DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••• P•••••• F•••••••
Legal name C•••••• P•••••• C••••••• L•••
Latest filing Jul 16, 2026
First filing on the tape Sep 5, 2014 · 24 filings
SEC status approved since Oct 1, 2014
RAUM
$7.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
46
41 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
32
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$7.1B as of Jul 16, 2026
Mar 31, 2015$129M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 16, 2026
Mar 31, 20150 then
Employees (5.A)46 as of Jul 16, 2026
Mar 31, 201510 then
Private funds32 as of Jul 16, 2026
Mar 31, 20152 then
RAUM +51% over the last fiscal year+21% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 16, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $214MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +45%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$7.1B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 33reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
19 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••••• P•••••• F••••••• F••• I•• L••• | Private Equity Fund | $1.1B | 92 | Mar 28, 2019 |
| C•••••• P•••••• F••••••• F•••• L••• | Private Equity Fund | $904M | 76 | Sep 5, 2014 |
| C•••••• P•••••• F••••••• F••• I••• L••• | Private Equity Fund | $891M | 169 | Mar 31, 2023 |
| C•••••• P•••••• V••••• P•••••••• L•• | Private Equity Fund | $263M | 15 | Mar 30, 2020 |
| C•••••• P•••••• F••••••• F••• I••••• L••• | Private Equity Fund | $261M | 23 | Mar 31, 2023 |
| C••••• P•••••• L•• | Private Equity Fund | $257M | 13 | Mar 30, 2022 |
| C•••••• P•••••• F••••••• F••• I•••• L••• | Private Equity Fund | $219M | 13 | Mar 28, 2019 |
| C••••••• H•••••••• L•• | Private Equity Fund | $121M | 8 | Mar 30, 2020 |
| C•••••• P•••••• F••••••• H••••••••• R••• E••••• F••• I••• L••• | Private Equity Fund | $94.2M | 121 | Mar 31, 2023 |
| H•••••••• H••••• P•••••• L•• | Private Equity Fund | $85.7M | 7 | Mar 31, 2023 |
| C•••••• P•••••• F••••••• F•••••• L••• | Private Equity Fund | $74.1M | 4 | Mar 31, 2017 |
| C•••••• P•••••• F••••••• F••• I•••• L••• | Private Equity Fund | $59.2M | 1 | Mar 30, 2020 |
| C•• T•••• I••••••••• I•• L•• | Private Equity Fund | $49.1M | 7 | Mar 31, 2023 |
| C•••••• P•••••• F••••••• F•••••• L••• | Private Equity Fund | $34.5M | 3 | Sep 5, 2014 |
| V•• G••••• S••• L•• | Private Equity Fund | $33.3M | 7 | Mar 29, 2024 |
| C•• L•• C•• L•• | Private Equity Fund | $28.3M | 6 | Mar 30, 2020 |
| C•• S••••• A••••• L•• | Private Equity Fund | $9.7M | 2 | Mar 10, 2016 |
| C•• L•• M•• L•• | Private Equity Fund | $5.7M | 4 | Mar 30, 2020 |
| C•• P•••••• L•• | Private Equity Fund | $4.9M | 2 | Mar 31, 2017 |
Owners and control persons
Schedule A and B, latest filing
- D••••• M••••••• P••• · Partner, Chief Operating Officer, Head Of Investor Relationscontrolsince 11/2015 · owns less than 5%
- L••••••• L•••••••• B•••• · Limited Partnercontrolsince 04/2014 · owns 25% to 50%
- T••••• M•••• A•• · Limited Partnercontrolsince 04/2014 · owns 25% to 50%
- V•••••• V••••• K••••• · Limited Partnercontrolsince 04/2014 · owns 25% to 50%
- W•••••• M••••••• J••• · Chief Compliance Officer & Chief Financial Officercontrolsince 10/2015 · owns less than 5%
- L••••••• L•••••••• B•••• · Membercontrolsince 05/2014 · owns 25% to 50% of C•••••• P•••••• M••••••••• G•• L••
- T••••• M•••• A•• · Membercontrolsince 05/2014 · owns 25% to 50% of C•••••• P•••••• M••••••••• G•• L••
- V•••••• V••••• K••••• · Membercontrolsince 05/2014 · owns 25% to 50% of C•••••• P•••••• M••••••••• G•• L••
Entity owners
- C•••••• P•••••• M••••••••• G•• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- C•••••• P•••••• F••••••• G• I•• L•••pooled vehicle sponsorn
- C•••••• P•••••• F••••••• G• I••• L•••pooled vehicle sponsorn
- C•••••• P•••••• F••••••• G•• L•••pooled vehicle sponsorn
- C•••••• P•••••• F••••••• H••••••••• R••• E••••• F••• I•• G•• L•••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- San Francisco, CA5 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- employee count surgeChange between filings · filing Mar 31, 2026employees (Item 5.A) moved from 29.0 to 46.0 (+59.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +3.0% (595 comparable advisers, 99.0th percentile of changes)peers: asset managers, $5B to $20B (595) · 99% percentile
