 30 filings
SEC status approved since Jun 23, 2014
RAUM
$3.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
51
32 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
9
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$3.8B as of Jun 24, 2026
Mar 27, 2015$2.6B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 24, 2026
Mar 27, 20150 then
Employees (5.A)51 as of Jun 24, 2026
Mar 27, 201544 then
Private funds9 as of Jun 24, 2026
Mar 27, 201515 then
RAUM -11% over the last fiscal year-7.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 24, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$417MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-11%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$3.8B100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
9reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      25 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      V••••• C•••••• V• L•••Private Equity Fund$1.8B95Mar 30, 2017
      V••••• C•••••• I•• L•••Private Equity Fund$602M87Feb 13, 2012
      V••••• C•••••• I••••• E••••••••• L•••Private Equity Fund$588M22Mar 30, 2018
      V••••• C•••••• V•• L•••Private Equity Fund$513M33Mar 28, 2023
      V••••• C•••••• C••••• O••••••••• M••••• F•••• L•••Hedge Fund$513M169Feb 13, 2012
      V••••• T••••• H•••••••• L•••no longer reportedPrivate Equity Fund$370M89Mar 29, 2019
      V••••• T••••• H•••••••• L••no longer reportedPrivate Equity Fund$205M89Feb 16, 2016
      V••••• L•••no longer reportedPrivate Equity Fund$47.4M3Feb 13, 2012
      M•••••••• C••••••••• L•••no longer reportedPrivate Equity Fund$26.6M13Mar 30, 2017
      V••••• E••••••••• F••• V• L•••Private Equity Fund$12.3M23Mar 30, 2018
      V••••• M• C••••••••• L•no longer reportedPrivate Equity Fund$11.0M5Mar 29, 2019
      V••••• E••••••••• F••• I••• L•••Private Equity Fund$8.6M81Feb 13, 2012
      V••••• E••••••••• F••• I•• L•••no longer reportedPrivate Equity Fund$4.4M92Feb 13, 2012
      V••••• E•••• C••••••••• L•••no longer reportedPrivate Equity Fund$3.1M5Mar 29, 2019
      V••••• C•••••• I••• L•••no longer reportedPrivate Equity Fund$667,97543Feb 13, 2012
      V••••• C•••••• I•• L•••no longer reportedPrivate Equity Fund$535,26835Feb 13, 2012
      V••••• P•• C••••••••• L•no longer reportedPrivate Equity Fund$329,3126Mar 29, 2019
      V•• S•••••• I••••••••• L•••no longer reportedPrivate Equity Fund$225,7502Feb 13, 2012
      V•• C•••• I••••••••• I••••••••• L•••no longer reportedPrivate Equity Fund$176,1303Feb 13, 2012
      V••••• M••••• F••• I•• L•••no longer reportedPrivate Equity Fund$173,1936Feb 13, 2012
      C•••• H•••••••• L•••Private Equity Fund$161,39412Mar 28, 2013
      V••••• S• H•••••••• L••no longer reportedPrivate Equity Fund$157,62630Mar 28, 2013
      V••••• R••••••••• I••••••••• L•••no longer reportedPrivate Equity Fund$134,1514Mar 28, 2013
      V• C•••• I••••••••• I••••••••• L•••no longer reportedPrivate Equity Fund$40,5814Feb 13, 2012
      V• S•••••• I••••••••• L•••no longer reportedPrivate Equity Fund$13,3014Feb 13, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • B•••••• D••••• A•••••• · Chief Operating Officer/Chief Legal Officer/Limited Partnercontrol
        since 04/2008 · owns less than 5%
      • S•••••• A••••••••• R••••• · Chief Investment Officer/Limited Partnercontrol
        since 05/1998 · owns 75% or more
      • S•••••• A••••••••• R••••• · Managing M•••••control
        since 01/2014 · owns 75% or more of V••••• C••••••• L•••••
      • S•••••• A••••••••• R••••• · Shareholdercontrol
        since 01/2014 · owns 75% or more of V•• H••••••• I•••
      • M•••••• J••••• P•••••• · Chief Financial Officer, Chief Compliance Officer
        since 08/2014 · owns less than 5%
      Entity owners
      • V•• H••••••• I••• · Limited Partner
        direct · owns 10% to 25%
      • V••••• C••••••• L••••• · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      • V•• C•••••• L••
        pooled vehicle sponsorn
      • V••••• C•••••• P••••••• I••••• E••••••••• L•••
        pooled vehicle sponsorn
      • V••••• C•••••• P••••••• I••• L•••
        pooled vehicle sponsorn
      • V••••• C•••••• P••••••• I•• L•
        pooled vehicle sponsorn
