DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

P••••••• P••••••• M••••••••• L••

Former SEC-registered adviserSan Francisco, CaliforniaCRD 172667SEC 801-80208IAPD
Latest filing Mar 23, 2018
First filing on the tape Aug 8, 2014 · 9 filings
RAUM
$255M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
$255M gross assets
History
9 filings and snapshots on the tape
RAUM$255M as of Mar 23, 2018
Jan 21, 2015$454M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 23, 2018
Jan 21, 20150 then
Employees (5.A)8 as of Mar 23, 2018
Jan 21, 20158 then
Private funds4 as of Mar 23, 2018
Jan 21, 20155 then
RAUM -6.8% over the last fiscal year-18% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 23, 2018; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$63.7MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-6.8%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$255M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
4reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      8 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      P••••••• P••••••• 2•••• L•Venture Capital Fund$97.6M53Mar 30, 2012
      P••••••• P••••••• 2•••• L•Venture Capital Fund$32.8M24Jan 13, 2015
      R•••• F••••••••• • P••••••• P••••••• N••• L•Venture Capital Fund$2.6M12Dec 14, 2017
      P••••••• P••••••• 2••• ••••••••• L•••Venture Capital Fund$2.5M2Mar 30, 2012
      C••• V••••••• I••••••••• T••••••••• I•• L•no longer reportedVenture Capital Fund$1.5M56Mar 30, 2012
      C••• V••••••• L••• S••••••• 2•••• L•••no longer reportedVenture Capital Fund$600,63536Mar 30, 2012
      C••• V••••••• I••••••••• T••••••••• I•• C••no longer reportedVenture Capital Fund$245,0822Mar 30, 2012
      C••• V••••••• L••• S••••••• 2•••• C••no longer reportedVenture Capital Fund$101,0652Mar 30, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • C••••••• D••••• J••• · Managing Director P••••••• P••••••• M••••••••• L••control
        since 08/2014 · owns 5% to 10%
      • G•••••• P••••• N•• · Managing Director P••••••• P••••••• M••••••••• L••control
        since 08/2014 · owns 5% to 10%
      • P••••••• L••• R••••• · Chief Compliance Officer And Chief Financial Officer P••••••• Partners Managementcontrol
        since 05/2013 · owns less than 5%
      • S•••••• F•••••• A•••• · Managing Director P••••••• P••••••• M••••••••• L••control
        since 08/2014 · owns 5% to 10%
      • W•••••• J••••• F•••••• · Managing Director P••••••• P••••••• M••••••••• L••control
        since 08/2014 · owns 5% to 10%
      Related persons
      Schedule D 7.A
      • P••••••• P••••••• 2••• G•• L•••
        pooled vehicle sponsorn
      • P••••••• P••••••• 2••• G•• L••
        pooled vehicle sponsorn
      Advisers that list P••••••• P••••••• M••••••••• L•• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 3 to 4
        Dec 14, 2017 to Mar 23, 2018
      • Pooled vehicle clients · 3 to 4
        Dec 14, 2017 to Mar 23, 2018
      • Discretionary RAUM · $274M to $255M
        Dec 14, 2017 to Mar 23, 2018
      • Pooled vehicle RAUM · $274M to $255M
        Dec 14, 2017 to Mar 23, 2018
      • RAUM · $274M to $255M
        Dec 14, 2017 to Mar 23, 2018
      • Pooled vehicle clients · unset to 3.0
        Mar 27, 2017 to Dec 14, 2017
      • Other offices · unset to 0.0
        Mar 27, 2017 to Dec 14, 2017
      • Private funds · 3 to 4
        Mar 27, 2017 to Dec 14, 2017
      • Pooled vehicle RAUM · unset to 273570757.0
        Mar 27, 2017 to Dec 14, 2017
      • Related adviser · true to false
        Mar 27, 2017 to Dec 14, 2017
      • Accounts · 7 to 3
        May 5, 2016 to Mar 27, 2017
      • Private funds · 7 to 3
        May 5, 2016 to Mar 27, 2017
      • Discretionary RAUM · $369M to $274M
        May 5, 2016 to Mar 27, 2017
      • RAUM · $369M to $274M
        May 5, 2016 to Mar 27, 2017
      • Accounts · 5 to 7
        Jan 21, 2015 to Mar 22, 2016
      • Private funds · 5 to 7
        Jan 21, 2015 to Mar 22, 2016
      • Discretionary RAUM · $454M to $369M
        Jan 21, 2015 to Mar 22, 2016
      • RAUM · $454M to $369M
        Jan 21, 2015 to Mar 22, 2016
      • Accounts · 0 to 5
        Oct 30, 2014 to Jan 13, 2015
      • Advisory employees · 7 to 5
        Oct 30, 2014 to Jan 13, 2015
      • Business name · C••• C•••••• M••••••••• L•• to P••••••• P••••••• M••••••••• L••
        Oct 30, 2014 to Jan 13, 2015
      • Employees · 9 to 8
        Oct 30, 2014 to Jan 13, 2015
      • Legal name · C••• C•••••• M••••••••• L•• to P••••••• P••••••• M••••••••• L••
        Oct 30, 2014 to Jan 13, 2015
      • Private funds · unset to 5
        Oct 30, 2014 to Jan 13, 2015
      • Discretionary RAUM · $0 to $454M
        Oct 30, 2014 to Jan 13, 2015
      • RAUM · $0 to $454M
        Oct 30, 2014 to Jan 13, 2015
      • Legal name · P••••••• L•• S• to C••• C•••••• M••••••••• L••
        Aug 8, 2014 to Oct 30, 2014
      Signals
      1 dated events
      • C••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
        Aug 8, 2014 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      P•••••••PARTNERS.COMreportedpublic record, Form ADV, Sep 19, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026