DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
SEC-registered adviser
S•••••••• C•••••• P•••••••• L••
Latest filing Apr 28, 2026
First filing on the tape Jun 28, 2016 · 24 filings
SEC status approved since Jul 6, 2016
RAUM
$516M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$516M as of Apr 28, 2026
Mar 31, 2017$219M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 28, 2026
Mar 31, 20170 then
Employees (5.A)4 as of Apr 28, 2026
Mar 31, 20174 then
Private funds2 as of Apr 28, 2026
Mar 31, 20172 then
RAUM +37% over the last fiscal year+8.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 28, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $85.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +37%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$516M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•••••••• C•••••• P••••••• M••••• F•••• L• | Hedge Fund | $272M | 3 | Mar 31, 2019 |
| S•••••••• C•••••• P••••••• F•••• L• | Hedge Fund | $106M | 29 | Sep 29, 2014 |
| S•••••••• C•••••• P••••••• O••••••• F•••• L••• | Hedge Fund | $47.3M | 8 | Mar 30, 2016 |
| S•••••••• C•••••• P••••••• I•• L• | Hedge Fund | $7.9M | 7 | Mar 31, 2019 |
| B•• G•••• L••no longer reported | Other Private Fund | $6.0M | 2 | Sep 29, 2014 |
Owners and control persons
Schedule A and B, latest filing
- K•••• P••••• N•• · Managing Member / Ccocontrolsince 04/2012 · owns 10% to 25%
- A•••••• M••••••• E•• · Trusteecontrolsince 03/2016 · owns F of S•••••••• C•••••• P••••••• T••••
Entity owners
- S•••••••• C•••••• P••••••• T•••• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- S•••••••• C•••••• P••••••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- New York, NY3 employees
What changed
consecutive filings, newest first
- Accounts · 7 to 6Jul 24, 2025 to Mar 31, 2026
- Pooled vehicle clients · 7 to 6Jul 24, 2025 to Mar 31, 2026
- Discretionary RAUM · $378M to $516MJul 24, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $378M to $516MJul 24, 2025 to Mar 31, 2026
- RAUM · $378M to $516MJul 24, 2025 to Mar 31, 2026
- Advisory activities · 1 to 2Apr 8, 2025 to Jul 24, 2025
- Employees · 3 to 4Apr 8, 2025 to Jul 24, 2025
- Financial planning clients · unset to Apr 8, 2025 to Jul 24, 2025
- Advisory activities · 2 to 1May 24, 2024 to Apr 8, 2025
- Custody of client assets · true to falseMay 24, 2024 to Apr 8, 2025
- HQ city · unset to May 24, 2024 to Apr 8, 2025
- HQ state · unset to May 24, 2024 to Apr 8, 2025
- Private funds · 4 to 2May 24, 2024 to Apr 8, 2025
- Discretionary RAUM · $371M to $378MMay 24, 2024 to Apr 8, 2025
- Pooled vehicle RAUM · $371M to $378MMay 24, 2024 to Apr 8, 2025
- RAUM · $371M to $378MMay 24, 2024 to Apr 8, 2025
- Advisory employees · 4 to 3Mar 28, 2024 to May 24, 2024
- Employees · 4 to 3Mar 28, 2024 to May 24, 2024
- Advisory employees · 5 to 4Jul 28, 2023 to Mar 28, 2024
- Assets in custody · $330M to $0Jul 28, 2023 to Mar 28, 2024
- Employees · 5 to 4Jul 28, 2023 to Mar 28, 2024
- Discretionary RAUM · $402M to $371MJul 28, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $402M to $371MJul 28, 2023 to Mar 28, 2024
- RAUM · $402M to $371MJul 28, 2023 to Mar 28, 2024
- Advisory activities · 1 to 2Apr 29, 2022 to Mar 31, 2023
- Assets in custody · $546M to $330MApr 29, 2022 to Mar 31, 2023
- Other offices · 0 to 1Apr 29, 2022 to Mar 31, 2023
- Discretionary RAUM · $654M to $402MApr 29, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $654M to $402MApr 29, 2022 to Mar 31, 2023
- RAUM · $654M to $402MApr 29, 2022 to Mar 31, 2023
- Related bank · true to falseApr 29, 2022 to Mar 31, 2023
- Accounts · 9 to 7Mar 31, 2021 to Mar 31, 2022
- Advisory employees · 4 to 5Mar 31, 2021 to Mar 31, 2022
- Pooled vehicle clients · 9 to 7Mar 31, 2021 to Mar 31, 2022
- Assets in custody · $400M to $546MMar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $510M to $654MMar 31, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $510M to $654MMar 31, 2021 to Mar 31, 2022
- RAUM · $510M to $654MMar 31, 2021 to Mar 31, 2022
- Advisory employees · 3 to 4Jan 4, 2021 to Mar 31, 2021
- Assets in custody · $264M to $400MJan 4, 2021 to Mar 31, 2021
Signals
6 dated events
- S•••••••• C•••••• P•••••••• L•• reported RAUM $515.6M, up 37% from $377.7M (2025-07-24 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Matthew Jeffrey Rose (Coo/Cfo/Cco) no longer on Schedule A of S•••••••• C•••••• P•••••••• L•• (listed 2024-03-28, absent 2024-05-24)May 24, 2024 · Control person left · inference
- S•••••••• C•••••• P•••••••• L•• reported RAUM $401.5M, down 39% from $653.6M (2022-04-29 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- S•••••••• C•••••• P•••••••• L•• reported RAUM $653.6M, up 28% from $509.6M (2021-03-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- S•••••••• C•••••• P•••••••• L•• reported RAUM $485.3M, up 122% from $218.8M (2017-05-09 to 2018-03-31)Mar 31, 2018 · RAUM change · derived
- S•••••••• C•••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Jun 28, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S•••••••• C•••••• P•••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- steamboatcp.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 212-986-1702reportedpublic record, Form ADV, Apr 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026