DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
O•••• C•••••• P••••••• •••••• I•••
Latest filing Aug 28, 2026
First filing on the tape Jul 28, 2014 · 42 filings
SEC status approved since Aug 14, 2014
RAUM
$12B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
57
26 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
10
reported on Schedule D
History
42 filings and snapshots on the tape
RAUM$12B as of Aug 28, 2026
Jan 22, 2015$354M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 28, 2026
Jan 22, 20150 then
Employees (5.A)57 as of Aug 28, 2026
Jan 22, 20153 then
Private funds10 as of Aug 28, 2026
Jan 22, 20151 then
RAUM +49% over the last fiscal year+60% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 28, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $775MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +49%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $12B, 15 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$12B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 16reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $12B for 15 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
12 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| O•••• J•••• S•••••••• F••• L••• | Hedge Fund | $2.9B | 81 | Oct 31, 2018 |
| O•••• I••••••••• I• M••••• F••• L••• | Hedge Fund | $2.2B | 188 | Jul 28, 2014 |
| O•••• F•••• F••• L• | Hedge Fund | $289M | 2 | Feb 26, 2020 |
| O•••• O••••••••• F••• O•• S•• • B•••• S• | Hedge Fund | $160M | 1 | Feb 27, 2023 |
| O•••• O••••••••• F••• O•• S•• • C•••••• S• | Hedge Fund | $157M | 1 | Nov 24, 2023 |
| O•••• S•••••• S••••••••• S••no longer reported | Hedge Fund | $41.5M | 33 | Feb 26, 2020 |
| O•••• P••••• G•••••• C•••• F•••no longer reported | Hedge Fund | $15.4M | 11 | Oct 31, 2018 |
| O•••• O••••••••• F••• O•• S•• • A••• S•no longer reported | Hedge Fund | $15.3M | 1 | May 30, 2022 |
| O•••• S•••••• S••••••••• S•• • G•••• S• | Hedge Fund | $3.7M | 15 | Mar 30, 2022 |
| O•••• S•••••• S••••••••• S•• • B••• S• | Hedge Fund | $521,944 | 20 | Mar 30, 2022 |
| O•••• O••••••••• F••• O•• S•• • E••• S• | Hedge Fund | $0 | 1 | Aug 21, 2024 |
| O•••• J•••• S•••••••• F••• Y• L••• | Hedge Fund | $0 | 0 | Aug 7, 2024 |
Owners and control persons
Schedule A and B, latest filing
- E•••••• S•••••• N•• · Chief Financial Officer, Co-Chief Operating Officercontrolsince 05/2019 · owns less than 5%
- F••••••• S•••• H••••• · Director, Presidentcontrolsince 04/2013 · owns less than 5%
- G••••••• N••••••• K••••••• · Chief Risk Officercontrolsince 02/2016 · owns less than 5%
- M••••• P••••••• M•••••• · Director, Chief Compliance Officer, General Counsel, Co-Chief Operating Officercontrolsince 04/2013 · owns less than 5%
- F••••••• S•••• H••••• · Shareholdercontrolsince 08/2002 · owns 50% to 75% of O•••• M••••••••• H••••••• L•••
Entity owners
- O•••• M••••••••• C•••••• L••• · Shareholderdirect · owns 75% or more
- I••••••••• T••••••• I• ••••••• L•••••• · Trustee, T•• V••••••• V••• I• S••• T••••indirect · owns F of T•• V••••••• V••• I• S••• T••••
- O•••• M••••••••• H••••••• L••• · Shareholderindirect · owns 75% or more of O•••• M••••••••• C•••••• L•••
- T•• V••••••• V••• I• S••• T•••• · Shareholderindirect · owns 25% to 50% of O•••• M••••••••• H••••••• L•••
Related persons
Schedule D 7.A
- O•••• F•••• F••• G• L•••pooled vehicle sponsorn
- O•••• M••••••••• C•••••• L•••banky
Offices
Schedule D 1.F, the 25 largest
- Hong Kong, Hong Kong17 employees
- Tokyo, Japan3 employees
- Tel-Aviv-Yafo, Israel1 employees
What changed
consecutive filings, newest first
- Private funds · 9 to 10Mar 30, 2026 to Aug 28, 2026
- Advisory employees · 25 to 26Feb 26, 2026 to Mar 30, 2026
- Assets in custody · $8.3B to $12BFeb 26, 2026 to Mar 30, 2026
- Employees · 54 to 57Feb 26, 2026 to Mar 30, 2026
