DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••••• H••• G••••• P•••••••• L•••
Latest filing Mar 26, 2026
First filing on the tape Mar 31, 2015 · 18 filings
SEC status approved since Apr 9, 2015
RAUM
$311M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$311M as of Mar 26, 2026
Mar 29, 2016$1.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 29, 20160 then
Employees (5.A)8 as of Mar 26, 2026
Mar 29, 201625 then
Private funds6 as of Mar 26, 2026
Mar 29, 20169 then
RAUM -36% over the last fiscal year-28% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $51.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -36%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $311M, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$311M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $311M for 6 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
13 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P••••••• H••• G••••• F••• I• L••• | Private Equity Fund | $241M | 28 | Mar 31, 2015 |
| P••••••• H••• G••••• F••• I•• L••• | Private Equity Fund | $203M | 54 | Mar 28, 2018 |
| P••••••• H••• G••••• F••• I• C•••••••• L••• | Private Equity Fund | $76.4M | 40 | Mar 31, 2015 |
| P••••••• H••• G••••• F••• I• C••••••••• L••• | Private Equity Fund | $40.7M | 35 | Mar 28, 2018 |
| W••••• S••••• O••••••••• F•••• L•••no longer reported | Private Equity Fund | $32.0M | 37 | Mar 31, 2015 |
| J•• F••• I•• C••••••••• L••no longer reported | Private Equity Fund | $1.7M | 25 | Feb 15, 2012 |
| J••• C••••• E••••• P••••••• I••• L•••no longer reported | Private Equity Fund | $1.2M | 160 | Feb 15, 2012 |
| J••• C••••• E••••• P••••••• I•• L•••no longer reported | Private Equity Fund | $682,025 | 120 | Feb 15, 2012 |
| P••••••• H••• G••••• F••• I• C•••••••• F••••• A• L••• | Private Equity Fund | $22,421 | 1 | Apr 13, 2020 |
| P••••••• H••• G••••• F••• I• C•••••••• F••••• B• L••• | Private Equity Fund | $20,696 | 1 | Apr 13, 2020 |
| J•• I• C••••••••• L••no longer reported | Private Equity Fund | $14,400 | 30 | Feb 15, 2012 |
| O•• I••••••••• P••••••• I••no longer reported | Private Equity Fund | $718 | 20 | Feb 15, 2012 |
| O•• I••••••••• P••••••• I•no longer reported | Private Equity Fund | $0 | 20 | Feb 15, 2012 |
Owners and control persons
Schedule A and B, latest filing
- S•••••• A•••• L•••• · Limited Partner And Managing Director Of P••••••• H••• G••••• P•••••••• L•••controlsince 02/1995 · owns 25% to 50%
- T••••••• J••••••• J•••• · Limited Partner And Managing Director Of P••••••• H••• G••••• Partners L.P.controlsince 04/2014 · owns 25% to 50%
- W••••• W••••••• E••••• · Limited Partner And Managing Director Of P••••••• H••• G••••• P•••••••• L•••controlsince 04/2014 · owns 25% to 50%
- S•••••• A•••• L•••• · Managercontrolsince 04/2014 · owns F of P••••••• H••• G••••• P••••••• G•• L••
- T••••••• J••••••• J•••• · Managercontrolsince 04/2014 · owns F of P••••••• H••• G••••• P••••••• G•• L••
- W••••• W••••••• E••••• · Managercontrolsince 04/2014 · owns F of P••••••• H••• G••••• P••••••• G•• L••
- K••••• S••••• G•••• · Chief Compliance Officersince 01/2023 · owns less than 5%
Entity owners
- P••••••• H••• G••••• P••••••• G•• L•• · General Partner Of P••••••• H••• G••••• P•••••••• L•••direct · owns less than 5%
Related persons
Schedule D 7.A
- P••••••• H••• G••••• A••••••• I• L•••pooled vehicle sponsorn
- P••••••• H••• G••••• A••••••• I•• L•••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 25 %Change between filings · filing Mar 26, 2026RAUM (Item 5.F) moved from $484,716,771 to $310,642,036 (-36.0%) between the annual amendments of 2025-03-26 and 2026-03-26; the peer median change was +4.0% (1148 comparable advisers, 7.0th percentile of changes)peers: asset managers, $100M to $500M (1,148) · 6.9% percentile
What changed
consecutive filings, newest first
- Advisory employees · 8 to 6Mar 26, 2025 to Mar 26, 2026
