DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••••••• C•••••• G••••• I•••••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jan 12, 2015 · 23 filings
SEC status approved since Sep 17, 2015
RAUM
$142M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$142M as of Mar 31, 2026
Feb 22, 2016$81.6M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Feb 22, 20160 then
Employees (5.A)2 as of Mar 31, 2026
Feb 22, 20163 then
Private funds4 as of Mar 31, 2026
Feb 22, 201611 then
RAUM +34% over the last fiscal year+9.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $10.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +34%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$142M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 13reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
12 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P••••••••• C•••••• G••••• I•••••••• I••• L••• A•• A••••••••• | Private Equity Fund | $36.6M | 33 | Jan 12, 2015 |
| T•• C••••••• L•no longer reported | Private Equity Fund | $30.0M | 11 | Jan 12, 2015 |
| P••••••••• C•••••• G••••• I•••••••• I•• D••••• A••• L•no longer reported | Private Equity Fund | $14.3M | 30 | Jan 12, 2015 |
| D••••• L••no longer reported | Private Equity Fund | $11.2M | 21 | Jan 12, 2015 |
| P••••••• S•••••• I••••••••• I•• L••• | Private Equity Fund | $10.5M | 1 | May 31, 2016 |
| P••••••••• C•••••• G••••• I•••••••• I•• A•• C•••••••• L••• | Private Equity Fund | $6.9M | 11 | Jan 12, 2015 |
| P••••••• S•••••• I••••••••• L••• | Private Equity Fund | $4.0M | 1 | Jan 12, 2015 |
| P••••••••• C•••••• G••••• F••• I• L• A•• A•••••••••no longer reported | Private Equity Fund | $3.7M | 33 | Jan 12, 2015 |
| P••••••••• C•••••• G••••• I•••••••• I•• B•••••• A••• L•no longer reported | Private Equity Fund | $1.9M | 30 | Jan 12, 2015 |
| P••••••••• C•••••• G••••• F••• I• A••• L•no longer reported | Private Equity Fund | $1.9M | 30 | Jan 12, 2015 |
| P••••••••• C•••••• G••••• I•• M••• B••••••• L•no longer reported | Private Equity Fund | $537,030 | 30 | Jan 12, 2015 |
| P••••••••• C•••••• G••••• I•••••••• I•• B••••••• L•no longer reported | Private Equity Fund | $537,030 | 30 | Jan 12, 2015 |
Owners and control persons
Schedule A and B, latest filing
- K••••••• B••••• R••••• · Cco/Managing Membercontrolsince 01/2007 · owns 75% or more
Related persons
Schedule D 7.A
- P••••••••• C•••••• G••••• G• I• L••pooled vehicle sponsory
- P••••••••• C•••••• G••••• I•••••••• I•• A•• C••••••• G•• L••pooled vehicle sponsory
- P••••••••• C•••••• G••••• I•••••••• I•• G•• L••pooled vehicle sponsory
- P••••••••• C•••••• G••••• T•• M••••••••• L••investment advisery
- P••••••••• C•••••• G•••••• L••broker-dealery
- P••••••••• S••• L••pooled vehicle sponsory
- P••••••••• S•• I•• L••pooled vehicle sponsory
- P••••••••• S••• L••pooled vehicle sponsory
- P••••••••• S••• L••pooled vehicle sponsory
- P••••• M••• L••pooled vehicle sponsory
- P••••••••• H•••••••• L••pooled vehicle sponsory
- P••••••••• M••••••• L••pooled vehicle sponsory
- P••••••••• S••• L••pooled vehicle sponsory
- P••••••••• I•••pooled vehicle sponsory
- P•••••• S••• L••pooled vehicle sponsory
- P••••••• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $105M to $142MApr 4, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $105M to $142MApr 4, 2025 to Mar 31, 2026
- RAUM · $105M to $142MApr 4, 2025 to Mar 31, 2026
- Accounts · 14 to 13Jun 29, 2024 to Apr 4, 2025
- Pooled vehicle clients · 14 to 13Jun 29, 2024 to Apr 4, 2025
- Financial planning clients · 0 to 0Jun 29, 2024 to Apr 4, 2025
- Discretionary RAUM · $113M to $105MJun 29, 2024 to Apr 4, 2025
- Pooled vehicle RAUM · $113M to $105MJun 29, 2024 to Apr 4, 2025
- RAUM · $113M to $105MJun 29, 2024 to Apr 4, 2025
- Discretionary RAUM · $108M to $113MMar 22, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $108M to $113MMar 22, 2023 to Mar 29, 2024
- RAUM · $108M to $113MMar 22, 2023 to Mar 29, 2024
- Accounts · 12 to 14Mar 31, 2022 to Mar 22, 2023
- Pooled vehicle clients · 12 to 14Mar 31, 2022 to Mar 22, 2023
- Private funds · 6 to 4Mar 31, 2022 to Mar 22, 2023
- Discretionary RAUM · $133M to $108MMar 31, 2022 to Mar 22, 2023
- Pooled vehicle RAUM · $133M to $108MMar 31, 2022 to Mar 22, 2023
- RAUM · $133M to $108MMar 31, 2022 to Mar 22, 2023
- Accounts · 11 to 12Mar 31, 2021 to Mar 31, 2022
- Pooled vehicle clients · 11 to 12Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $117M to $133MMar 31, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $117M to $133MMar 31, 2021 to Mar 31, 2022
- RAUM · $117M to $133MMar 31, 2021 to Mar 31, 2022
- Accounts · 8 to 11Mar 12, 2020 to Mar 31, 2021
- Pooled vehicle clients · 8 to 11Mar 12, 2020 to Mar 31, 2021
- Discretionary RAUM · $132M to $117MMar 12, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $132M to $117MMar 12, 2020 to Mar 31, 2021
- RAUM · $132M to $117MMar 12, 2020 to Mar 31, 2021
- Other offices · 1 to 0Mar 27, 2019 to Mar 12, 2020
- Discretionary RAUM · $142M to $132MMar 27, 2019 to Mar 12, 2020
- Pooled vehicle RAUM · $142M to $132MMar 27, 2019 to Mar 12, 2020
- RAUM · $142M to $132MMar 27, 2019 to Mar 12, 2020
- HQ city · unset to LOS GATOSMar 27, 2018 to Mar 27, 2019
- HQ state · unset to CAMar 27, 2018 to Mar 27, 2019
- Discretionary RAUM · $120M to $142MMar 27, 2018 to Mar 27, 2019
- Pooled vehicle RAUM · $120M to $142MMar 27, 2018 to Mar 27, 2019
- RAUM · $120M to $142MMar 27, 2018 to Mar 27, 2019
- Pooled vehicle clients · unset to 8.0Mar 17, 2017 to Mar 27, 2018
- Other offices · unset to 1.0Mar 17, 2017 to Mar 27, 2018
- Discretionary RAUM · $117M to $120MMar 17, 2017 to Mar 27, 2018
Signals
1 dated events
- P••••••••• C•••••• G••••• I•••••••• L•• filed its initial SEC registration (Form ADV)Jan 12, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P••••••••• C•••••• G••••• I•••••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- P••••••••• C•••••• G••••• I•••••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/partnership-capital-growthreportedpublic record, Form ADV, Sep 19, 2026
- Website
- PCG-INVESTORS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 415-407-2700reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026