DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••••• I••••••••• P••••••• L••
Latest filing Aug 28, 2026
First filing on the tape Aug 22, 2014 · 21 filings
SEC status approved since Jul 31, 2014
RAUM
$330M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
18
8 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$330M as of Aug 28, 2026
Mar 27, 2015$159M then
HNW client RAUM$0 as of Aug 28, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Aug 28, 2026
Mar 27, 20150 then
Employees (5.A)18 as of Aug 28, 2026
Mar 27, 201519 then
Private funds1 as of Aug 28, 2026
Mar 27, 20151 then
RAUM -15% over the last fiscal year-9.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 28, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $47.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -15%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $279M, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$279M85%
- Investment companies$51.1M15%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $279M for 6 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| W••••• G••••• C•••••• M•••••• F••• L•• C•••• G• | Hedge Fund | $318M | 26 | Mar 16, 2012 |
| W••••• E•• A•••••••• M••••• F••• L•• | Hedge Fund | $122M | 14 | Mar 31, 2021 |
| W••••• P•••••• M••••• F••• L••no longer reported | Hedge Fund | $21.4M | 2 | Mar 29, 2018 |
| W••••• G••••• Q••••••••• E••••• M••••• F••• L•• | Hedge Fund | $17.5M | 4 | Jul 1, 2015 |
Owners and control persons
Schedule A and B, latest filing
- B•••• A•••••• F•••••••• · Directorcontrolsince 07/2014 · owns less than 5%
- D••••••• G••••••••• P••••• · Presidentcontrolsince 02/2021 · owns less than 5%
- M••••••• T•••• W••••• · Chief Financial Officercontrolsince 10/2018 · owns less than 5%
- N•••••• D••••• S•••• · Chief Compliance Officercontrolsince 07/2014 · owns less than 5%
- P•••••• D•••••• H•••••• · Directorcontrolsince 07/2014 · owns less than 5%
- W•••••• A••••••• L••• · Board Chaircontrolsince 07/2014 · owns less than 5%
- W•••••• P••••••• L•••• · Chief Executive Officercontrolsince 07/2014 · owns less than 5%
- L••••••• M•••••• D•••• · Managing Membercontrolsince 06/2019 · owns F of N••• C•••••• G•••• H••••••• L••
- P•••••• D•••••• H•••••• · Managing Partnercontrolsince 06/2005 · owns F of G•••• P••••••• L••
- W•••••• A••••••• L••• · Trusteecontrolsince 01/1992 · owns F of T•• W••••• F••••• T•••• D•••• J•••••• 2•• 1•••
- W•••••• P••••••• L•••• · Trusteecontrolsince 01/1992 · owns F of T•• W••••• F••••• T•••• D•••• J•••••• 2•• 1•••
Entity owners
- W••••• I••••••••• C••••••••• · Managing Memberdirect · owns 50% to 75%
- D••••••• T•••• C•••••• · Trusteeindirect · owns F of L•••• E••••••• T••••
- G•••• P••••••• L•• · General Partnerindirect · owns F of T•• C•••••• F••• L•••
- L•••• E••••••• T•••• · Limited Partnerindirect · owns 50% to 75% of T•• C•••••• F••• L•••
- T•• C•••••• F••• L••• · Managing Memberindirect · owns F of C•••••• W••••• L••
- T•• W••••• F••••• T•••• D•••• J•••••• 2•• 1••• · Sole Shareholderindirect · owns 75% or more of W••••• I••••••••• C•••••••••
- C•••••• W••••• L•• · Memberdirect · owns 10% to 25%
- N••• C•••••• G•••• H••••••• L•• · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- W••••• G••••• F•••• M••••••••• C•••••••••bankn
Advisers that list W••••• I••••••••• P••••••• L•• as a related person
- 170777 y
Offices
Schedule D 1.F, the 25 largest
- New York, NY2 employees
What changed
consecutive filings, newest first
- Private funds · 2 to 1Mar 30, 2026 to Aug 28, 2026
- Assets in custody · $351M to $279MMar 31, 2025 to Mar 30, 2026
- Employees · 19 to 18Mar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $388M to $330MMar 31, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $351M to $279MMar 31, 2025 to Mar 30, 2026
