DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V••••• I••••••••• L•
Latest filing Nov 5, 2025
First filing on the tape Aug 22, 2014 · 26 filings
SEC status approved since Sep 5, 2014
RAUM
$1.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
59
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
8
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$1.3B as of Nov 5, 2025
Mar 27, 2015$239M then
HNW client RAUM$0 as of Nov 5, 2025
Jan 19, 2018$0 then
State-registered IARs (5.B.3)0 as of Nov 5, 2025
Mar 27, 20150 then
Employees (5.A)59 as of Nov 5, 2025
Mar 27, 20154 then
Private funds8 as of Nov 5, 2025
Mar 27, 20151 then
RAUM +1.7% over the last fiscal year-25% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Nov 5, 2025; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $83.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -1.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.3B, 16 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.3B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 16reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.3B for 16 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•• A••••••••• R••••• C•••••• M••••• F••• L•• | Hedge Fund | $854M | 1 | Mar 23, 2020 |
| A•• A••••••••• R••• P••••• M••••• F••• L•• | Hedge Fund | $96.5M | 2 | Aug 22, 2014 |
| V••••• M••••• A•••••••• M••••• F••• L••• | Hedge Fund | $32.8M | 1 | Jun 30, 2017 |
| V••••• T•••• F•••••••• M••••• F••• L•• | Hedge Fund | $15.4M | 1 | Sep 8, 2021 |
| V••••• G••• D••••••••• M••••• F••• L•• | Hedge Fund | $7.3M | 1 | Sep 22, 2022 |
| V••••• G••• A•••• M••••• F••• L•• | Hedge Fund | $0 | 0 | Sep 22, 2022 |
| S••••••••• A•••• • G••••• M•••• M••••• F••• L•• | Hedge Fund | $0 | 0 | Sep 18, 2020 |
| V••••• E••••• P•••• M••••• F••• L••• | Hedge Fund | $0 | 0 | Sep 13, 2024 |
Owners and control persons
Schedule A and B, latest filing
- F••••• A•••••• M•••••• · Chief Operating Officer / Chief Compliance Officer / Limited Partnercontrolsince 01/2014 · owns 5% to 10%
- G••••••• D•••••• B•••••• · Trustee (D••••• B• G•••••• R•••••••• T••••)controlsince 10/2016 · owns 10% to 25%
- G••••••• K••••• D• · Trustee (K•••• B. G•••••• R•••••••• Trust)controlsince 10/2016 · owns 10% to 25%
- H••••••••• L•••••• •••• · President / Limited Partnercontrolsince 05/2014 · owns 5% to 10%
- L••••• D• W••••• A••••• · Limited Partnercontrolsince 10/2014 · owns 5% to 10%
- G••••••• D•••••• B•••••• · Trusteecontrolsince 10/2016 · owns F of D••••• B• G•••••• R•••••••• T••••
- G••••••• K••••• D• · Trusteecontrolsince 10/2016 · owns F of K•••• D• G•••••• R•••••••• T••••
Entity owners
- J••• M••••• T•••• C•••••• · Trustee (T•• D••••• B• G•••••• F••••• T•••• 2•••)direct · owns 25% to 50%
- T•• D••••• B• G•••••• F••••• T•••• 2••• · Limited Partnerdirect · owns 25% to 50%
- T•• K•••• D• G•••••• F••••• T•••• 2••• · Limited Partnerdirect · owns 25% to 50%
- V••••• I••••••••• G• L•• · General Partnerdirect · owns less than 5%
- J••• M••••• T•••• C•••••• · Trusteeindirect · owns F of T•• K•••• D• G•••••• F••••• T•••• 2••• · public reporting company
- J••• M••••• T•••• C•••••• · Trusteeindirect · owns F of T•• D••••• B• G•••••• F••••• T•••• 2••• · public reporting company
- T•• D••••• B• G•••••• F••••• T•••• 2••• · Joint Ownerindirect · owns 50% to 75% of V••••• I••••••••• G• L••
- T•• K•••• D• G•••••• F••••• T•••• 2••• · Joint Ownerindirect · owns 50% to 75% of V••••• I••••••••• G• L••
- D••••• B• G•••••• R•••••••• T•••• · Limited Partnerdirect · owns 10% to 25%
