DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

S••••• E••••• P•••••••

Asset manager (funds and pooled vehicles)San Mateo, CaliforniaCRD 172955SEC 801-81188website IAPD

Legal name S••••• E••••• P••••••• L•••

Latest filing Jul 16, 2026

First filing on the tape Oct 17, 2014 · 26 filings

SEC status approved since Mar 26, 2015

RAUM

$3.4B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

36 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

26 filings and snapshots on the tape

RAUM$3.4B as of Jul 16, 2026

Mar 30, 2016$1.5B then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Jul 16, 2026

Mar 30, 20160 then

Employees (5.A)43 as of Jul 16, 2026

Mar 30, 201612 then

Private funds9 as of Jul 16, 2026

Mar 30, 20162 then

RAUM -0.3% over the last fiscal year-1.1% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Jul 16, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $375MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year: -0.3%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities: portfolio management for pooled vehicles, otherreportedItem 5.G
Custody: yesreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$3.4B100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 9reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $0 for 0 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

10 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
S••••• E••••• P••••••• F••• I• L•••	Private Equity Fund	$1.5B	163	Mar 24, 2022
S••••• E••••• P••••••• F••• I•• L•••	Private Equity Fund	$1.1B	64	Mar 27, 2019
S••••• E••••• P••••••• F••• L•••	Private Equity Fund	$811M	47	May 4, 2015
S•• H••••••• A••••• L•••no longer reported	Private Equity Fund	$210M	12	Mar 13, 2017
S•• S•••••••• A••••••• F••• I•• L•••	Private Equity Fund	$41.6M	22	Mar 27, 2019
S• P••••••••• 2••• L•••	Private Equity Fund	$37.9M	3	Mar 20, 2023
S••••••••• F••• I•• C•••••••• L•••	Private Equity Fund	$31.9M	2	Mar 27, 2019
S•• H•••••••• F••• I• C•••••••• L•••	Private Equity Fund	$29.4M	2	Mar 24, 2022
S•• S•••••••• A••••••• F••• L•••	Private Equity Fund	$14.3M	25	May 15, 2015
S•• S•••••••• A••••••• F••• I• L•••	Private Equity Fund	$9.9M	23	Mar 20, 2023

Owners and control persons

Schedule A and B, latest filing

B••••••• J••••• E•••• · Managing Directorcontrol
since 05/2014 · owns 10% to 25%
B••••••• J•••• D•••••• · Managing Directorcontrol
since 05/2014 · owns 10% to 25%
K•••••• A•••• G••••• · Managing Directorcontrol
since 07/2015 · owns 10% to 25%
M••••• S••••••• N•• · Co-Managing Partner, Managing Directorcontrol
since 05/2014 · owns 10% to 25%
R••••••••• R•••••• S•••••• · Chief Operating Officer, Chief Financial Officer, Chief Compliance Officer, And Managing Directorcontrol
since 05/2014 · owns 10% to 25%
R•••••• K•••• T•••••• · Limited Partner, Co-Managing Partner & Managing Directorcontrol
since 03/2014 · owns 25% to 50%
R•••••• K•••• T•••••• · Managing Membercontrol
since 03/2014 · owns 25% to 50% of S••••• E••••• P•••••••, LLC
M••••••••• P•••• N•• · Co-Founder, Senior Advisor
since 05/2014 · owns 5% to 10%

Entity owners

S••••• E••••• P••••••• L•• · G•••••• Partner
direct · owns 10% to 25%

Related persons

Schedule D 7.A

S•• G•••••• P•••••• I•• L•••
pooled vehicle sponsorn
S•• G•••••• P•••••• I• L•••
pooled vehicle sponsorn
S•• G•••••• P•••••• L•••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

