DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
D•••• P•••• C••••••• L•••
Latest filing Mar 31, 2026
First filing on the tape Mar 28, 2016 · 14 filings
SEC status approved since Apr 4, 2016
RAUM
$2.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
37
31 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
9
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$2.6B as of Mar 31, 2026
Mar 31, 2017$400M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20170 then
Employees (5.A)37 as of Mar 31, 2026
Mar 31, 201710 then
Private funds9 as of Mar 31, 2026
Mar 31, 20174 then
RAUM +47% over the last fiscal year+9.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $285MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +47%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2.6B, 9 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.6B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.6B for 9 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| D•••• P•••• C•••••• F••• I•• L••• | Private Equity Fund | $365M | 51 | Mar 30, 2018 |
| D•••• P•••• C•••••• F••• I•••• L••• | Private Equity Fund | $286M | 34 | Mar 30, 2018 |
| D•••• P•••• C•••••• F••• I••• L••• | Private Equity Fund | $272M | 82 | Mar 30, 2022 |
| D•••• P•••• C•••••• F••• I••••• L••• | Private Equity Fund | $241M | 35 | Mar 30, 2022 |
| D•••• P•••• C•••••• I••••••••• P••••••• I••• L•• | Private Equity Fund | $227M | 12 | Mar 28, 2016 |
| D•••• P•••• C•••••• I••••••••• P••••••• I••• L•• | Private Equity Fund | $80.4M | 10 | Jul 30, 2014 |
| D•••• P•••• C•••••• I••••••••• P••••••• I••• L•• | Private Equity Fund | $9.7M | 10 | Mar 31, 2017 |
| D•••• P•••• C•••••• I••••••••• P••••••• I••• L••no longer reported | Private Equity Fund | $1.0M | 19 | Mar 31, 2017 |
Owners and control persons
Schedule A and B, latest filing
- W••••• T••••••• J••••• · Chief Executive Officer And Chief Investment Officercontrolsince 07/2012 · owns less than 5%
- W••••••• I••••• W••• · Chief Financial Officer, Chief Compliance Officercontrolsince 06/2020 · owns less than 5%
- W••••• T••••••• J••••• · Sole Membercontrolsince 07/2013 · owns 75% or more of W•••• G•••• H•••••••• L••
- B••••• J••••• A••••• · Managing Directorsince 04/2016 · owns less than 5%
- B•••••• J•••••• B••••••• · Managing Directorsince 01/2019 · owns less than 5%
- B•••• N•••••••• P•••••• · Managing Directorsince 01/2023 · owns less than 5%
Entity owners
- D•••• P•••• C•••••• G•• L•• · General Partnerdirect · owns less than 5%
- W•••• G•••• H•••••••• L•• · Limited Partnerdirect · owns 75% or more
- W•••• G•••• H•••••••• L•• · Managing Memberindirect · owns 75% or more of D•••• P•••• C•••••• G•• L••
Related persons
Schedule D 7.A
- D•• F••• I• G•• L•••pooled vehicle sponsorn
- D•• F••• I•• G•• L•••pooled vehicle sponsorn
- D•••• P•••• C•••••• E••••• I••••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- private fund count surgeChange between filings · filing Mar 31, 2026private funds (Schedule D 7.B.1) moved from 6.0 to 9.0 (+50.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was 0.0% (1022 comparable advisers, 93.0th percentile of changes)peers: asset managers, $1B to $5B (1,022) · 93% percentile
What changed
consecutive filings, newest first
- Accounts · 6 to 9Mar 28, 2025 to Mar 31, 2026
- Advisory employees · 28 to 31Mar 28, 2025 to Mar 31, 2026
- Pooled vehicle clients · 6 to 9Mar 28, 2025 to Mar 31, 2026
- Assets in custody · $1.7B to $2.6BMar 28, 2025 to Mar 31, 2026
- Employees · 31 to 37Mar 28, 2025 to Mar 31, 2026
- Private funds · 6 to 9Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.7B to $2.6BMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.7B to $2.6BMar 28, 2025 to Mar 31, 2026