- Assets in custody · $485M to $311MMar 26, 2025 to Mar 26, 2026
- Employees · 11 to 8Mar 26, 2025 to Mar 26, 2026
- Discretionary RAUM · $485M to $311MMar 26, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $485M to $311MMar 26, 2025 to Mar 26, 2026
- RAUM · $485M to $311MMar 26, 2025 to Mar 26, 2026
- Advisory employees · 9 to 8Mar 29, 2024 to Mar 26, 2025
- Assets in custody · $561M to $485MMar 29, 2024 to Mar 26, 2025
- Employees · 12 to 11Mar 29, 2024 to Mar 26, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 26, 2025
- Discretionary RAUM · $561M to $485MMar 29, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $561M to $485MMar 29, 2024 to Mar 26, 2025
- RAUM · $561M to $485MMar 29, 2024 to Mar 26, 2025
- Advisory employees · 12 to 9Mar 31, 2023 to Mar 29, 2024
- Assets in custody · $817M to $561MMar 31, 2023 to Mar 29, 2024
- Employees · 14 to 12Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $817M to $561MMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $817M to $561MMar 31, 2023 to Mar 29, 2024
- RAUM · $817M to $561MMar 31, 2023 to Mar 29, 2024
- Accounts · 8 to 6Mar 30, 2022 to Mar 31, 2023
- Advisory employees · 17 to 12Mar 30, 2022 to Mar 31, 2023
- Pooled vehicle clients · 8 to 6Mar 30, 2022 to Mar 31, 2023
- Assets in custody · $1.1B to $817MMar 30, 2022 to Mar 31, 2023
- Employees · 19 to 14Mar 30, 2022 to Mar 31, 2023
- Private funds · 8 to 6Mar 30, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.1B to $817MMar 30, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $1.1B to $817MMar 30, 2022 to Mar 31, 2023
- RAUM · $1.1B to $817MMar 30, 2022 to Mar 31, 2023
- Pooled vehicle clients · 11 to 8Mar 25, 2021 to Mar 30, 2022
- Assets in custody · $1.3B to $1.1BMar 25, 2021 to Mar 30, 2022
- Employees · 17 to 19Mar 25, 2021 to Mar 30, 2022
- Private funds · 11 to 8Mar 25, 2021 to Mar 30, 2022
- Discretionary RAUM · $1.3B to $1.1BMar 25, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $1.3B to $1.1BMar 25, 2021 to Mar 30, 2022
- RAUM · $1.3B to $1.1BMar 25, 2021 to Mar 30, 2022
- Accounts · 11 to 8Mar 25, 2021 to Mar 30, 2022
- Advisory employees · 15 to 17Mar 25, 2021 to Mar 30, 2022
- Advisory employees · 16 to 15Apr 27, 2020 to Mar 25, 2021
- Assets in custody · $1.0B to $1.3BApr 27, 2020 to Mar 25, 2021
- Employees · 19 to 17Apr 27, 2020 to Mar 25, 2021
Signals
7 dated events
- P••••••• H••• G••••• P•••••••• L••• reported RAUM $310.6M, down 36% from $484.7M (2025-03-26 to 2026-03-26)Mar 26, 2026 · RAUM change · derived
- P••••••• H••• G••••• P•••••••• L••• reported RAUM $561.4M, down 31% from $817.0M (2023-03-31 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- P••••••• H••• G••••• P•••••••• L••• reported RAUM $817.0M, down 28% from $1.1B (2022-03-30 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Anthony David Fiorentino (Limited Partner And Managing Director Of P••••••• H••• G••••• P•••••••• L•••) no longer on Schedule A of P••••••• H••• G••••• P•••••••• L••• (listed 2022-03-30, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- P••••••• H••• G••••• P•••••••• L••• reported RAUM $1.3B, up 28% from $1.0B (2020-04-27 to 2021-03-25)Mar 25, 2021 · RAUM change · derived
- Winston John Childs (Manager) no longer on Schedule A of P••••••• H••• G••••• P•••••••• L••• (listed 2018-05-01, absent 2019-03-28)Mar 28, 2019 · Control person left · inference
- J•• M••••••••• L••• filed its initial SEC registration (Form ADV)Mar 31, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P••••••• H••• G••••• P•••••••• L••• · Independent Sponsorsshared crd · capital_provider
- P••••••• H••• G••••• P•••••••• L••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/P•••••••-H•••-G•••••-PARTNERSreportedpublic record, Form ADV, Sep 18, 2026
- Website
- P•••••••H•••G•••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 617-753-1100reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026