DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Former SEC-registered adviser

E••• L•••• C•••••• P••••••• L••

Former SEC-registered adviserLondon, CRD 172215SEC 801-124766IAPD
Latest filing Oct 3, 2023
First filing on the tape Mar 28, 2022 · 6 filings
RAUM
$639M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
16
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$267M gross assets
History
6 filings and snapshots on the tape
RAUM$639M as of Oct 3, 2023
Mar 28, 2022$1.4B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Oct 3, 2023
Mar 28, 20220 then
Employees (5.A)16 as of Oct 3, 2023
Mar 28, 202225 then
Private funds1 as of Oct 3, 2023
Mar 28, 20226 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Oct 3, 2023; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$319MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$639M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      3 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      E••• L•••• L••• S••••••••• O••••••••• M••••• F•••Hedge Fund$276M8Jun 29, 2019
      E••• L•••• C•••••• C••••• O••••••••• M••••• F••• L••Hedge Fund$267M63Aug 26, 2014
      E••• L•••• E••••••• A•• ••••••• F••• L••Hedge Fund$61.7M21Jun 30, 2017
      Owners and control persons
      Schedule A and B, latest filing
      • F•••••• K••••••• Q•••• · Global Head Of Business Development, Partnercontrol
        since 03/2022 · owns less than 5%
      • L••••••• A•••••••• M•••••• · Chief Executive Officer / Chief Investment Officer, Partnercontrol
        since 08/2013 · owns 10% to 25%
      • T•••••• K••••••• M••••• · Chief Financial Officer, Chief Operating Officer, Partnercontrol
        since 08/2015 · owns less than 5%
      • V•••••••• J•••••• D•••• · General Counsel, Chief Compliance Officer, Partnercontrol
        since 05/2019 · owns less than 5%
      • L••••••• A•••••••• M•••••• · Shareholdercontrol
        since 08/2013 · owns 75% or more of E••• L•••• C•••••• M••••••••• L•••
      • K••••••• J•••••• L••• · Portfolio Manager, Partner
        since 02/2022 · owns less than 5%
      Entity owners
      • E••• L•••• S••••••• ••• L••• · Corporate Member, Partner
        direct · owns 75% or more
      • E••• L•••• C•••••• M••••••••• L••• · Shareholder
        indirect · owns 75% or more of E••• L•••• Services (Uk) Ltd
      Related persons
      Schedule D 7.A
      • E••• L•••• C•••••• G• L••
        bankpooled vehicle sponsorn
      • E••• L•••• C•••••• M••••••••• L•••
        investment adviserbankpooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 10 to 2
        Jan 19, 2023 to Jun 28, 2023
      • Advisory employees · 8 to 6
        Jan 19, 2023 to Jun 28, 2023
      • Charity clients · 1.0 to unset
        Jan 19, 2023 to Jun 28, 2023
      • Pooled vehicle clients · 8 to 3
        Jan 19, 2023 to Jun 28, 2023
      • Assets in custody · $1.4B to $135M
        Jan 19, 2023 to Jun 28, 2023
      • Custody of client assets · true to false
        Jan 19, 2023 to Jun 28, 2023
      • Employees · 22 to 16
        Jan 19, 2023 to Jun 28, 2023
      • Private funds · 3 to 1
        Jan 19, 2023 to Jun 28, 2023
      • Discretionary RAUM · $1.4B to $639M
        Jan 19, 2023 to Jun 28, 2023
      • Non-discretionary RAUM · $23.1M to $0
        Jan 19, 2023 to Jun 28, 2023
      • Pooled vehicle RAUM · $1.4B to $639M
        Jan 19, 2023 to Jun 28, 2023
      • RAUM · $1.4B to $639M
        Jan 19, 2023 to Jun 28, 2023
      • Employees · 25 to 22
        Aug 30, 2022 to Jan 19, 2023
      • Private funds · 6 to 3
        Mar 28, 2022 to May 20, 2022
      Signals
      4 dated events
      • E••• L•••• C•••••• P••••••• L•• reported RAUM $638.7M, down 55% from $1.4B (2023-01-19 to 2023-06-28)
        Jun 28, 2023 · RAUM change · derived
      • Joy Karyn Geringer (Global Head Of Business Development, Partner) no longer on Schedule A of E••• L•••• C•••••• P••••••• L•• (listed 2022-08-30, absent 2023-01-19)
        Jan 19, 2023 · Control person left · inference
      • Saul Jason Etherington (Chief Operating Officer / Chief Compliance Officer, Partner) no longer on Schedule A of E••• L•••• C•••••• P••••••• L•• (listed 2022-05-20, absent 2022-08-30)
        Aug 30, 2022 · Control person left · inference
      • E••• L•••• C•••••• P••••••• L•• filed its initial SEC registration (Form ADV)
        Mar 28, 2022 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026