DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

P•••••• A••• C••••••

Former SEC-registered adviserBogota, CRD 171539SEC 801-113114IAPD
Legal name P•••••• A••• C•••••• C••••••• S••••
Latest filing Apr 2, 2018
First filing on the tape May 30, 2014 · 2 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: $0
State-registered IARs (5.B.3)0 as of Apr 2, 2018
May 30, 20140 then
Employees (5.A)2 as of Apr 2, 2018
May 30, 20146 then
Private funds: 3
Practice profile
derived from the filing of Apr 2, 2018; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
otherreportedItem 5.E
Advisory activities
otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
n/areported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
n/areported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      4 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      P•••••• A••••••••• F••• L••no longer reportedPrivate Equity Fund$22.3M33May 30, 2014
      P••• I••••••••• P••••••• L••no longer reportedPrivate Equity Fund$5.7M10May 30, 2014
      C•••• I••••••••• P••••••• L••Private Equity Fund$812,5948May 30, 2014
      C•••• I••••••••• P••••••• I• L••Private Equity Fund$744,3309Dec 23, 2014
      Owners and control persons
      Schedule A and B, latest filing
      • R••••••• W••••••• J•••• · Ccocontrol
        since 05/2013 · owns 75% or more
      Entity owners
      • P•••••• A••• C•••••• S••• L••• · Owner
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      • P•••••• A••• C•••••• S••• L•••
        pooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      • Grand Cayman, Cayman Islands1 employees
      What changed
      consecutive filings, newest first
      • Advisory employees · 5 to 2
        May 30, 2014 to Apr 2, 2018
      • Business name · P•••••• A••• C•••••• to P•••••• A••• C••••••
        May 30, 2014 to Apr 2, 2018
      • Charity clients · unset to 0.0
        May 30, 2014 to Apr 2, 2018
      • Corporate clients · unset to 0.0
        May 30, 2014 to Apr 2, 2018
      • HNW clients · unset to 0.0
        May 30, 2014 to Apr 2, 2018
      • Individual clients · unset to 0.0
        May 30, 2014 to Apr 2, 2018
      • Pension plan clients · unset to 0.0
        May 30, 2014 to Apr 2, 2018
      • Pooled vehicle clients · unset to 0.0
        May 30, 2014 to Apr 2, 2018
      • Employees · 6 to 2
        May 30, 2014 to Apr 2, 2018
      • Financial planning clients · unset to 0
        May 30, 2014 to Apr 2, 2018
      • Other offices · unset to 1.0
        May 30, 2014 to Apr 2, 2018
      • Private funds · 3 to unset
        May 30, 2014 to Apr 2, 2018
      • HNW RAUM · unset to 0.0
        May 30, 2014 to Apr 2, 2018
      • Individual RAUM · unset to 0.0
        May 30, 2014 to Apr 2, 2018
      • Pension RAUM · unset to 0.0
        May 30, 2014 to Apr 2, 2018
      • Pooled vehicle RAUM · unset to 0.0
        May 30, 2014 to Apr 2, 2018
      • Related adviser · true to false
        May 30, 2014 to Apr 2, 2018
      Signals
      1 dated events
      • P•••••• A••• C•••••• filed its initial SEC registration (Form ADV)
        May 30, 2014 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026