DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••• W••••• M••••••••• L••
Latest filing Jun 3, 2026
First filing on the tape Jun 26, 2019 · 21 filings
SEC status approved since Jul 26, 2019
RAUM
$316M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$310M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$39.6M
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$316M as of Jun 3, 2026
Mar 30, 2020$156M then
HNW client RAUM$290M as of Jun 3, 2026
Mar 30, 2020$144M then
State-registered IARs (5.B.3)6 as of Jun 3, 2026
Mar 30, 20205 then
Employees (5.A)7 as of Jun 3, 2026
Mar 30, 20206 then
Private funds: no history
RAUM +6.3% over the last fiscal year+9.4% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Jun 3, 2026; every figure names its basis
- RAUM per advisor
- $39.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 24derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $373,654derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 4.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.7%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $90.4M, 53 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$290M92%
- Individuals$19.8M6.3%
- Pension and profit-sharing plans$6.3M2.0%
- Corporations and businesses$111,4600.0%
- Individual clients
- 70reported
- HNW clients
- 125reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 847reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $90.4M for 53 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••• M••••••• E•••Chartered Financial Consultant | Jacksonville, Fl | May 16, 2016 | 15 y | 1 |
| J•••••• M•••• J••••• | Red Bank, Nj | Jul 21, 2016 | 14 y | 1 |
| W•••••• C••••••••• M••••••• | Red Bank, Nj | Jul 30, 2018 | 38 y | 2 |
| A•••• M•••• J••••• | Red Bank, Nj | Dec 10, 2019 | 10 y | 0 |
| R••••• W••••• J•••Certified Financial Planner | Red Bank, Nj | Oct 19, 2020 | 36 y | 2 |
| C•••••• T• W••••••• | Jupiter, Fl | Dec 24, 2025 | 16 y | 1 |
| R••••• E••• O••••••Certified Financial Planner | Jacksonville, Fl | Mar 20, 2026 | 14 y | 5 |
| P•••• J••• F•••••• | Red Bank, Nj | Apr 1, 2026 | 14 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- R••••• J••••• G••••••• to C• • G• F••••••••• L••Oct 25, 2016 · RIA to a state-registered adviser
Joined, latest
- C•••••• T• W••••••• from C• • G• F••••••••• L••Dec 24, 2025 · Other
- R••••• W••••• J••• from A•••• C•••••• P•••••••• L••Oct 19, 2020 · Other
- J•••••• M•••• J••••• from 1•• G••••• A••••••• I••Jul 21, 2016 · Other
- S•••• M••••••• E••• from C•••••• W••••• A••••••• G••••May 16, 2016 · Other
- W•••••• C••••••••• M••••••• from C• • G• F••••••••• L••Sep 17, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- J•••• R•••••• W••••• · Chief Compliance Officer / Chief Investment Officer / Membercontrolsince 07/2014 · owns 50% to 75%
- W•••••••• C••••••• T• · Manager / Chief Executive Officercontrolsince 07/2014 · owns 50% to 75%
Related persons
Schedule D 7.A
- J••••• L••insurancen
- T•• C•••••• G••••• L••insurancen
- W••••••• C••••••••• L••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Red Bank, Nj · principal | 8 | 3 | 0 | ||
| Jacksonville, Fl | 5 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Jacksonville, FL3 employees
What changed
consecutive filings, newest first
- Accounts · 787 to 847Jul 7, 2025 to Mar 26, 2026
- Advisory employees · 4 to 6Jul 7, 2025 to Mar 26, 2026
- HNW clients · 118 to 125Jul 7, 2025 to Mar 26, 2026
- Assets in custody · $60.9M to $90.4MJul 7, 2025 to Mar 26, 2026
- Discretionary RAUM · $298M to $316MJul 7, 2025 to Mar 26, 2026
- HNW RAUM · $272M to $290MJul 7, 2025 to Mar 26, 2026
- Individual RAUM · $19.5M to $19.8MJul 7, 2025 to Mar 26, 2026
- Pension RAUM · $6.5M to $6.3MJul 7, 2025 to Mar 26, 2026
- RAUM · $298M to $316MJul 7, 2025 to Mar 26, 2026
- Financial planning clients · 26-50 to 26-50Mar 28, 2025 to Jul 7, 2025
- Accounts · 713 to 787Aug 15, 2024 to Mar 28, 2025
- HNW clients · 101 to 118Aug 15, 2024 to Mar 28, 2025
- Individual clients · 63 to 70Aug 15, 2024 to Mar 28, 2025
- Assets in custody · $29.7M to $60.9MAug 15, 2024 to Mar 28, 2025
- Financial planning clients · 11-25 to 26-50Aug 15, 2024 to Mar 28, 2025
- Discretionary RAUM · $261M to $298MAug 15, 2024 to Mar 28, 2025
- HNW RAUM · $237M to $272MAug 15, 2024 to Mar 28, 2025
- Individual RAUM · $16.5M to $19.5MAug 15, 2024 to Mar 28, 2025
- Pension RAUM · $7.2M to $6.5MAug 15, 2024 to Mar 28, 2025
- RAUM · $261M to $298MAug 15, 2024 to Mar 28, 2025
- Accounts · 660 to 713Mar 28, 2023 to Mar 28, 2024
- Advisory employees · 2 to 4Mar 28, 2023 to Mar 28, 2024
- HNW clients · 106 to 101Mar 28, 2023 to Mar 28, 2024
- Individual clients · 48 to 63Mar 28, 2023 to Mar 28, 2024
- Pension plan clients · 8.0 to unsetMar 28, 2023 to Mar 28, 2024
- Assets in custody · $34.1M to $29.7MMar 28, 2023 to Mar 28, 2024
- Discretionary RAUM · $242M to $261MMar 28, 2023 to Mar 28, 2024
- HNW RAUM · $223M to $237MMar 28, 2023 to Mar 28, 2024
- Individual RAUM · $12.9M to $16.5MMar 28, 2023 to Mar 28, 2024
- Pension RAUM · $6.2M to $7.2MMar 28, 2023 to Mar 28, 2024
- RAUM · $242M to $261MMar 28, 2023 to Mar 28, 2024
- Accounts · 571 to 660Nov 4, 2022 to Mar 28, 2023
- Advisory employees · 5 to 2Nov 4, 2022 to Mar 28, 2023
- HNW clients · 95 to 106Nov 4, 2022 to Mar 28, 2023
- Individual clients · 35 to 48Nov 4, 2022 to Mar 28, 2023
- Pension plan clients · unset to 8.0Nov 4, 2022 to Mar 28, 2023
- Assets in custody · $34.9M to $34.1MNov 4, 2022 to Mar 28, 2023
- Employees · 6 to 7Nov 4, 2022 to Mar 28, 2023
- State-registered IARs · 5 to 6Nov 4, 2022 to Mar 28, 2023
- Discretionary RAUM · $250M to $242MNov 4, 2022 to Mar 28, 2023
Signals
1 dated events
- S••••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 26, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@salvuswealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- arogers@salvuswealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 732-542-2629reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 904-580-3451reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 904-674-3353reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/9231904/adminreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 732-542-2629reportedpublic record, Form ADV, Jun 3, 2026
- Contact form
- salvuswealth.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- salvuswealth.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $39.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026