DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••• I••••••••• P••••••• L•
Latest filing May 8, 2026
First filing on the tape Dec 19, 2014 · 30 filings
SEC status approved since Jan 8, 2015
RAUM
$7.1B
reported, Item 5.F
Discretionary
31%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$1.0B
derived; firm RAUM over IAPD count
Employees
17
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
14
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$7.1B as of May 8, 2026
Mar 30, 2016$503M then
HNW client RAUM: no history
State-registered IARs (5.B.3)7 as of May 8, 2026
Mar 30, 20160 then
Employees (5.A)17 as of May 8, 2026
Mar 30, 20167 then
Private funds14 as of May 8, 2026
Mar 31, 202514 then
RAUM +13% over the last fiscal year+5.7% a year over threeIARs 11 to 7
Practice profile
derived from the filing of May 8, 2026; every figure names its basis
- RAUM per advisor
- $1.0BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $272MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 31%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.4derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- -36%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$7.1B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 26reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K•••••• I•• B••• | New York, Ny | Aug 25, 2021 | 26 y | 0 |
| H••• A• | New York, Ny | Aug 25, 2021 | 24 y | 0 |
| A••••• C•••••• Z••••••• | New York, Ny | Aug 26, 2021 | 15 y | 0 |
| M•••••• •••• M•••• | New York, Ny | Aug 26, 2021 | 11 y | 0 |
| A••••• G••••• S•••• | New York, Ny | Aug 26, 2021 | 11 y | 0 |
| B•••• P•••••• S•••• | New York, Ny | Aug 26, 2021 | 13 y | 0 |
| R•••••• M••• K••••• | New York, Ny | Aug 26, 2021 | 25 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
14 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•• E••••• N•••• A•••••• L•• | Other Private Fund | $1.3B | 3 | Nov 25, 2024 |
| A•• M•••••• A••••••••• L•• | Other Private Fund | $947M | 4 | Nov 25, 2024 |
| A•• S••••• 3• P••••••••• L••• | Other Private Fund | $916M | 47 | Nov 25, 2024 |
| A•• I••••••••• 3• L•• | Private Equity Fund | $889M | 3 | Nov 25, 2024 |
| A•• L•••• A••••••••• L•• | Other Private Fund | $466M | 3 | Nov 25, 2024 |
| A•• H••••• H••••••• L•• | Other Private Fund | $433M | 3 | Nov 25, 2024 |
| A•• S••••• 3• I•••••••• C••••••••• L••• | Other Private Fund | $250M | 45 | Nov 25, 2024 |
| A•• I•••••••• T• C••••••••• L••• | Other Private Fund | $144M | 2 | Nov 25, 2024 |
| A••• C•••••• P••••••• •• S••••• 3• L••• | Other Private Fund | $139M | 2 | Nov 25, 2024 |
| A••• C•••••• P••••••• •• 2••• L••• | Other Private Fund | $110M | 2 | Nov 25, 2024 |
| A•• •• 2••• I••••••••• L••• | Other Private Fund | $89.4M | 2 | Nov 25, 2024 |
| A••• C•••••• P••••••• •• 2••• L••• | Other Private Fund | $66.7M | 23 | Nov 25, 2024 |
| A•• F••••••• A••••••••• L•• | Other Private Fund | $0 | 0 | Nov 25, 2024 |
| A•• S••••• 4• P••••••••• L••• | Other Private Fund | $0 | 12 | Nov 25, 2024 |
Owners and control persons
Schedule A and B, latest filing
- Z•••••••• J••••• D••••••••• · Non-Member Managercontrolsince 12/2013 · owns less than 5%
- Z•••••••• J••••• D••••••••• · Sole Membercontrolsince 12/2013 · owns 75% or more of A••• P••••••• G• L••
- P••••• A•••• L••• · Chief Compliance Officersince 06/2016 · owns less than 5%
- Z•••••••• A•••••• C•••••• · Non-Member Managersince 08/2022 · owns less than 5%
- Z•••••••• J••••• D••••••••• · Partnersince 12/2013 · owns 50% to 75% of A••• P••••••• L•
Entity owners
- A••• I••••••••• P••••••• L•• · General Partnerdirect · owns less than 5%
- A••• L• · Memberdirect · owns 75% or more
- A••• L• · Memberindirect · owns 75% or more of A••• I••••••••• P••••••• L••
- A••• P••••••• G• L•• · General Partnerindirect · owns F of A••• L•
- A••• P••••••• L• · Partnerindirect · owns 75% or more of A••• L•
Related persons
Schedule D 7.A
- A•• •• 2••• G• L••pooled vehicle sponsory
- A•• •• S••••• 3• G• L••pooled vehicle sponsory
- A•• •• 2••• G• L••pooled vehicle sponsory
- A•• •• 2••• G• L•••pooled vehicle sponsory
- A•• S••••• 3• P••••••••• G• L••pooled vehicle sponsory
- A•• S••••• 4• P••••••••• G• L••pooled vehicle sponsory
- A•• 3• M• L••pooled vehicle sponsory
- A••• E••••• N•••• A•••••• M• L••pooled vehicle sponsory
- A••• I•••••••• T• C••••••••• G• L••pooled vehicle sponsory
- A••• I••••••••• P••••••• L••pooled vehicle sponsory
- A••• L•investment advisery
