DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

D•••••• M••••••••• L••

No RAUM reportedWestwood, MassachusettsCRD 171322SEC 801-80353websiteIAPD
Latest filing Mar 26, 2026
First filing on the tape Sep 10, 2014 · 25 filings
SEC status approved since Oct 10, 2014
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$0 as of Mar 26, 2026
Mar 30, 2015$105B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 30, 20150 then
Employees (5.A)8 as of Mar 26, 2026
Mar 30, 20153 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
performance-based, otherreportedItem 5.E
Advisory activities
pension consultingreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
performancereported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • S•••••••• I••••• B••••• · President, Managing Membercontrol
        since 05/2013 · owns less than 5%
      • S•••••••• I••••• B••••• · Managing Membercontrol
        since 08/2011 · owns 50% to 75% of I•••• L••
      • A••••• W••••••• W•••••• · Chief Compliance Officer
        since 04/2022 · owns less than 5%
      Entity owners
      • I•••• L•• · Direct Owner
        direct · owns 75% or more
      • I••• T•••• N•••••• L• E•••• T••• · Trust
        indirect · owns 25% to 50% of I•••• L••
      Related persons
      Schedule D 7.A
      • B•• S•••••••• P•••
        n
      • D•••••• R••• I•••••••• C••••••
        real estaten
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 7 to 8
        Mar 27, 2025 to Mar 26, 2026
      • Employees · 7 to 8
        Mar 27, 2025 to Mar 26, 2026
      • Accounts · unset to 0.0
        Mar 28, 2024 to Mar 27, 2025
      • Advisory employees · 6 to 7
        Mar 28, 2024 to Mar 27, 2025
      • Employees · 6 to 7
        Mar 28, 2024 to Mar 27, 2025
      • Financial planning clients · 0 to 0
        Mar 28, 2024 to Mar 27, 2025
      • Discretionary RAUM · unset to 0.0
        Mar 28, 2024 to Mar 27, 2025
      • Non-discretionary RAUM · unset to 0.0
        Mar 28, 2024 to Mar 27, 2025
      • RAUM · unset to 0.0
        Mar 28, 2024 to Mar 27, 2025
      • Advisory employees · 4 to 6
        Mar 27, 2020 to Mar 30, 2021
      • Pension plan clients · 1.0 to unset
        Mar 27, 2020 to Mar 30, 2021
      • Employees · 4 to 6
        Mar 27, 2020 to Mar 30, 2021
      • Other offices · 1 to 0
        Mar 26, 2019 to Mar 27, 2020
      • Advisory employees · 3 to 4
        Mar 29, 2018 to Mar 26, 2019
      • Employees · 3 to 4
        Mar 29, 2018 to Mar 26, 2019
      • Pension plan clients · unset to 1.0
        Mar 30, 2017 to Mar 29, 2018
      • Other offices · unset to 1.0
        Mar 30, 2017 to Mar 29, 2018
      • Accounts · 1.0 to unset
        Mar 30, 2015 to Apr 13, 2015
      • Discretionary RAUM · 0.0 to unset
        Mar 30, 2015 to Apr 13, 2015
      • Non-discretionary RAUM · 105000000000.0 to unset
        Mar 30, 2015 to Apr 13, 2015
      • RAUM · 105000000000.0 to unset
        Mar 30, 2015 to Apr 13, 2015
      • Non-discretionary RAUM · $106B to $105B
        Jan 8, 2015 to Mar 30, 2015
      • RAUM · $106B to $105B
        Jan 8, 2015 to Mar 30, 2015
      • Accounts · 0 to 1
        Oct 10, 2014 to Dec 9, 2014
      • Non-discretionary RAUM · $0 to $106B
        Oct 10, 2014 to Dec 9, 2014
      • RAUM · $0 to $106B
        Oct 10, 2014 to Dec 9, 2014
      Signals
      3 dated events
      • A••••• D••••• G•••••• A•••••••• (Chief Compliance Officer) no longer on Schedule A of D•••••• M••••••••• L•• (listed 2022-03-24, absent 2022-05-03)
        May 3, 2022 · Control person left · inference
      • A••••• D••••• G•••••• A•••••••• (Chief Compliance Officer) appeared on Schedule A of D•••••• M••••••••• L••
        Jan 21, 2022 · Control person joined · fact
      • D•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
        Sep 10, 2014 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      LINKEDIN.COM/COMPANY/D••••••reportedpublic record, Form ADV, Sep 19, 2026
      Website
      dividexcos.comreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      781-636-5070reportedpublic record, Form ADV, Mar 26, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      No RAUM reportedderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026