New York, NY10 employees

What changed

consecutive filings, newest first

Advisory employees · 41 to 36
May 19, 2025 to Mar 24, 2026
Employees · 47 to 43
May 19, 2025 to Mar 24, 2026
Discretionary RAUM · $3.4B to $3.4B
May 19, 2025 to Mar 24, 2026
Pooled vehicle RAUM · $3.4B to $3.4B
May 19, 2025 to Mar 24, 2026
RAUM · $3.4B to $3.4B
May 19, 2025 to Mar 24, 2026
Financial planning clients · unset to
Mar 26, 2025 to May 19, 2025
Charity clients · 0.0 to unset
Mar 27, 2024 to Mar 26, 2025
Corporate clients · 0.0 to unset
Mar 27, 2024 to Mar 26, 2025
HNW clients · 0.0 to unset
Mar 27, 2024 to Mar 26, 2025
Individual clients · 0.0 to unset
Mar 27, 2024 to Mar 26, 2025
Pension plan clients · 0.0 to unset
Mar 27, 2024 to Mar 26, 2025
Legal name · S••••• E••••• P•••••••, L.P. to S••••• E••••• P••••••• L•••
Mar 27, 2024 to Mar 26, 2025
Discretionary RAUM · $3.5B to $3.4B
Mar 27, 2024 to Mar 26, 2025
Pooled vehicle RAUM · $3.5B to $3.4B
Mar 27, 2024 to Mar 26, 2025
RAUM · $3.5B to $3.4B
Mar 27, 2024 to Mar 26, 2025
Advisory employees · 28 to 41
Apr 18, 2023 to Mar 27, 2024
Advisory activities · 1 to 2
Apr 18, 2023 to Mar 27, 2024
Custody of client assets · false to true
Apr 18, 2023 to Mar 27, 2024
Employees · 39 to 47
Apr 18, 2023 to Mar 27, 2024
Other offices · 0 to 1
Apr 18, 2023 to Mar 27, 2024
Discretionary RAUM · $3.5B to $3.5B
Apr 18, 2023 to Mar 27, 2024
Pooled vehicle RAUM · $3.5B to $3.5B
Apr 18, 2023 to Mar 27, 2024
RAUM · $3.5B to $3.5B
Apr 18, 2023 to Mar 27, 2024
Legal name · S••••• E••••• P•••••••, LP to S••••• E••••• P•••••••, L.P.
Mar 27, 2024 to Mar 27, 2024
Accounts · 7 to 9
May 10, 2022 to Mar 20, 2023
Advisory employees · 21 to 28
May 10, 2022 to Mar 20, 2023
Pooled vehicle clients · 7 to 9
May 10, 2022 to Mar 20, 2023
Employees · 29 to 39
May 10, 2022 to Mar 20, 2023
Private funds · 7 to 9
May 10, 2022 to Mar 20, 2023
Discretionary RAUM · $2.8B to $3.5B
May 10, 2022 to Mar 20, 2023
Pooled vehicle RAUM · $2.8B to $3.5B
May 10, 2022 to Mar 20, 2023
RAUM · $2.8B to $3.5B
May 10, 2022 to Mar 20, 2023
Related adviser · true to false
May 10, 2022 to Mar 20, 2023
Accounts · 5 to 7
Mar 25, 2021 to Mar 24, 2022
Pooled vehicle clients · 5 to 7
Mar 25, 2021 to Mar 24, 2022
Employees · 27 to 29
Mar 25, 2021 to Mar 24, 2022
Private funds · 5 to 7
Mar 25, 2021 to Mar 24, 2022
Discretionary RAUM · $1.6B to $2.8B
Mar 25, 2021 to Mar 24, 2022
Pooled vehicle RAUM · $1.6B to $2.8B
Mar 25, 2021 to Mar 24, 2022
RAUM · $1.6B to $2.8B
Mar 25, 2021 to Mar 24, 2022

Signals

3 dated events

S••••• E••••• P••••••• reported RAUM $3.5B, up 25% from $2.8B (2022-05-10 to 2023-03-20)
Mar 20, 2023 · RAUM change · derived
S••••• E••••• P••••••• reported RAUM $2.8B, up 73% from $1.6B (2021-03-25 to 2022-03-24)
Mar 24, 2022 · RAUM change · derived
S••••• E••••• P••••••• filed its initial SEC registration (Form ADV)
Oct 17, 2014 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

S••••• E••••• P••••••• · Independent Sponsors
shared crd · capital_provider
S••••• E••••• P••••••• · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/sumeru-equity-partnersreportedpublic record, Form ADV, Sep 18, 2026
Website: s•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: 650-522-3300reportedpublic record, Form ADV, Jul 16, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026