DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••••• C•••••• M••••••••• L••
Latest filing Mar 25, 2026
First filing on the tape Jul 24, 2014 · 22 filings
SEC status approved since Aug 21, 2014
RAUM
$939M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
9 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
17
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$939M as of Mar 25, 2026
Mar 24, 2015$116M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 25, 2026
Mar 24, 20150 then
Employees (5.A)13 as of Mar 25, 2026
Mar 24, 20156 then
Private funds17 as of Mar 25, 2026
Mar 24, 20151 then
RAUM -8.0% over the last fiscal year+4.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $55.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -8.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$939M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 17reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
16 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••••• C•••••• I••••••••• F••• I•• L••• | Private Equity Fund | $383M | 38 | Mar 28, 2018 |
| S••••••• C•••••• I••••••••• F••• I••• L• | Private Equity Fund | $288M | 30 | Mar 29, 2023 |
| S••••••• C•••••• I••••••••• F•••• L• | Private Equity Fund | $93.0M | 19 | Jul 24, 2014 |
| S••••••• C•••••••• F••• V•• L• | Private Equity Fund | $51.3M | 15 | Mar 28, 2020 |
| S••••••• C•••••••• F••• I• L• | Private Equity Fund | $42.8M | 25 | Mar 30, 2016 |
| S••••••• C•••••••• F••• I• L• | Private Equity Fund | $35.5M | 20 | Mar 28, 2017 |
| S••••••• C•••••• I••••••••• F••• I• ••• L••• | Private Equity Fund | $29.6M | 35 | Mar 28, 2018 |
| S••••••• C•••••• I••••••••• F••• I•• F•••••••• L• | Private Equity Fund | $20.2M | 31 | Mar 29, 2023 |
| S••••••• C•••••••• F••• V• L• | Private Equity Fund | $19.2M | 11 | Mar 21, 2019 |
| S••••••• C•••••• I••••••••• F••• A• L• | Private Equity Fund | $18.1M | 41 | Mar 30, 2016 |
| S••••••• C•••••••• F••• V• L• | Private Equity Fund | $15.1M | 12 | Mar 21, 2019 |
| S••••••• C•••••••• F••• I•• L• | Private Equity Fund | $9.8M | 7 | Mar 25, 2024 |
| S••••••• C•••••••• F••• X• L• | Private Equity Fund | $3.0M | 5 | Mar 25, 2024 |
| S••••••• C•••••••• F••• V•••• L• | Private Equity Fund | $1.1M | 3 | Mar 29, 2023 |
| S••••••• C•••••••• F••• I•• L• | Private Equity Fund | $116,093 | 19 | Mar 28, 2017 |
| S••••••• C•••••••• F••• I• L•no longer reported | Private Equity Fund | $0 | 8 | Mar 30, 2016 |
Owners and control persons
Schedule A and B, latest filing
- M••••• R•••••• L•• · Chief Executive Officercontrolsince 07/2013 · owns less than 5%
- P••••• A••••• · Managing Directorcontrolsince 07/2013 · owns less than 5%
- W•••••••• S••• · Chief Compliance Officer And Chief Financial Officercontrolsince 10/2018 · owns less than 5%
- M••••• R•••••• L•• · Chief Executive Officercontrolsince 07/2013 · owns 75% or more of S••••••• C•••••• L••
Entity owners
- S••••••• C•••••• L•• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- S••••••• C•••••• I••••••••• F••• G• I•• L••bankpooled vehicle sponsorn
- S••••••• C•••••• I••••••••• F••• G•• L••bankpooled vehicle sponsorn
- S••••••• C•••••• I••••••••• F••• I•• G•• L••bankpooled vehicle sponsorn
- S••••••• C•••••••• F••• I• G• L••bankpooled vehicle sponsorn
- S••••••• C•••••••• F••• I• G•• L••bankpooled vehicle sponsorn
- S••••••• C•••••••• F••• I• G• L••bankpooled vehicle sponsorn
- S••••••• C•••••••• F••• V• G• L••bankpooled vehicle sponsorn
- S••••••• C•••••••• F••• V• G• L••bankpooled vehicle sponsorn
- S••••••• C•••••••• F••• V•• G• L••bankpooled vehicle sponsorn
- S••••••• C•••••••• F••• V••• G• L••bankpooled vehicle sponsorn
- S••••••• C•••••••• F••• X• G• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- San Francisco, CA3 employees
What changed
consecutive filings, newest first
- Accounts · 16 to 17Mar 26, 2025 to Mar 25, 2026
- Pooled vehicle clients · 16 to 17Mar 26, 2025 to Mar 25, 2026
