DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Gr Financial Group, LLC
Latest filing Aug 10, 2026
First filing on the tape Nov 18, 2014 · 43 filings
SEC status approved since Dec 5, 2014
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$1.0B individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$150M
derived; firm RAUM over IAPD count
Employees
10
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
43 filings and snapshots on the tape
RAUM$1.1B as of Aug 10, 2026
Mar 27, 2015$189M then
HNW client RAUM$637M as of Aug 10, 2026
Feb 2, 2018$156M then
State-registered IARs (5.B.3)7 as of Aug 10, 2026
Mar 27, 20155 then
Employees (5.A)10 as of Aug 10, 2026
Mar 27, 20158 then
Private funds: no history
RAUM +7.3% over the last fiscal year+12% a year over threeIARs 7 to 7
Practice profile
derived from the filing of Aug 10, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $150MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 221derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $412,537derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.6%derived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $55.1M, 185 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$637M60%
- Individuals$410M39%
- Corporations and businesses$6.0M0.6%
- Individual clients
- 1,258reported
- HNW clients
- 290reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2,552reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $55.1M for 185 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Scott Douglas Genzman | Tucson, Az | Dec 5, 2014 | 33 y | 3 |
| Lynsey Marie Richter | Tucson, Az | Feb 3, 2015 | 20 y | 2 |
| Ryan Scott Genzman | Tucson, Az | Feb 10, 2015 | 13 y | 1 |
| Sandra Lynn Widmer | Tucson, Az | Feb 10, 2015 | 16 y | 1 |
| Benjamin Scott Genzman | Tucson, Az | Feb 10, 2015 | 13 y | 1 |
| Jamie Deann Gonzales | Tucson, Az | Aug 11, 2023 | 10 y | 1 |
| Adam Thomas Mccarty | Tucson, Az | Feb 3, 2025 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Benjamin Scott Genzman from Bgr Financial Group, LLCFeb 10, 2015 · Other
- Ryan Scott Genzman from Bgr Financial Group, LLCFeb 10, 2015 · Other
- Sandra Lynn Widmer from Bgr Financial Group, LLCFeb 10, 2015 · Other
- Lynsey Marie Richter from Bgr Financial Group, LLCFeb 3, 2015 · Other
- Scott Douglas Genzman from Bgr Financial Group, LLCDec 5, 2014 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 5 joined from Bgr Financial Group, LLCMay 29, 2015 · Tucson, Az · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Scott Benjamin Genzman · Managing Member, Vice Presidentcontrolsince 07/2019 · owns 25% to 50%
- Scott Ryan Genzman · Managing Member, Vice Presidentcontrolsince 07/2019 · owns 25% to 50%
- Marie Lynsey Richter · Managing Member, Presidentcontrolsince 01/2023 · owns 25% to 50%
- Louise Tina Mitchell · Chief Compliance Officersince 04/2026 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Tucson, Az · principal | 7 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 2,476 to 2,552Oct 17, 2025 to Mar 12, 2026
- HNW clients · 254 to 290Oct 17, 2025 to Mar 12, 2026
- Individual clients · 1,304 to 1,258Oct 17, 2025 to Mar 12, 2026
- Assets in custody · $51.3M to $55.1MOct 17, 2025 to Mar 12, 2026
- Discretionary RAUM · $981M to $1.1BOct 17, 2025 to Mar 12, 2026
- HNW RAUM · $559M to $637MOct 17, 2025 to Mar 12, 2026
- Individual RAUM · $417M to $410MOct 17, 2025 to Mar 12, 2026