- private fund count surgeChange between filings · filing Mar 31, 2026private funds (Schedule D 7.B.1) moved from 20.0 to 32.0 (+60.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +3.0% (487 comparable advisers, 97.0th percentile of changes)peers: asset managers, $5B to $20B (487) · 97% percentile
What changed
consecutive filings, newest first
- Discretionary RAUM · $6.8B to $7.1BMar 31, 2026 to Jul 16, 2026
- Pooled vehicle RAUM · $6.8B to $7.1BMar 31, 2026 to Jul 16, 2026
- RAUM · $6.8B to $7.1BMar 31, 2026 to Jul 16, 2026
- Accounts · 21 to 33Dec 5, 2025 to Mar 31, 2026
- Advisory employees · 24 to 41Dec 5, 2025 to Mar 31, 2026
- Charity clients · 0.0 to unsetDec 5, 2025 to Mar 31, 2026
- Corporate clients · 0.0 to unsetDec 5, 2025 to Mar 31, 2026
- HNW clients · 0.0 to unsetDec 5, 2025 to Mar 31, 2026
- Individual clients · 0.0 to unsetDec 5, 2025 to Mar 31, 2026
- Pension plan clients · 0.0 to unsetDec 5, 2025 to Mar 31, 2026
- Pooled vehicle clients · 20 to 33Dec 5, 2025 to Mar 31, 2026
- Employees · 29 to 46Dec 5, 2025 to Mar 31, 2026
- Private funds · 20 to 32Dec 5, 2025 to Mar 31, 2026
- Discretionary RAUM · $4.7B to $6.8BDec 5, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $4.7B to $6.8BDec 5, 2025 to Mar 31, 2026
- RAUM · $4.7B to $6.8BDec 5, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jun 23, 2025
- Accounts · 20 to 21May 6, 2024 to Mar 31, 2025
- Pooled vehicle clients · 19 to 20May 6, 2024 to Mar 31, 2025
- Private funds · 19 to 20May 6, 2024 to Mar 31, 2025
- Discretionary RAUM · $4.0B to $4.7BMay 6, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $4.0B to $4.7BMay 6, 2024 to Mar 31, 2025
- RAUM · $4.0B to $4.7BMay 6, 2024 to Mar 31, 2025
- Accounts · 19 to 20May 9, 2023 to Mar 29, 2024
- Pooled vehicle clients · 18 to 19May 9, 2023 to Mar 29, 2024
- Private funds · 18 to 19May 9, 2023 to Mar 29, 2024
- Discretionary RAUM · $3.8B to $4.0BMay 9, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $3.8B to $4.0BMay 9, 2023 to Mar 29, 2024
- RAUM · $3.8B to $4.0BMay 9, 2023 to Mar 29, 2024
- Discretionary RAUM · $4.0B to $3.8BMar 31, 2023 to May 9, 2023
- Pooled vehicle RAUM · $4.0B to $3.8BMar 31, 2023 to May 9, 2023
- RAUM · $4.0B to $3.8BMar 31, 2023 to May 9, 2023
- Accounts · 13 to 19Mar 30, 2022 to Mar 31, 2023
- Advisory employees · 23 to 24Mar 30, 2022 to Mar 31, 2023
- Pooled vehicle clients · 13 to 18Mar 30, 2022 to Mar 31, 2023
- Private funds · 13 to 18Mar 30, 2022 to Mar 31, 2023
- Discretionary RAUM · $2.7B to $4.0BMar 30, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $2.7B to $4.0BMar 30, 2022 to Mar 31, 2023
- RAUM · $2.7B to $4.0BMar 30, 2022 to Mar 31, 2023
- Accounts · 12 to 13May 25, 2021 to Mar 30, 2022
Signals
7 dated events
- C•••••• P•••••• F••••••• reported RAUM $6.8B, up 45% from $4.7B (2025-12-05 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- C•••••• P•••••• F••••••• reported RAUM $4.0B, up 47% from $2.7B (2022-03-30 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- C•••••• P•••••• F••••••• reported RAUM $2.7B, up 48% from $1.8B (2021-05-25 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- C•••••• P•••••• F••••••• reported RAUM $1.8B, up 31% from $1.4B (2020-05-29 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- C•••••• P•••••• F••••••• reported RAUM $1.4B, up 113% from $653.0M (2019-03-28 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- C•••••• P•••••• F••••••• reported RAUM $653.0M, up 78% from $367.0M (2018-03-30 to 2019-03-28)Mar 28, 2019 · RAUM change · derived
- C•••••• P•••••• C••••••• L••• filed its initial SEC registration (Form ADV)Sep 5, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C•••••• P•••••• F••••••• · Independent Sponsorsshared crd · capital_provider
- C•••••• P•••••• F••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/chicago-pacific-foundersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- cpfounders.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-273-4750reportedpublic record, Form ADV, Jul 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026