- A••• P••••••• G• L••pooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 7 | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Sydney, Australia1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- advisor count dropChange between filings · filing Apr 8, 2026advisory representatives (Item 5.B.3) moved from 11.0 to 7.0 (-36.0%) between the annual amendments of 2025-03-31 and 2026-04-08; the peer median change was 0.0% (33 comparable advisers, 9.0th percentile of changes)peers: asset managers, $5B to $20B (33) · 9.4% percentile
What changed
consecutive filings, newest first
- Accounts · 27 to 26Mar 31, 2026 to Apr 8, 2026
- Pooled vehicle clients · 27 to 26Mar 31, 2026 to Apr 8, 2026
- Private funds · 15 to 14Mar 31, 2026 to Apr 8, 2026
- Discretionary RAUM · $2.3B to $2.2BMar 31, 2026 to Apr 8, 2026
- Pooled vehicle RAUM · $7.2B to $7.1BMar 31, 2026 to Apr 8, 2026
- RAUM · $7.2B to $7.1BMar 31, 2026 to Apr 8, 2026
- Accounts · 25 to 27Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 24 to 27Mar 31, 2025 to Mar 31, 2026
- Employees · 16 to 17Mar 31, 2025 to Mar 31, 2026
- State-registered IARs · 11 to 7Mar 31, 2025 to Mar 31, 2026
- Private funds · 14 to 15Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.8B to $2.3BMar 31, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $4.5B to $4.9BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $6.2B to $7.2BMar 31, 2025 to Mar 31, 2026
- RAUM · $6.2B to $7.2BMar 31, 2025 to Mar 31, 2026
- Accounts · 14 to 25Dec 23, 2024 to Mar 31, 2025
- Advisory employees · 15 to 13Dec 23, 2024 to Mar 31, 2025
- Pooled vehicle clients · 14 to 24Dec 23, 2024 to Mar 31, 2025
- Employees · 19 to 16Dec 23, 2024 to Mar 31, 2025
- Financial planning clients · unset to Dec 23, 2024 to Mar 31, 2025
- State-registered IARs · 12 to 11Dec 23, 2024 to Mar 31, 2025
- Other offices · 1 to 0Dec 23, 2024 to Mar 31, 2025
- Discretionary RAUM · $2.0B to $1.8BDec 23, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $4.4B to $4.5BDec 23, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $6.4B to $6.2BDec 23, 2024 to Mar 31, 2025
- RAUM · $6.4B to $6.2BDec 23, 2024 to Mar 31, 2025
- Accounts · 24 to 14Jun 25, 2024 to Nov 25, 2024
- Pooled vehicle clients · 23 to 14Jun 25, 2024 to Nov 25, 2024
- Private funds · unset to 14Jun 25, 2024 to Nov 25, 2024
- Non-discretionary RAUM · $4.4B to $4.4BJun 25, 2024 to Nov 25, 2024
- Pooled vehicle RAUM · $6.4B to $6.4BJun 25, 2024 to Nov 25, 2024
- RAUM · $6.4B to $6.4BJun 25, 2024 to Nov 25, 2024
- Accounts · 27 to 24Mar 31, 2023 to Mar 29, 2024
- Advisory employees · 13 to 15Mar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 24 to 23Mar 31, 2023 to Mar 29, 2024
- Employees · 16 to 19Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $1.9B to $2.0BMar 31, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $4.0B to $4.4BMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $6.0B to $6.4BMar 31, 2023 to Mar 29, 2024
- RAUM · $6.0B to $6.4BMar 31, 2023 to Mar 29, 2024
Signals
9 dated events
- David Aaron Gold (Manager) no longer on Schedule A of A••• I••••••••• P••••••• L• (listed 2024-03-29, absent 2024-06-25)Jun 25, 2024 · Control person left · inference
- Mark Richard Klapow (Manager) no longer on Schedule A of A••• I••••••••• P••••••• L• (listed 2024-03-29, absent 2024-06-25)Jun 25, 2024 · Control person left · inference
- A••• I••••••••• P••••••• L• reported 11 state-registered advisory representatives, up from 0 (2021-03-29 to 2022-03-28)Mar 28, 2022 · Advisor headcount change · derived
- A••• I••••••••• P••••••• L• reported RAUM $5.1B, up 36% from $3.7B (2021-03-29 to 2022-03-28)Mar 28, 2022 · RAUM change · derived
- A••• I••••••••• P••••••• L• reported RAUM $3.7B, up 37% from $2.7B (2020-04-15 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
- A••• I••••••••• P••••••• L• reported RAUM $2.2B, up 45% from $1.5B (2018-11-15 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- A••• I••••••••• P••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Sep 14, 2018 · Succession (Item 4) · fact
- A••• I••••••••• P••••••• L• reported RAUM $1.5B, up 60% from $940.0M (2017-05-02 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
- A••• I••••••••• P••••••• L•• filed its initial SEC registration (Form ADV)Dec 19, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A••• I••••••••• P••••••• L• · Independent Sponsorsshared crd · capital_provider
- A••• I••••••••• P••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business email
- i•••@a•••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 212-521-5097reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/argo-infrastructure-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- A•••IP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-521-5096reportedpublic record, Form ADV, May 8, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.0Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026