DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••••••• P•••••••• L••
Latest filing Sep 17, 2026
First filing on the tape Jun 21, 2019 · 14 filings
SEC status approved since Jul 19, 2019
RAUM
$439M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$219M
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$439M as of Mar 26, 2026
Mar 30, 2020$308M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 26, 2026
Mar 30, 20202 then
Employees (5.A)7 as of Mar 26, 2026
Mar 30, 20205 then
Private funds1 as of Mar 26, 2026
Mar 30, 20201 then
RAUM -53% over the last fiscal year-23% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Sep 17, 2026; every figure names its basis
- RAUM per advisor
- $219MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $62.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 24%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -53%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$306M75%
- Charitable organizations$105M25%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- 5reported
- Accounts
- 7reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.7 institutional_share=0.24 related_bd=false related_bank=true bd_reps=0.0 bank_owner=falsederived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••••• H••• | Boston, Ma | Sep 9, 2015 | 14 y | 1 |
| P••• M•••••• L•••••• | Boston, Ma | Dec 18, 2017 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D••••• H••• from S••••••••• P••••••• L••Sep 9, 2015 · Other
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••••••• P••••••• F•••• L•••no longer reported | Hedge Fund | $759M | 70 | Jun 21, 2019 |
| S••••••••• P••••••• Q• F•••• L••• | Hedge Fund | $603M | 183 | Mar 25, 2022 |
Owners and control persons
Schedule A and B, latest filing
- H•••• D••••• · Managing Membercontrolsince 02/2012 · owns 75% or more
- L••••••• P•••• M•••••• · Chief Operating Officercontrolsince 06/2014 · owns less than 5%
- T•••••• J•••• · Chief Compliance Officer, Chief Financial Officercontrolsince 01/2022 · owns less than 5%
Related persons
Schedule D 7.A
- S••••••••• P••••••• G•• L•••bankpooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boston, Ma · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Sep 17, 2026institutional share of RAUM of 24% against a peer median of 0% (1567 comparable advisers, 99.0th percentile, 8.0 robust deviations)peers: asset managers, $100M to $500M (1,567) · 99% percentile
- RAUM down 50 %Change between filings · filing Mar 26, 2026RAUM (Item 5.F) moved from $939,754,193 to $438,723,788 (-53.0%) between the annual amendments of 2025-03-24 and 2026-03-26; the peer median change was +4.0% (1148 comparable advisers, 3.0th percentile of changes)peers: asset managers, $100M to $500M (1,148) · 2.5% percentile
What changed
consecutive filings, newest first
- Financial planning clients · to unsetMar 26, 2026 to Sep 17, 2026
- Private funds · 1 to unsetMar 26, 2026 to Sep 17, 2026
- Succession · false to unsetMar 26, 2026 to Sep 17, 2026
- Accounts · 8 to 7Mar 24, 2025 to Mar 26, 2026
- Advisory employees · 5 to 4Mar 24, 2025 to Mar 26, 2026
- Charity clients · 6 to 5Mar 24, 2025 to Mar 26, 2026
- Assets in custody · $701M to $0Mar 24, 2025 to Mar 26, 2026
- Employees · 8 to 7Mar 24, 2025 to Mar 26, 2026
- Discretionary RAUM · $940M to $439MMar 24, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $701M to $306MMar 24, 2025 to Mar 26, 2026
- RAUM · $940M to $439MMar 24, 2025 to Mar 26, 2026
- Assets in custody · $603M to $701MJun 18, 2024 to Mar 24, 2025
- Financial planning clients · unset to Jun 18, 2024 to Mar 24, 2025
- Discretionary RAUM · $932M to $940MJun 18, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $603M to $701MJun 18, 2024 to Mar 24, 2025
- RAUM · $932M to $940MJun 18, 2024 to Mar 24, 2025
- Assets in custody · $0 to $603MMay 1, 2023 to Mar 27, 2024
- Discretionary RAUM · $978M to $932MMay 1, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $698M to $603MMay 1, 2023 to Mar 27, 2024
- RAUM · $978M to $932MMay 1, 2023 to Mar 27, 2024
- Accounts · 6 to 8Mar 25, 2022 to Mar 28, 2023
- Charity clients · 4 to 6Mar 25, 2022 to Mar 28, 2023
- Assets in custody · $1.1B to $0Mar 25, 2022 to Mar 28, 2023
- Employees · 6 to 8Mar 25, 2022 to Mar 28, 2023
- Discretionary RAUM · $1.6B to $978MMar 25, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $1.1B to $698MMar 25, 2022 to Mar 28, 2023
- RAUM · $1.6B to $978MMar 25, 2022 to Mar 28, 2023
- Accounts · 5 to 6Jan 19, 2022 to Mar 25, 2022
- Advisory employees · 4 to 5Jan 19, 2022 to Mar 25, 2022
- Charity clients · 3 to 4Jan 19, 2022 to Mar 25, 2022
- Assets in custody · $759M to $1.1BJan 19, 2022 to Mar 25, 2022
- Employees · 4 to 6Jan 19, 2022 to Mar 25, 2022
- Discretionary RAUM · $1.2B to $1.6BJan 19, 2022 to Mar 25, 2022
- Pooled vehicle RAUM · $759M to $1.1BJan 19, 2022 to Mar 25, 2022
- RAUM · $1.2B to $1.6BJan 19, 2022 to Mar 25, 2022
- Charity clients · 2 to 3Mar 30, 2020 to Mar 23, 2021
- Assets in custody · $0 to $759MMar 30, 2020 to Mar 23, 2021
- Employees · 5 to 4Mar 30, 2020 to Mar 23, 2021
- Discretionary RAUM · $308M to $1.2BMar 30, 2020 to Mar 23, 2021
- Pooled vehicle RAUM · $77.4M to $759MMar 30, 2020 to Mar 23, 2021
Signals
6 dated events
- S••••••••• P•••••••• L•• reported RAUM $438.7M, down 53% from $939.8M (2025-03-24 to 2026-03-26)Mar 26, 2026 · RAUM change · derived
- S••••••••• P•••••••• L•• reported RAUM $977.9M, down 38% from $1.6B (2022-03-25 to 2023-03-28)Mar 28, 2023 · RAUM change · derived
- S••••••••• P•••••••• L•• reported RAUM $1.6B, up 32% from $1.2B (2022-01-19 to 2022-03-25)Mar 25, 2022 · RAUM change · derived
- J•••• T••••• (Chief Compliance Officer) appeared on Schedule A of S••••••••• P•••••••• L••Jan 18, 2022 · Control person joined · fact
- S••••••••• P•••••••• L•• reported RAUM $1.2B, up 288% from $308.3M (2020-03-30 to 2021-03-23)Mar 23, 2021 · RAUM change · derived
- S••••••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Jun 21, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S••••••••• P•••••••• L•• · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/shawspring-partners-llc/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 857-310-5010reportedpublic record, Form ADV, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $219Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026