DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Former SEC-registered adviser

B•••••• P••••••• L••

Former SEC-registered adviserCharlotte, North CarolinaCRD 172773SEC 801-80247IAPD

Latest filing Mar 30, 2021

First filing on the tape Aug 18, 2014 · 12 filings

RAUM

$562M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

6 advisory (5.B.1)

Offices

beyond the principal office

Private funds

$65.4M gross assets

History

12 filings and snapshots on the tape

RAUM$562M as of Mar 30, 2021

Mar 13, 2015$305M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 30, 2021

Mar 13, 20150 then

Employees (5.A)8 as of Mar 30, 2021

Mar 13, 20157 then

Private funds2 as of Mar 30, 2021

Mar 13, 20151 then

RAUM -19% over the last fiscal year-6.1% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 30, 2021; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $80.3MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: -19%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody: $65.3M, 4 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$65.4M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 7reported
Financial planning clients: n/areported
Wrap fee programs: noreported
Custody of client assets: $65.3M for 4 clientsreported
Compensation: % of AUM, performancereported
Class basis: absent from the latest SEC rosterderived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

3 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
B•••••• M••••• F••• L•••no longer reported	Hedge Fund	$520M	42	Oct 7, 2014
B•••••• M••••• F••• S•• L•• • S••••••••• P•••••••• B•	Hedge Fund	$65.3M	2	Mar 21, 2019
B•••••• M••••• F••• S•• L•• • S••••••••• P•••••••• A•	Hedge Fund	$56,650	0	Mar 21, 2019

Owners and control persons

Schedule A and B, latest filing

B•••••••• C•••• B•••• · Chief Investment Officercontrol
since 03/2014 · owns less than 5%
C•••••• A•••••• B••••••• · Chief Financial Officer & Chief Compliance Officercontrol
since 03/2020 · owns less than 5%
S••••• E•••••• A••••••• · President, Chief Operating Officercontrol
since 03/2014 · owns less than 5%
B•••••••• C•••• B•••• · Managing Partnercontrol
since 04/2017 · owns 25% to 50% of B•••••• H••••••• L•
S••••• E•••••• A••••••• · Managing Partnercontrol
since 04/2017 · owns 25% to 50% of B•••••• H••••••• L•

Entity owners

B•••••• H••••••• L• · Managing Member Of Registrant
direct · owns 75% or more

Related persons

Schedule D 7.A

B•••••• G• L••
bankpooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 6 to 7
Mar 6, 2020 to Mar 30, 2021
Assets in custody · $287M to $65.3M
Mar 6, 2020 to Mar 30, 2021
Discretionary RAUM · $690M to $562M
Mar 6, 2020 to Mar 30, 2021
Pooled vehicle RAUM · $287M to $65.4M
Mar 6, 2020 to Mar 30, 2021
RAUM · $690M to $562M
Mar 6, 2020 to Mar 30, 2021
Pooled vehicle RAUM · $246M to $287M
Nov 7, 2019 to Mar 6, 2020
RAUM · $577M to $690M
Nov 7, 2019 to Mar 6, 2020
Assets in custody · $246M to $287M
Nov 7, 2019 to Mar 6, 2020
Employees · 9 to 8
Nov 7, 2019 to Mar 6, 2020
Discretionary RAUM · $577M to $690M
Nov 7, 2019 to Mar 6, 2020
Accounts · 5 to 6
Mar 26, 2018 to Mar 21, 2019
Advisory employees · 5 to 6
Mar 26, 2018 to Mar 21, 2019
Assets in custody · $520M to $246M
Mar 26, 2018 to Mar 21, 2019
Employees · 8 to 9
Mar 26, 2018 to Mar 21, 2019
Private funds · 1 to 2
Mar 26, 2018 to Mar 21, 2019
Discretionary RAUM · $680M to $577M
Mar 26, 2018 to Mar 21, 2019
Pooled vehicle RAUM · $520M to $246M
Mar 26, 2018 to Mar 21, 2019
RAUM · $680M to $577M
Mar 26, 2018 to Mar 21, 2019
Related adviser · true to false
Mar 26, 2018 to Mar 21, 2019
Advisory employees · 6 to 5
Mar 27, 2017 to Mar 26, 2018
Pooled vehicle clients · unset to 4.0
Mar 27, 2017 to Mar 26, 2018
Assets in custody · $494M to $520M
Mar 27, 2017 to Mar 26, 2018
Employees · 9 to 8
Mar 27, 2017 to Mar 26, 2018
Other offices · unset to 0.0
Mar 27, 2017 to Mar 26, 2018
Discretionary RAUM · $670M to $680M
Mar 27, 2017 to Mar 26, 2018
Pooled vehicle RAUM · unset to 519865000.0
Mar 27, 2017 to Mar 26, 2018
RAUM · $670M to $680M
Mar 27, 2017 to Mar 26, 2018
Advisory employees · 5 to 6
Mar 28, 2016 to Mar 27, 2017
Assets in custody · $390M to $494M
Mar 28, 2016 to Mar 27, 2017
Employees · 8 to 9
Mar 28, 2016 to Mar 27, 2017
Discretionary RAUM · $558M to $670M
Mar 28, 2016 to Mar 27, 2017
RAUM · $558M to $670M
Mar 28, 2016 to Mar 27, 2017
Assets in custody · $139M to $390M
Mar 26, 2015 to Mar 28, 2016
Employees · 7 to 8
Mar 26, 2015 to Mar 28, 2016
Discretionary RAUM · $305M to $558M
Mar 26, 2015 to Mar 28, 2016
RAUM · $305M to $558M
Mar 26, 2015 to Mar 28, 2016
Assets in custody · $32.9M to $139M
Dec 4, 2014 to Mar 13, 2015
Discretionary RAUM · $133M to $305M
Dec 4, 2014 to Mar 13, 2015
RAUM · $133M to $305M
Dec 4, 2014 to Mar 13, 2015
Accounts · unset to 5.0
Aug 18, 2014 to Oct 7, 2014

Signals

3 dated events

Corbett Mark Fiddes (Chief Financial Officer & Chief Compliance Officer) no longer on Schedule A of B•••••• P••••••• L•• (listed 2019-11-07, absent 2020-03-06)
Mar 6, 2020 · Control person left · inference
Bernardo Alexis Campos (Chief Financial Officer & Chief Compliance Officer) appeared on Schedule A of B•••••• P••••••• L••
Mar 6, 2020 · Control person joined · fact
B•••••• P••••••• L•• filed its initial SEC registration (Form ADV)
Aug 18, 2014 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026