DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G••••• B••• P•••••••• L••
Latest filing Aug 25, 2026
First filing on the tape Mar 30, 2016 · 27 filings
SEC status approved since Apr 4, 2016
RAUM
$1.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
7
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$1.4B as of Aug 25, 2026
Mar 28, 2017$251M then
HNW client RAUM$0 as of Aug 25, 2026
Mar 28, 2018$0 then
State-registered IARs (5.B.3)0 as of Aug 25, 2026
Mar 28, 20170 then
Employees (5.A)2 as of Aug 25, 2026
Mar 28, 20171 then
Private funds7 as of Aug 25, 2026
Mar 28, 20172 then
RAUM +33% over the last fiscal year+7.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $198MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +33%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.4B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G••••• B••• P••••••• F••• I•• L• | Private Equity Fund | $254M | 7 | Mar 30, 2016 |
| G••••• B••• P••••••• F••• I••• L• | Private Equity Fund | $208M | 15 | Mar 27, 2019 |
| G••••• B••• P••••••• F••• V• L• | Private Equity Fund | $183M | 18 | Feb 20, 2023 |
| G••••• B••• P••••••• F••• I•• L• | Private Equity Fund | $178M | 16 | Mar 15, 2022 |
| G••••• B••• P••••••• F••• I• L• | Private Equity Fund | $172M | 7 | Aug 19, 2014 |
| G•••••• L• | Private Equity Fund | $25.0M | 1 | Mar 15, 2022 |
Owners and control persons
Schedule A and B, latest filing
- H••••••••• E•••••• P• · Chief Compliance Officercontrolsince 06/2014 · owns less than 5%
- G••••••••• H•• I••••• · Trusteecontrolsince 11/2005 · owns F of T•• G•••••••• 2••• I••••••••• G••••••••• T••••
- H••••••••• E•••••• P• · Managercontrolsince 06/2014 · owns 75% or more of E•• H••••••• 2•••• L••
- R••••• S•••••• M•••••• · Membercontrolsince 12/1994 · owns F of I••••• P••••••••• F•••••••••
Entity owners
- E•• H••••••• 2•••• L•• · Member, Managerdirect · owns 75% or more
- I••••• P••••••••• F••••••••• · Memberdirect · owns 5% to 10%
- T•• G•••••••• 2••• I••••••••• G••••••••• T•••• · Memberdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- G••••• G•• L••pooled vehicle sponsorn
- G••••• B••• P••••••• G• I• L••pooled vehicle sponsorn
- G••••• B••• P••••••• G• I•• L••pooled vehicle sponsorn
- G••••• B••• P••••••• G• I••• L••pooled vehicle sponsorn
- G••••• B••• P••••••• G• I•• L••pooled vehicle sponsorn
- G••••• B••• P••••••• G• V• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 6 to 7Mar 10, 2026 to Apr 24, 2026
- Pooled vehicle clients · 6 to 7Mar 10, 2026 to Apr 24, 2026
- Private funds · 6 to 7Mar 10, 2026 to Apr 24, 2026
- Discretionary RAUM · $1.2B to $1.4BMar 10, 2026 to Apr 24, 2026
- Pooled vehicle RAUM · $1.2B to $1.4BMar 10, 2026 to Apr 24, 2026
- RAUM · $1.2B to $1.4BMar 10, 2026 to Apr 24, 2026
- Advisory employees · 1 to 2Apr 29, 2025 to Mar 10, 2026
- Employees · 1 to 2Apr 29, 2025 to Mar 10, 2026
- Discretionary RAUM · $1.0B to $1.2BApr 29, 2025 to Mar 10, 2026
- Pooled vehicle RAUM · $1.0B to $1.2BApr 29, 2025 to Mar 10, 2026
- RAUM · $1.0B to $1.2BApr 29, 2025 to Mar 10, 2026
- Financial planning clients · unset to Apr 22, 2024 to Apr 29, 2025
- HQ city · unset to Apr 22, 2024 to Apr 29, 2025
- HQ state · unset to Apr 22, 2024 to Apr 29, 2025
- Discretionary RAUM · $1.0B to $1.0BApr 22, 2024 to Apr 29, 2025
- Pooled vehicle RAUM · $1.0B to $1.0BApr 22, 2024 to Apr 29, 2025
- RAUM · $1.0B to $1.0BApr 22, 2024 to Apr 29, 2025
- Discretionary RAUM · $993M to $1.0BJan 31, 2024 to Apr 22, 2024
- Pooled vehicle RAUM · $993M to $1.0BJan 31, 2024 to Apr 22, 2024
- RAUM · $993M to $1.0BJan 31, 2024 to Apr 22, 2024
- Discretionary RAUM · $1.1B to $993MJun 5, 2023 to Jan 31, 2024
- Pooled vehicle RAUM · $1.1B to $993MJun 5, 2023 to Jan 31, 2024
- RAUM · $1.1B to $993MJun 5, 2023 to Jan 31, 2024
- Discretionary RAUM · $1.1B to $1.1BFeb 20, 2023 to Apr 25, 2023
- Pooled vehicle RAUM · $1.1B to $1.1BFeb 20, 2023 to Apr 25, 2023
- RAUM · $1.1B to $1.1BFeb 20, 2023 to Apr 25, 2023
- Accounts · 5 to 6Jun 6, 2022 to Feb 20, 2023
- Pooled vehicle clients · 5 to 6Jun 6, 2022 to Feb 20, 2023
- Private funds · 5 to 6Jun 6, 2022 to Feb 20, 2023
- Discretionary RAUM · $1.1B to $1.1BJun 6, 2022 to Feb 20, 2023
- Pooled vehicle RAUM · $1.1B to $1.1BJun 6, 2022 to Feb 20, 2023
- RAUM · $1.1B to $1.1BJun 6, 2022 to Feb 20, 2023
- Discretionary RAUM · $995M to $1.1BMar 15, 2022 to May 13, 2022
- Pooled vehicle RAUM · $995M to $1.1BMar 15, 2022 to May 13, 2022
- RAUM · $995M to $1.1BMar 15, 2022 to May 13, 2022
- Accounts · 3 to 5Nov 2, 2021 to Mar 15, 2022
- Pooled vehicle clients · 3 to 5Nov 2, 2021 to Mar 15, 2022
- Private funds · 3 to 5Nov 2, 2021 to Mar 15, 2022
- Discretionary RAUM · $567M to $995MNov 2, 2021 to Mar 15, 2022
- Pooled vehicle RAUM · $567M to $995MNov 2, 2021 to Mar 15, 2022
Signals
3 dated events
- G••••• B••• P•••••••• L•• reported RAUM $995.5M, up 75% from $567.3M (2021-11-02 to 2022-03-15)Mar 15, 2022 · RAUM change · derived
- G••••• B••• P•••••••• L•• reported RAUM $453.6M, up 78% from $254.3M (2018-06-01 to 2019-03-27)Mar 27, 2019 · RAUM change · derived
- G••••• B••• P•••••••• L•• filed its initial SEC registration (Form ADV)Mar 30, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- G••••• B••• P•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 650-796-8659reportedpublic record, Form ADV, Aug 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026