- Private funds · 10 to 9Feb 26, 2026 to Mar 30, 2026
- Discretionary RAUM · $8.3B to $12BFeb 26, 2026 to Mar 30, 2026
- Pooled vehicle RAUM · $8.3B to $12BFeb 26, 2026 to Mar 30, 2026
- RAUM · $8.3B to $12BFeb 26, 2026 to Mar 30, 2026
- Private funds · 9 to 10Apr 2, 2025 to Feb 26, 2026
- Accounts · 12 to 16Aug 21, 2024 to Apr 2, 2025
- Advisory employees · 22 to 25Aug 21, 2024 to Apr 2, 2025
- Pooled vehicle clients · 12 to 16Aug 21, 2024 to Apr 2, 2025
- Assets in custody · $5.7B to $8.3BAug 21, 2024 to Apr 2, 2025
- Employees · 50 to 54Aug 21, 2024 to Apr 2, 2025
- Financial planning clients · unset to Aug 21, 2024 to Apr 2, 2025
- Discretionary RAUM · $5.7B to $8.3BAug 21, 2024 to Apr 2, 2025
- Pooled vehicle RAUM · $5.7B to $8.3BAug 21, 2024 to Apr 2, 2025
- RAUM · $5.7B to $8.3BAug 21, 2024 to Apr 2, 2025
- Private funds · 8 to 9Aug 7, 2024 to Aug 21, 2024
- Private funds · 7 to 8Apr 23, 2024 to Aug 7, 2024
- Accounts · 11 to 12Nov 24, 2023 to Mar 27, 2024
- Advisory employees · 21 to 22Nov 24, 2023 to Mar 27, 2024
- Pooled vehicle clients · 11 to 12Nov 24, 2023 to Mar 27, 2024
- Assets in custody · $3.0B to $5.7BNov 24, 2023 to Mar 27, 2024
- Employees · 43 to 50Nov 24, 2023 to Mar 27, 2024
- Discretionary RAUM · $3.0B to $5.7BNov 24, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $3.0B to $5.7BNov 24, 2023 to Mar 27, 2024
- RAUM · $3.0B to $5.7BNov 24, 2023 to Mar 27, 2024
- Private funds · 6 to 7Oct 25, 2023 to Nov 24, 2023
- Accounts · 9 to 11Feb 27, 2023 to Mar 23, 2023
- Pooled vehicle clients · 9 to 11Feb 27, 2023 to Mar 23, 2023
- Assets in custody · $2.9B to $3.0BFeb 27, 2023 to Mar 23, 2023
- Employees · 45 to 43Feb 27, 2023 to Mar 23, 2023
- Private funds · 7 to 6Feb 27, 2023 to Mar 23, 2023
- Discretionary RAUM · $2.9B to $3.0BFeb 27, 2023 to Mar 23, 2023
- Pooled vehicle RAUM · $2.9B to $3.0BFeb 27, 2023 to Mar 23, 2023
- RAUM · $2.9B to $3.0BFeb 27, 2023 to Mar 23, 2023
- Private funds · 6 to 7Oct 20, 2022 to Feb 27, 2023
- Private funds · 5 to 6Mar 30, 2022 to May 30, 2022
- Advisory employees · 23 to 21Feb 8, 2022 to Mar 30, 2022
Signals
10 dated events
- O•••• C•••••• P••••••• •••••• I••• reported RAUM $12.4B, up 49% from $8.3B (2026-02-26 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- O•••• C•••••• P••••••• •••••• I••• reported RAUM $8.3B, up 45% from $5.7B (2024-08-21 to 2025-04-02)Apr 2, 2025 · RAUM change · derived
- O•••• C•••••• P••••••• •••••• I••• reported RAUM $5.7B, up 88% from $3.0B (2023-11-24 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- O•••• C•••••• P••••••• •••••• I••• reported RAUM $2.9B, up 64% from $1.8B (2022-02-08 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- O•••• C•••••• P••••••• •••••• I••• reported RAUM $1.8B, up 59% from $1.1B (2021-01-12 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- O•••• C•••••• P••••••• •••••• I••• reported RAUM $1.1B, down 32% from $1.6B (2020-02-26 to 2020-03-24)Mar 24, 2020 · RAUM change · derived
- Sherif Elmazi (Chief Financial Officer, Co-Chief Operating Officer) appeared on Schedule A of O•••• C•••••• P••••••• •••••• I•••Mar 24, 2020 · Control person joined · fact
- K••••••• N•••••• G•••••• (Chief Risk Officer) appeared on Schedule A of O•••• C•••••• P••••••• •••••• I•••Mar 24, 2020 · Control person joined · fact
- O•••• C•••••• P••••••• •••••• I••• reported RAUM $1.7B, up 87% from $926.6M (2017-04-06 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
- O•••• C•••••• P••••••• •••••• I••• filed its initial SEC registration (Form ADV)Jul 28, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/oasis-management-company-ltd-reportedpublic record, Form ADV, Sep 18, 2026
- Website
- oasiscm.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 1-512-225-1025reportedpublic record, Form ADV, Aug 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026