      • V••••• C•••••• P••••••• V• L•••
        pooled vehicle sponsorn
      • V••••• C•••••• P••••••• V•• L•••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      • Orinda, CA1 employees
      What changed
      consecutive filings, newest first
      • Accounts · 10 to 9
        Mar 26, 2025 to Mar 20, 2026
      • Discretionary RAUM · $4.2B to $3.8B
        Mar 26, 2025 to Mar 20, 2026
      • Pooled vehicle RAUM · $4.2B to $3.8B
        Mar 26, 2025 to Mar 20, 2026
      • RAUM · $4.2B to $3.8B
        Mar 26, 2025 to Mar 20, 2026
      • Accounts · 9 to 10
        Jul 1, 2024 to Mar 26, 2025
      • Advisory employees · 30 to 32
        Jul 1, 2024 to Mar 26, 2025
      • Employees · 48 to 51
        Jul 1, 2024 to Mar 26, 2025
      • Financial planning clients · unset to
        Jul 1, 2024 to Mar 26, 2025
      • Private funds · 8 to 9
        Jul 1, 2024 to Mar 26, 2025
      • Discretionary RAUM · $4.1B to $4.2B
        Jul 1, 2024 to Mar 26, 2025
      • Pooled vehicle RAUM · $4.1B to $4.2B
        Jul 1, 2024 to Mar 26, 2025
      • RAUM · $4.1B to $4.2B
        Jul 1, 2024 to Mar 26, 2025
      • Employees · 47 to 48
        Jan 12, 2024 to Mar 27, 2024
      • Discretionary RAUM · $4.8B to $4.1B
        Jan 12, 2024 to Mar 27, 2024
      • Pooled vehicle RAUM · $4.8B to $4.1B
        Jan 12, 2024 to Mar 27, 2024
      • RAUM · $4.8B to $4.1B
        Jan 12, 2024 to Mar 27, 2024
      • Accounts · 7 to 9
        Mar 30, 2022 to Mar 28, 2023
      • Pooled vehicle clients · 7 to 9
        Mar 30, 2022 to Mar 28, 2023
      • Employees · 50 to 47
        Mar 30, 2022 to Mar 28, 2023
      • Private funds · 7 to 8
        Mar 30, 2022 to Mar 28, 2023
      • Discretionary RAUM · $4.3B to $4.8B
        Mar 30, 2022 to Mar 28, 2023
      • Pooled vehicle RAUM · $4.3B to $4.8B
        Mar 30, 2022 to Mar 28, 2023
      • RAUM · $4.3B to $4.8B
        Mar 30, 2022 to Mar 28, 2023
      • Accounts · 8 to 7
        Mar 31, 2021 to Mar 30, 2022
      • Pooled vehicle clients · 8 to 7
        Mar 31, 2021 to Mar 30, 2022
      • Private funds · 8 to 7
        Mar 31, 2021 to Mar 30, 2022
      • Discretionary RAUM · $3.5B to $4.3B
        Mar 31, 2021 to Mar 30, 2022
      • Pooled vehicle RAUM · $3.5B to $4.3B
        Mar 31, 2021 to Mar 30, 2022
      • RAUM · $3.5B to $4.3B
        Mar 31, 2021 to Mar 30, 2022
      • Accounts · 14 to 8
        Aug 24, 2020 to Mar 31, 2021
      • Pooled vehicle clients · 14 to 8
        Aug 24, 2020 to Mar 31, 2021
      • Employees · 47 to 50
        Aug 24, 2020 to Mar 31, 2021
      • Private funds · 14 to 8
        Aug 24, 2020 to Mar 31, 2021
      • Discretionary RAUM · $3.7B to $3.5B
        Aug 24, 2020 to Mar 31, 2021
      • Pooled vehicle RAUM · $3.7B to $3.5B
        Aug 24, 2020 to Mar 31, 2021
      • RAUM · $3.7B to $3.5B
        Aug 24, 2020 to Mar 31, 2021
      • Related adviser · true to false
        Aug 24, 2020 to Mar 31, 2021
      • Accounts · 16 to 14
        Apr 1, 2019 to Mar 27, 2020
      • Advisory employees · 29 to 30
        Apr 1, 2019 to Mar 27, 2020
      • Pooled vehicle clients · 16 to 14
        Apr 1, 2019 to Mar 27, 2020
      Signals
      4 dated events
      • Michael Patrick Dominguez (Chief Compliance Officer) no longer on Schedule A of V••••• C•••••• M••••••••• L••• (listed 2023-03-28, absent 2023-07-12)
        Jul 12, 2023 · Control person left · inference
      • Michael Patrick Dominguez (Chief Compliance Officer) appeared on Schedule A of V••••• C•••••• M••••••••• L•••
        Mar 31, 2021 · Control person joined · fact
      • V••••• C•••••• M••••••••• L••• reported succeeding to the business of Another Adviser (Form ADV Item 4)
        May 19, 2014 · Succession (Item 4) · fact
      • V••••• C•••••• M••••••••• L••• filed its initial SEC registration (Form ADV)
        May 19, 2014 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/vector-capital/mycompanyreportedpublic record, Form ADV, Sep 18, 2026
      Website
      H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      415-293-5000reportedpublic record, Form ADV, Jun 24, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026