- RAUM · $981M to $1.1BOct 17, 2025 to Mar 12, 2026
- Financial planning clients · 0 to 0Mar 18, 2025 to Oct 17, 2025
- Accounts · 2,394 to 2,476Oct 31, 2024 to Mar 18, 2025
- HNW clients · 218 to 254Oct 31, 2024 to Mar 18, 2025
- Individual clients · 1,298 to 1,304Oct 31, 2024 to Mar 18, 2025
- Assets in custody · $34.3M to $51.3MOct 31, 2024 to Mar 18, 2025
- Employees · 9 to 10Oct 31, 2024 to Mar 18, 2025
- State-registered IARs · 6 to 7Oct 31, 2024 to Mar 18, 2025
- Discretionary RAUM · $815M to $981MOct 31, 2024 to Mar 18, 2025
- HNW RAUM · $440M to $559MOct 31, 2024 to Mar 18, 2025
- Individual RAUM · $370M to $417MOct 31, 2024 to Mar 18, 2025
- RAUM · $815M to $981MOct 31, 2024 to Mar 18, 2025
- Succession · true to falseOct 31, 2024 to Mar 18, 2025
- Succession · false to trueMar 29, 2024 to Oct 31, 2024
- Accounts · 2,386 to 2,394Feb 24, 2024 to Mar 29, 2024
- Corporate clients · unset to 5.0Feb 24, 2024 to Mar 29, 2024
- HNW clients · 207 to 218Feb 24, 2024 to Mar 29, 2024
- Individual clients · 1,267 to 1,298Feb 24, 2024 to Mar 29, 2024
- Assets in custody · $30.7M to $34.3MFeb 24, 2024 to Mar 29, 2024
- Discretionary RAUM · $740M to $815MFeb 24, 2024 to Mar 29, 2024
- HNW RAUM · $397M to $440MFeb 24, 2024 to Mar 29, 2024
- Individual RAUM · $343M to $370MFeb 24, 2024 to Mar 29, 2024
- RAUM · $740M to $815MFeb 24, 2024 to Mar 29, 2024
- Accounts · 2,356 to 2,386Dec 15, 2022 to Feb 1, 2023
- BD registered reps · 3 to 1Dec 15, 2022 to Feb 1, 2023
- HNW clients · 256 to 207Dec 15, 2022 to Feb 1, 2023
- Individual clients · 1,272 to 1,267Dec 15, 2022 to Feb 1, 2023
- Assets in custody · $34.6M to $30.7MDec 15, 2022 to Feb 1, 2023
- Employees · 10 to 9Dec 15, 2022 to Feb 1, 2023
- Discretionary RAUM · $854M to $740MDec 15, 2022 to Feb 1, 2023
- HNW RAUM · $514M to $397MDec 15, 2022 to Feb 1, 2023
- Individual RAUM · $341M to $343MDec 15, 2022 to Feb 1, 2023
- RAUM · $854M to $740MDec 15, 2022 to Feb 1, 2023
Signals
8 dated events
- Gr Financial Group, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)Oct 31, 2024 · Succession (Item 4) · fact
- Douglas Scott Genzman (Managing Member, Senior Vice President) no longer on Schedule A of Gr Financial Group, Llc (listed 2024-03-29, absent 2024-10-31)Oct 31, 2024 · Control person left · inference
- Jean Sonja Saponara (Chief Compliance Officer) no longer on Schedule A of Gr Financial Group, Llc (listed 2023-02-01, absent 2023-09-18)Sep 18, 2023 · Control person left · inference
- Gr Financial Group, Llc reported RAUM $733.7M, up 39% from $528.7M (2020-12-16 to 2021-02-12)Feb 12, 2021 · RAUM change · derived
- Scott Ryan Genzman (Managing Member) appeared on Schedule A of Gr Financial Group, LlcFeb 18, 2020 · Control person joined · fact
- Scott Benjamin Genzman (Managing Member) appeared on Schedule A of Gr Financial Group, LlcFeb 18, 2020 · Control person joined · fact
- Gr Financial Group, Llc reported RAUM $389.7M, up 36% from $285.9M (2018-01-10 to 2018-02-02)Feb 2, 2018 · RAUM change · derived
- Reggie And Ty, Llc filed its initial SEC registration (Form ADV)Nov 18, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/gr-financial-group-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- GR-FINANCIALGROUP.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 520-577-4711reportedpublic record, Form ADV, Aug 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $150Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026