DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R•••• W••••• M••••••••• I•••
Latest filing Sep 17, 2026
First filing on the tape Sep 25, 2014 · 57 filings
SEC status approved since Oct 24, 2014
RAUM
$498M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
92%
$460M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$99.6M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
57 filings and snapshots on the tape
RAUM$498M as of Apr 2, 2026
Feb 21, 2015$161M then
HNW client RAUM$346M as of Apr 2, 2026
Mar 7, 2018$160M then
State-registered IARs (5.B.3)5 as of Apr 2, 2026
Feb 21, 20151 then
Employees (5.A)5 as of Apr 2, 2026
Feb 21, 20153 then
Private funds: no history
RAUM +15% over the last fiscal year+14% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Sep 17, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $99.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 92derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $398,719derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 5.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.4%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$346M69%
- Individuals$114M23%
- Pension and profit-sharing plans$25.6M5.1%
- Corporations and businesses$10.3M2.1%
- Charitable organizations$2.2M0.5%
- Individual clients
- 335reported
- HNW clients
- 126reported
- Pension plan clients
- 4reported
- Charitable clients
- 2reported
- Accounts
- 1,249reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.92 fund_share=0.0 institutional_share=0.06 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• W•••••• R••••Certified Financial Planner | Champaign, Il | Mar 2, 2015 | 11 y | 0 |
| P••• R••• R••••Certified Financial Planner | Champaign, Il | Jul 16, 2015 | 14 y | 1 |
| P••• A••••• R•••• | Champaign, Il | Sep 29, 2015 | 41 y | 1 |
| R••• T••••• R••••Certified Financial Planner | Champaign, Il | Sep 13, 2017 | 18 y | 0 |
| D••••• P••• R••••Certified Financial Planner | Champaign, Il | Aug 18, 2020 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- P••• A••••• R•••• from R•••• H••••• • A••••••••• I•••Sep 29, 2015 · Other
- P••• R••• R•••• from R•••• W••••• M••••••••• L••Jul 16, 2015 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- R••••• R•••• T••••• · Chief Compliance Officercontrolsince 09/2017 · owns less than 5%
- R••••• D••••• W•••••• · Executive Vice President/ Shareh•••••controlsince 07/2017 · owns 10% to 25%
- R••••• P•••• A••••• · President, Ceocontrolsince 09/2014 · owns 50% to 75%
- R••••• K•••• R•••• · Shareh•••••since 07/2017 · owns 10% to 25%
- R••••• D•••••• P••• · Shareh•••••since 07/2017 · owns 10% to 25%
- R••••• P•••• R••• · Shareh•••••since 07/2017 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Advisers that list R•••• W••••• M••••••••• I••• as a related person
- 150053 y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Champaign, Il · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Financial planning clients · 101-250 to 101-250Apr 2, 2026 to Sep 17, 2026
- Related adviser · false to unsetApr 2, 2026 to Sep 17, 2026
- Related bank · false to unsetApr 2, 2026 to Sep 17, 2026
- Related broker-dealer · false to unsetApr 2, 2026 to Sep 17, 2026
- Related insurance company · false to unsetApr 2, 2026 to Sep 17, 2026
- Succession · false to unsetApr 2, 2026 to Sep 17, 2026
- Accounts · 1,255 to 1,249Jun 6, 2025 to Mar 11, 2026
- Charity clients · unset to 2.0Jun 6, 2025 to Mar 11, 2026
- Corporate clients · 4 to 2Jun 6, 2025 to Mar 11, 2026
- HNW clients · 120 to 126Jun 6, 2025 to Mar 11, 2026
- Individual clients · 339 to 335Jun 6, 2025 to Mar 11, 2026
- Discretionary RAUM · $411M to $478MJun 6, 2025 to Mar 11, 2026
- HNW RAUM · $289M to $346MJun 6, 2025 to Mar 11, 2026
- Individual RAUM · $109M to $114MJun 6, 2025 to Mar 11, 2026
- Non-discretionary RAUM · $21.1M to $19.7MJun 6, 2025 to Mar 11, 2026
- Pension RAUM · $23.3M to $25.6MJun 6, 2025 to Mar 11, 2026
- RAUM · $432M to $498MJun 6, 2025 to Mar 11, 2026
- Financial planning clients · 101-250 to 101-250Mar 13, 2025 to Jun 6, 2025
- Accounts · 1,136 to 1,255Sep 30, 2024 to Mar 13, 2025
- Corporate clients · 5 to 4Sep 30, 2024 to Mar 13, 2025
- HNW clients · 108 to 120Sep 30, 2024 to Mar 13, 2025
- Individual clients · 349 to 339Sep 30, 2024 to Mar 13, 2025
- State-registered IARs · 0 to 5Sep 30, 2024 to Mar 13, 2025
- Discretionary RAUM · $363M to $411MSep 30, 2024 to Mar 13, 2025
- HNW RAUM · $249M to $289MSep 30, 2024 to Mar 13, 2025
- Individual RAUM · $107M to $109MSep 30, 2024 to Mar 13, 2025
- Non-discretionary RAUM · $21.4M to $21.1MSep 30, 2024 to Mar 13, 2025
- Pension RAUM · $18.1M to $23.3MSep 30, 2024 to Mar 13, 2025
- RAUM · $384M to $432MSep 30, 2024 to Mar 13, 2025
- Accounts · 1,073 to 1,136Sep 22, 2023 to Mar 25, 2024
- Charity clients · 1.0 to unsetSep 22, 2023 to Mar 25, 2024
- Corporate clients · 4 to 5Sep 22, 2023 to Mar 25, 2024
- HNW clients · 88 to 108Sep 22, 2023 to Mar 25, 2024
- Individual clients · 397 to 349Sep 22, 2023 to Mar 25, 2024
- Pension plan clients · 5 to 4Sep 22, 2023 to Mar 25, 2024
- Discretionary RAUM · $319M to $363MSep 22, 2023 to Mar 25, 2024
- HNW RAUM · $210M to $249MSep 22, 2023 to Mar 25, 2024
- Individual RAUM · $102M to $107MSep 22, 2023 to Mar 25, 2024
- Non-discretionary RAUM · $14.7M to $21.4MSep 22, 2023 to Mar 25, 2024
- Pension RAUM · $14.8M to $18.1MSep 22, 2023 to Mar 25, 2024
Signals
1 dated events
- R•••• W••••• M••••••••• I••• filed its initial SEC registration (Form ADV)Sep 25, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- R••••WEALTH.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 217-356-1400reportedpublic record, Form ADV, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $99.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026