DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
B••••••• • G••••••• I••••••••• M••••••••• L••
Latest filing Jun 29, 2026
First filing on the tape Jul 21, 2014 · 26 filings
SEC status approved since Jul 21, 2014
RAUM
$3.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$3.7B as of Jun 29, 2026
Feb 26, 2015$2.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 29, 2026
Feb 26, 20150 then
Employees (5.A)6 as of Jun 29, 2026
Feb 26, 201519 then
Private funds1 as of Jun 29, 2026
Feb 26, 20154 then
RAUM -11% over the last fiscal year-9.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 29, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $736MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -10%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.7B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B• M••••• F••• I••• | Private Equity Fund | $4.1B | 4 | Mar 27, 2012 |
| B• U••••••• F••• B• F•••no longer reported | Hedge Fund | $3.3B | 8 | Mar 27, 2012 |
| B• U••••••• F••• B• E•••• F•••no longer reported | Hedge Fund | $294M | 5 | Mar 27, 2012 |
| B• L••••• S••••••••• U••••••• F••• I••• B• L••••• S••••••••• F•••no longer reported | Hedge Fund | $250M | 8 | Feb 28, 2018 |
| B• L••••• S••••••••• M••••• F••• I•••no longer reported | Hedge Fund | $60.3M | 2 | Feb 28, 2018 |
| B• U••••••• F••• P•• B• T•••• S••••••••• F•••no longer reported | Hedge Fund | $9.8M | 0 | Jun 30, 2016 |
| B• T•••• S••••••••• M••••• F••• I•••no longer reported | Hedge Fund | $8.9M | 0 | Jun 30, 2016 |
| B• S••••• O••••••••• F••• L••no longer reported | Hedge Fund | $31,924 | 0 | Jul 21, 2014 |
| B• U••••••• F••• B• T•••• S••••••••• E•••• F•••no longer reported | Hedge Fund | $0 | 0 | Jun 30, 2016 |
| B• L••••• S••••••••• U••••••• F••• I••• B• L••••• S••••••••• E•••• F•••no longer reported | Hedge Fund | $0 | 0 | Feb 28, 2018 |
Owners and control persons
Schedule A and B, latest filing
- B•••••••• E•••••••• B••••••• M•••• · Cio, Director Of The Managing Member, L•••••• Partnercontrolsince 07/2002 · owns less than 5%
- C••••• F•••••••• X••••• · Coocontrolsince 07/2004 · owns less than 5%
- G•••••••• E••••••• · L•••••• Partner, Ceo, Director Of The Managing Member, Ccocontrolsince 07/2002 · owns less than 5%
- G•••••• P•••••• H•••• · Cfo, Director Of The Managing Membercontrolsince 06/2005 · owns less than 5%
- B•••••••• E•••••••• B••••••• M•••• · Shareholdercontrolsince 10/2006 · owns 75% or more of B• S••
- G•••••••• E••••••• · Director Shareholdercontrolsince 07/2002 · owns 50% to 75% of B••••••• • G••••••• P••••••• L••••••
- B•••••• E•••••• · L•••••• Partnersince 12/2015 · owns less than 5%
- C••••••••• A•••• · L•••••• Partnersince 08/2017 · owns less than 5%
- C••••••• N•••••• · L•••••• Partnersince 12/2021 · owns less than 5%
- F••••••• T••••••• · L•••••• Partnersince 12/2015 · owns 10% to 25%
- L•••••••• D•••• · L•••••• Partnersince 12/2021 · owns less than 5%
- S•••••••• R••••• · Ceo, Director Of The General Partnersince 04/2022 · owns less than 5%
- V•• E••••••••• M••••••• · L•••••• Partnersince 07/2022 · owns less than 5%
Entity owners
- B••••••• • G••••••• P••••••• L•••••• · Managing Memberdirect · owns 75% or more
- B• S•• · Shareholderindirect · owns 25% to 50% of B••••••• • G••••••• P••••••• L••••••
Related persons
Schedule D 7.A
- B• A•••••• L••investment adviserbanknRAUM $311M
- B••••••• • G••••••• G•••••• S••investment adviserbankn
Advisers that list B••••••• • G••••••• I••••••••• M••••••••• L•• as a related person
- 322621 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 6 to 5May 15, 2026 to Jun 29, 2026
- Advisory employees · 10 to 4May 15, 2026 to Jun 29, 2026
- Employees · 11 to 6May 15, 2026 to Jun 29, 2026