- Private funds · 16 to 17Mar 26, 2025 to Mar 25, 2026
- Discretionary RAUM · $1.0B to $939MMar 26, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $1.0B to $939MMar 26, 2025 to Mar 25, 2026
- RAUM · $1.0B to $939MMar 26, 2025 to Mar 25, 2026
- Accounts · 14 to 16Mar 25, 2024 to Mar 26, 2025
- Pooled vehicle clients · 14 to 16Mar 25, 2024 to Mar 26, 2025
- Financial planning clients · unset to Mar 25, 2024 to Mar 26, 2025
- HQ city · AUSTIN to SAN FRANCISCOMar 25, 2024 to Mar 26, 2025
- HQ state · TX to CAMar 25, 2024 to Mar 26, 2025
- Private funds · 14 to 16Mar 25, 2024 to Mar 26, 2025
- Discretionary RAUM · $1.0B to $1.0BMar 25, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $1.0B to $1.0BMar 25, 2024 to Mar 26, 2025
- RAUM · $1.0B to $1.0BMar 25, 2024 to Mar 26, 2025
- Accounts · 13 to 14Jan 31, 2024 to Mar 25, 2024
- Advisory employees · 10 to 9Jan 31, 2024 to Mar 25, 2024
- Pooled vehicle clients · 13 to 14Jan 31, 2024 to Mar 25, 2024
- Employees · 17 to 13Jan 31, 2024 to Mar 25, 2024
- Private funds · 13 to 14Jan 31, 2024 to Mar 25, 2024
- Discretionary RAUM · $824M to $1.0BJan 31, 2024 to Mar 25, 2024
- Pooled vehicle RAUM · $824M to $1.0BJan 31, 2024 to Mar 25, 2024
- RAUM · $824M to $1.0BJan 31, 2024 to Mar 25, 2024
- Accounts · 10 to 13Mar 28, 2022 to Mar 29, 2023
- Advisory employees · 8 to 10Mar 28, 2022 to Mar 29, 2023
- Pooled vehicle clients · 10 to 13Mar 28, 2022 to Mar 29, 2023
- Employees · 14 to 17Mar 28, 2022 to Mar 29, 2023
- Private funds · 10 to 13Mar 28, 2022 to Mar 29, 2023
- Discretionary RAUM · $606M to $824MMar 28, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $606M to $824MMar 28, 2022 to Mar 29, 2023
- RAUM · $606M to $824MMar 28, 2022 to Mar 29, 2023
- Advisory employees · 6 to 8Mar 17, 2021 to Mar 28, 2022
- Employees · 12 to 14Mar 17, 2021 to Mar 28, 2022
- Discretionary RAUM · $515M to $606MMar 17, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · $515M to $606MMar 17, 2021 to Mar 28, 2022
- RAUM · $515M to $606MMar 17, 2021 to Mar 28, 2022
- Accounts · 11 to 10Mar 28, 2020 to Mar 17, 2021
- Pooled vehicle clients · 11 to 10Mar 28, 2020 to Mar 17, 2021
- Private funds · 11 to 10Mar 28, 2020 to Mar 17, 2021
- Discretionary RAUM · $487M to $515MMar 28, 2020 to Mar 17, 2021
Signals
8 dated events
- Byerly Thomas Clarkson (Chief Operations Officer) no longer on Schedule A of S••••••• C•••••• M••••••••• L•• (listed 2023-03-29, absent 2024-01-31)Jan 31, 2024 · Control person left · inference
- S••••••• C•••••• M••••••••• L•• reported RAUM $824.4M, up 36% from $605.6M (2022-03-28 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- Byerly Thomas Clarkson (Chief Operations Officer) appeared on Schedule A of S••••••• C•••••• M••••••••• L••Mar 17, 2021 · Control person joined · fact
- S••••••• C•••••• M••••••••• L•• reported RAUM $486.7M, up 90% from $256.6M (2019-05-28 to 2020-03-28)Mar 28, 2020 · RAUM change · derived
- S••••••• C•••••• M••••••••• L•• reported RAUM $238.2M, down 31% from $345.1M (2018-11-28 to 2019-03-21)Mar 21, 2019 · RAUM change · derived
- Jean Heather Malloy (Chief Operating Officer) no longer on Schedule A of S••••••• C•••••• M••••••••• L•• (listed 2018-11-28, absent 2019-03-21)Mar 21, 2019 · Control person left · inference
- S••••••• C•••••• M••••••••• L•• reported RAUM $345.1M, up 83% from $188.9M (2017-09-26 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
- S••••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jul 24, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S••••••• C•••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- S••••••• C•••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/S•••••••-CAPITAL-LLCreportedpublic record, Form ADV, Sep 19, 2026
- Website
- S•••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 415-852-3330reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026