- RAUM · $388M to $330MMar 31, 2025 to Mar 30, 2026
- Accounts · 6 to 7Jan 30, 2025 to Mar 31, 2025
- Advisory employees · 10 to 8Jan 30, 2025 to Mar 31, 2025
- Assets in custody · $440M to $351MJan 30, 2025 to Mar 31, 2025
- Employees · 22 to 19Jan 30, 2025 to Mar 31, 2025
- Financial planning clients · unset to Jan 30, 2025 to Mar 31, 2025
- Discretionary RAUM · $440M to $388MJan 30, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $440M to $351MJan 30, 2025 to Mar 31, 2025
- RAUM · $440M to $388MJan 30, 2025 to Mar 31, 2025
- Related bank · true to falseJan 30, 2025 to Mar 31, 2025
- Accounts · 8 to 6Mar 31, 2023 to Mar 29, 2024
- Advisory employees · 9 to 10Mar 31, 2023 to Mar 29, 2024
- Advisory activities · 1 to 2Mar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 8 to 6Mar 31, 2023 to Mar 29, 2024
- Assets in custody · $443M to $440MMar 31, 2023 to Mar 29, 2024
- Employees · 20 to 22Mar 31, 2023 to Mar 29, 2024
- Private funds · 3 to 2Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $443M to $440MMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $443M to $440MMar 31, 2023 to Mar 29, 2024
- RAUM · $443M to $440MMar 31, 2023 to Mar 29, 2024
- Advisory activities · 2 to 1Mar 31, 2022 to Mar 31, 2023
- Assets in custody · $452M to $443MMar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $452M to $443MMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $452M to $443MMar 31, 2022 to Mar 31, 2023
- RAUM · $452M to $443MMar 31, 2022 to Mar 31, 2023
- Advisory employees · 3 to 9Mar 31, 2021 to Mar 31, 2022
- Assets in custody · $328M to $452MMar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $328M to $452MMar 31, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $328M to $452MMar 31, 2021 to Mar 31, 2022
- RAUM · $328M to $452MMar 31, 2021 to Mar 31, 2022
- Accounts · 6 to 8Mar 30, 2020 to Mar 31, 2021
- Advisory employees · 5 to 3Mar 30, 2020 to Mar 31, 2021
- Advisory activities · 3 to 2Mar 30, 2020 to Mar 31, 2021
- Pooled vehicle clients · 6 to 8Mar 30, 2020 to Mar 31, 2021
- Assets in custody · $269M to $328MMar 30, 2020 to Mar 31, 2021
Signals
9 dated events
- Duane Melvin Lindsey (Managing Member) appeared on Schedule A of W••••• I••••••••• P••••••• L••Mar 31, 2022 · Control person joined · fact
- W••••• I••••••••• P••••••• L•• reported RAUM $451.9M, up 38% from $327.5M (2021-03-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Constantine Basil Williams (President) no longer on Schedule A of W••••• I••••••••• P••••••• L•• (listed 2020-03-30, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- W••••• I••••••••• P••••••• L•• reported RAUM $268.6M, down 35% from $412.0M (2019-05-31 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Constantine Basil Williams (President) appeared on Schedule A of W••••• I••••••••• P••••••• L••Mar 31, 2019 · Control person joined · fact
- W••••• T••• M•••••• (Chief Financial Officer) appeared on Schedule A of W••••• I••••••••• P••••••• L••Mar 31, 2019 · Control person joined · fact
- W••••• I••••••••• P••••••• L•• reported RAUM $477.4M, up 35% from $353.4M (2017-05-03 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
- W••••• I••••••••• P••••••• L•• filed its initial SEC registration (Form ADV)Aug 22, 2014 · First SEC registration · fact
- W••••• I••••••••• P••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Aug 22, 2014 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
- W••••• I••••••••• P••••••• L•• · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/weltonreportedpublic record, Form ADV, Sep 19, 2026
- Website
- W•••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 831-626-5190reportedpublic record, Form ADV, Aug 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026