- Discretionary RAUM · $3.6B to $3.7BMay 15, 2026 to Jun 29, 2026
- Pooled vehicle RAUM · $3.6B to $3.7BMay 15, 2026 to Jun 29, 2026
- RAUM · $3.6B to $3.7BMay 15, 2026 to Jun 29, 2026
- Advisory employees · 11 to 10Jun 28, 2024 to Jun 19, 2025
- Advisory activities · 2 to 1Jun 28, 2024 to Jun 19, 2025
- Pooled vehicle clients · 5 to 6Jun 28, 2024 to Jun 19, 2025
- Employees · 13 to 11Jun 28, 2024 to Jun 19, 2025
- Financial planning clients · unset to Jun 28, 2024 to Jun 19, 2025
- HQ state · unset to Jun 28, 2024 to Jun 19, 2025
- Discretionary RAUM · $3.7B to $3.6BJun 28, 2024 to Jun 19, 2025
- Pooled vehicle RAUM · $3.3B to $3.6BJun 28, 2024 to Jun 19, 2025
- RAUM · $3.7B to $3.6BJun 28, 2024 to Jun 19, 2025
- Accounts · 7 to 6Jul 26, 2023 to Jun 28, 2024
- Advisory employees · 14 to 11Jul 26, 2023 to Jun 28, 2024
- Pooled vehicle clients · 6 to 5Jul 26, 2023 to Jun 28, 2024
- Employees · 17 to 13Jul 26, 2023 to Jun 28, 2024
- Discretionary RAUM · $4.1B to $3.7BJul 26, 2023 to Jun 28, 2024
- Pooled vehicle RAUM · $3.8B to $3.3BJul 26, 2023 to Jun 28, 2024
- RAUM · $4.1B to $3.7BJul 26, 2023 to Jun 28, 2024
- Accounts · 10 to 7May 11, 2023 to Jun 29, 2023
- Advisory employees · 15 to 14May 11, 2023 to Jun 29, 2023
- Pooled vehicle clients · 9 to 6May 11, 2023 to Jun 29, 2023
- Employees · 18 to 17May 11, 2023 to Jun 29, 2023
- Private funds · 2 to 1May 11, 2023 to Jun 29, 2023
- Discretionary RAUM · $4.8B to $4.1BMay 11, 2023 to Jun 29, 2023
- Pooled vehicle RAUM · $4.4B to $3.8BMay 11, 2023 to Jun 29, 2023
- RAUM · $4.8B to $4.1BMay 11, 2023 to Jun 29, 2023
- Advisory employees · 21 to 15Jun 29, 2021 to Jun 29, 2022
- Employees · 27 to 18Jun 29, 2021 to Jun 29, 2022
- Discretionary RAUM · $5.0B to $4.8BJun 29, 2021 to Jun 29, 2022
- Pooled vehicle RAUM · $4.7B to $4.4BJun 29, 2021 to Jun 29, 2022
- RAUM · $5.0B to $4.8BJun 29, 2021 to Jun 29, 2022
- Advisory employees · 23 to 21Jun 30, 2020 to Jun 29, 2021
- Employees · 28 to 27Jun 30, 2020 to Jun 29, 2021
- Discretionary RAUM · $3.0B to $5.0BJun 30, 2020 to Jun 29, 2021
- Pooled vehicle RAUM · $3.0B to $4.7BJun 30, 2020 to Jun 29, 2021
- RAUM · $3.0B to $5.0BJun 30, 2020 to Jun 29, 2021
Signals
8 dated events
- B••••••• • G••••••• I••••••••• M••••••••• L•• no longer on the SEC adviser roster (last listed 2026-07-01, RAUM $3.7B)Aug 3, 2026 · Left the SEC roster · derived
- Bernard Charles-Edouard Joseph (Limited Partner) no longer on Schedule A of B••••••• • G••••••• I••••••••• M••••••••• L•• (listed 2023-05-11, absent 2023-06-29)Jun 29, 2023 · Control person left · inference
- Deborah Gewinner (Chief Compliance Officer/ Limited Partner) no longer on Schedule A of B••••••• • G••••••• I••••••••• M••••••••• L•• (listed 2022-06-29, absent 2023-05-11)May 11, 2023 · Control person left · inference
- B••••••• • G••••••• I••••••••• M••••••••• L•• reported RAUM $5.0B, up 65% from $3.0B (2020-06-30 to 2021-06-29)Jun 29, 2021 · RAUM change · derived
- B••••••• • G••••••• I••••••••• M••••••••• L•• reported RAUM $3.0B, down 57% from $7.1B (2020-02-27 to 2020-06-24)Jun 24, 2020 · RAUM change · derived
- B••••••• • G••••••• I••••••••• M••••••••• L•• reported RAUM $9.1B, up 137% from $3.8B (2018-02-28 to 2018-06-29)Jun 29, 2018 · RAUM change · derived
- B••••••• • G••••••• I••••••••• M••••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jul 21, 2014 · Succession (Item 4) · fact
- B••••••• • G••••••• I••••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jul 21, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- B••••••• • G••••••• I••••••••• M••••••••• L•• · Private Equityshared crd · organization
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026