- K•••• D• G•••••• R•••••••• T•••• · Limited Partnerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- Mumbai, India
What changed
consecutive filings, newest first
- Accounts · 17 to 16Sep 13, 2024 to Nov 5, 2025
- Pooled vehicle clients · 17 to 16Sep 13, 2024 to Nov 5, 2025
- Assets in custody · $1.3B to $1.3BSep 13, 2024 to Nov 5, 2025
- Employees · 54 to 59Sep 13, 2024 to Nov 5, 2025
- Financial planning clients · 0 to 0Sep 13, 2024 to Nov 5, 2025
- Discretionary RAUM · $1.3B to $1.3BSep 13, 2024 to Nov 5, 2025
- Pooled vehicle RAUM · $1.3B to $1.3BSep 13, 2024 to Nov 5, 2025
- RAUM · $1.3B to $1.3BSep 13, 2024 to Nov 5, 2025
- Accounts · 16 to 17Mar 26, 2024 to Sep 13, 2024
- Pooled vehicle clients · 16 to 17Mar 26, 2024 to Sep 13, 2024
- Assets in custody · $1.3B to $1.3BMar 26, 2024 to Sep 13, 2024
- Employees · 53 to 54Mar 26, 2024 to Sep 13, 2024
- Private funds · 7 to 8Mar 26, 2024 to Sep 13, 2024
- Discretionary RAUM · $1.3B to $1.3BMar 26, 2024 to Sep 13, 2024
- Pooled vehicle RAUM · $1.3B to $1.3BMar 26, 2024 to Sep 13, 2024
- RAUM · $1.3B to $1.3BMar 26, 2024 to Sep 13, 2024
- Employees · 55 to 53Aug 17, 2023 to Mar 26, 2024
- Accounts · 15 to 16Sep 22, 2022 to Aug 17, 2023
- Pooled vehicle clients · 15 to 16Sep 22, 2022 to Aug 17, 2023
- Assets in custody · $3.1B to $1.3BSep 22, 2022 to Aug 17, 2023
- Employees · 10 to 55Sep 22, 2022 to Aug 17, 2023
- Other offices · 0 to 1Sep 22, 2022 to Aug 17, 2023
- Discretionary RAUM · $3.1B to $1.3BSep 22, 2022 to Aug 17, 2023
- Pooled vehicle RAUM · $3.1B to $1.3BSep 22, 2022 to Aug 17, 2023
- RAUM · $3.1B to $1.3BSep 22, 2022 to Aug 17, 2023
- Accounts · 12 to 15Mar 29, 2022 to Sep 22, 2022
- Pooled vehicle clients · 12 to 15Mar 29, 2022 to Sep 22, 2022
- Assets in custody · $3.4B to $3.1BMar 29, 2022 to Sep 22, 2022
- Private funds · 5 to 7Mar 29, 2022 to Sep 22, 2022
- Discretionary RAUM · $3.4B to $3.1BMar 29, 2022 to Sep 22, 2022
- Pooled vehicle RAUM · $3.4B to $3.1BMar 29, 2022 to Sep 22, 2022
- RAUM · $3.4B to $3.1BMar 29, 2022 to Sep 22, 2022
- Assets in custody · $0 to $3.4BSep 8, 2021 to Mar 29, 2022
- Employees · 9 to 10Sep 8, 2021 to Mar 29, 2022
- Discretionary RAUM · $3.1B to $3.4BSep 8, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $3.1B to $3.4BSep 8, 2021 to Mar 29, 2022
- RAUM · $3.1B to $3.4BSep 8, 2021 to Mar 29, 2022
- Accounts · 10 to 12Apr 9, 2021 to Sep 8, 2021
- Pooled vehicle clients · 10 to 12Apr 9, 2021 to Sep 8, 2021
- Assets in custody · $1.8B to $0Apr 9, 2021 to Sep 8, 2021
Signals
7 dated events
- V••••• I••••••••• L• reported RAUM $1.3B, down 58% from $3.1B (2022-09-22 to 2023-08-17)Aug 17, 2023 · RAUM change · derived
- Michael Joel Mcandrew (Partner) no longer on Schedule A of V••••• I••••••••• L• (listed 2021-09-08, absent 2022-03-29)Mar 29, 2022 · Control person left · inference
- V••••• I••••••••• L• reported RAUM $3.1B, up 78% from $1.8B (2021-04-09 to 2021-09-08)Sep 8, 2021 · RAUM change · derived
- V••••• I••••••••• L• reported RAUM $1.7B, up 169% from $637.8M (2019-03-20 to 2019-09-27)Sep 27, 2019 · RAUM change · derived
- Michael Joel Mcandrew (Partner) appeared on Schedule A of V••••• I••••••••• L•Sep 27, 2019 · Control person joined · fact
- A•• A••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 19, 2018 · Succession (Item 4) · fact
- A•• A••••••• L•• filed its initial SEC registration (Form ADV)Aug 22, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- v•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-626-6508reportedpublic record, Form ADV, Nov 5, 2025
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026