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SEC-registered adviser

O••••• C•••••• M••••••••• C••••

Independent wealth managerMiami Beach, FloridaCRD 172524SEC 801-81060IAPD
Latest filing Feb 18, 2026
First filing on the tape Feb 24, 2015 · 20 filings
SEC status approved since Mar 3, 2015
RAUM
$197M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
92%
$182M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$197M as of Feb 18, 2026
Mar 25, 2016$210M then
HNW client RAUM$182M as of Feb 18, 2026
Feb 14, 2018$210M then
State-registered IARs (5.B.3)0 as of Feb 18, 2026
Mar 25, 20160 then
Employees (5.A)1 as of Feb 18, 2026
Mar 25, 20161 then
Private funds: no history
RAUM +3.2% over the last fiscal year+1.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Feb 18, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$197MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
7.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+3.2%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$182M92%
  • Pension and profit-sharing plans$15.2M7.7%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.92 fund_share=0.0 institutional_share=0.08 related_bd=true related_bank=false bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • V•••••••• B••••• K•• · Chairman, Ceo, Cco & Directorcontrol
        since 07/2014 · owns 75% or more
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • HQ city · to MIAMI BEACH
        Feb 5, 2025 to Feb 18, 2026
      • HQ state · to FL
        Feb 5, 2025 to Feb 18, 2026
      • Discretionary RAUM · $191M to $197M
        Feb 5, 2025 to Feb 18, 2026
      • HNW RAUM · $180M to $182M
        Feb 5, 2025 to Feb 18, 2026
      • Pension RAUM · $11.1M to $15.2M
        Feb 5, 2025 to Feb 18, 2026
      • RAUM · $191M to $197M
        Feb 5, 2025 to Feb 18, 2026
      • Accounts · 2 to 1
        Mar 11, 2024 to Feb 5, 2025
      • Financial planning clients · unset to
        Mar 11, 2024 to Feb 5, 2025
      • HQ city · unset to
        Mar 11, 2024 to Feb 5, 2025
      • HQ state · unset to
        Mar 11, 2024 to Feb 5, 2025
      • Discretionary RAUM · $198M to $191M
        Mar 31, 2022 to Mar 31, 2023
      • HNW RAUM · $188M to $180M
        Mar 31, 2022 to Mar 31, 2023
      • Pension RAUM · $10.2M to $11.1M
        Mar 31, 2022 to Mar 31, 2023
      • RAUM · $198M to $191M
        Mar 31, 2022 to Mar 31, 2023
      • Discretionary RAUM · $205M to $198M
        Nov 5, 2021 to Mar 31, 2022
      • HNW RAUM · $203M to $188M
        Nov 5, 2021 to Mar 31, 2022
      • Pension RAUM · $2.0M to $10.2M
        Nov 5, 2021 to Mar 31, 2022
      • RAUM · $205M to $198M
        Nov 5, 2021 to Mar 31, 2022
      • Accounts · 1 to 2
        May 28, 2021 to Nov 5, 2021
      • HNW RAUM · $205M to $203M
        May 28, 2021 to Nov 5, 2021
      • Pension RAUM · unset to 1992000.0
        May 28, 2021 to Nov 5, 2021
      • Financial planning clients · 1-10 to unset
        Jan 7, 2021 to Apr 15, 2021
      • Discretionary RAUM · $220M to $205M
        Jan 7, 2021 to Apr 15, 2021
      • HNW RAUM · $220M to $205M
        Jan 7, 2021 to Apr 15, 2021
      • RAUM · $220M to $205M
        Jan 7, 2021 to Apr 15, 2021
      • Other offices · 1 to 0
        Mar 8, 2019 to Mar 26, 2020
      • Discretionary RAUM · $210M to $220M
        Mar 8, 2019 to Mar 26, 2020
      • HNW RAUM · $210M to $220M
        Mar 8, 2019 to Mar 26, 2020
      • RAUM · $210M to $220M
        Mar 8, 2019 to Mar 26, 2020
      • Financial planning clients · unset to 1-10
        Mar 29, 2017 to Feb 14, 2018
      • Other offices · unset to 1.0
        Mar 29, 2017 to Feb 14, 2018
      • HNW RAUM · unset to 210000000.0
        Mar 29, 2017 to Feb 14, 2018
      • Discretionary RAUM · $169M to $210M
        Jan 4, 2016 to Mar 25, 2016
      • RAUM · $169M to $210M
        Jan 4, 2016 to Mar 25, 2016
      Signals
      1 dated events
      • O••••• C•••••• M••••••••• C•••• filed its initial SEC registration (Form ADV)
        Feb 24, 2015 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Principal office phone
      305-608-0807reportedpublic record, Form ADV, Feb 18, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026