- RAUM · $1.7B to $2.6BMar 28, 2025 to Mar 31, 2026
- Accounts · 7 to 6Mar 27, 2024 to Mar 28, 2025
- Advisory employees · 26 to 28Mar 27, 2024 to Mar 28, 2025
- Pooled vehicle clients · 7 to 6Mar 27, 2024 to Mar 28, 2025
- Assets in custody · $2.0B to $1.7BMar 27, 2024 to Mar 28, 2025
- Employees · 28 to 31Mar 27, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 28, 2025
- Private funds · 7 to 6Mar 27, 2024 to Mar 28, 2025
- Discretionary RAUM · $2.0B to $1.7BMar 27, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $2.0B to $1.7BMar 27, 2024 to Mar 28, 2025
- RAUM · $2.0B to $1.7BMar 27, 2024 to Mar 28, 2025
- Advisory employees · 21 to 26Mar 30, 2023 to Mar 27, 2024
- Assets in custody · $1.9B to $2.0BMar 30, 2023 to Mar 27, 2024
- Employees · 24 to 28Mar 30, 2023 to Mar 27, 2024
- Discretionary RAUM · $1.9B to $2.0BMar 30, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $1.9B to $2.0BMar 30, 2023 to Mar 27, 2024
- RAUM · $1.9B to $2.0BMar 30, 2023 to Mar 27, 2024
- Advisory employees · 16 to 21Mar 30, 2022 to Mar 30, 2023
- Assets in custody · $1.3B to $1.9BMar 30, 2022 to Mar 30, 2023
- Employees · 19 to 24Mar 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $1.3B to $1.9BMar 30, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $1.3B to $1.9BMar 30, 2022 to Mar 30, 2023
- RAUM · $1.3B to $1.9BMar 30, 2022 to Mar 30, 2023
- Accounts · 6 to 7Feb 28, 2022 to Mar 30, 2022
- Advisory employees · 21 to 16Feb 28, 2022 to Mar 30, 2022
- Pooled vehicle clients · 6 to 7Feb 28, 2022 to Mar 30, 2022
- Assets in custody · $587M to $1.3BFeb 28, 2022 to Mar 30, 2022
- Employees · 24 to 19Feb 28, 2022 to Mar 30, 2022
- Private funds · 6 to 7Feb 28, 2022 to Mar 30, 2022
- Discretionary RAUM · $914M to $1.3BFeb 28, 2022 to Mar 30, 2022
- Pooled vehicle RAUM · $914M to $1.3BFeb 28, 2022 to Mar 30, 2022
- RAUM · $914M to $1.3BFeb 28, 2022 to Mar 30, 2022
Signals
9 dated events
- D•••• P•••• C••••••• L••• reported RAUM $2.6B, up 47% from $1.7B (2025-03-28 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- D•••• P•••• C••••••• L••• reported RAUM $1.9B, up 48% from $1.3B (2022-03-30 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- D•••• P•••• C••••••• L••• reported RAUM $1.3B, up 44% from $914.4M (2022-02-28 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Andre Erik Minor (Chief Compliance Officer) no longer on Schedule A of D•••• P•••• C••••••• L••• (listed 2021-03-31, absent 2022-02-28)Feb 28, 2022 · Control person left · inference
- Winn Irene Willard (Chief Financial Officer) appeared on Schedule A of D•••• P•••• C••••••• L•••Jul 3, 2020 · Control person joined · fact
- D•••• P•••• C••••••• L••• reported RAUM $1.1B, up 35% from $819.7M (2018-03-30 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- D•••• P•••• C••••••• L••• reported RAUM $819.7M, up 105% from $400.2M (2017-09-05 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
- D•••• P•••• C••••••• L••••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Sep 5, 2017 · Succession (Item 4) · fact
- D•••• P•••• C••••••• L••••• filed its initial SEC registration (Form ADV)Mar 28, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- D•••• P•••• C••••••• L••• · Independent Sponsorsshared crd · capital_provider
- D•••• P•••• C••••••• L••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/dunes-point-capitalreportedpublic record, Form ADV, Sep 19, 2026
- Website
- d•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 914-269-2020reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026