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Former SEC-registered adviser

E••••• I••••••••• G•••• I• L•••

Former SEC-registered adviserCRD 173302SEC 801-80449IAPD
Latest filing Mar 30, 2016
First filing on the tape Oct 1, 2014 · 6 filings
RAUM
$100M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$100M as of Mar 30, 2016
Mar 31, 2015$107M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2016
Mar 31, 20150 then
Employees (5.A)2 as of Mar 30, 2016
Mar 31, 20155 then
Private funds: 2
RAUM -6.7% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2016; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$100MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-6.7%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      E••••• L••• T••• R•••••• M••••• F••• L•••Hedge Fund$107M3Oct 1, 2014
      E••••• L••• T••• R•••••• F••• L••Hedge Fund$101M3Oct 1, 2014
      Owners and control persons
      Schedule A and B, latest filing
      • L•••••••• D•••••• W•••••• · Principalcontrol
        since 04/2014 · owns less than 5%
      • L•••••••• D•••••• W•••••• · Membercontrol
        since 10/2014 · owns 75% or more of E••••• G• L••
      • R••••• S••••••• K••••• · Chief Financial Officer And Chief Compliance Officer
        since 11/2014 · owns less than 5%
      Entity owners
      • E••••• G• L•• · General Partner
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 4 to 2
        Mar 31, 2015 to Mar 30, 2016
      • Assets in custody · 0.0 to unset
        Mar 31, 2015 to Mar 30, 2016
      • Custody of client assets · true to false
        Mar 31, 2015 to Mar 30, 2016
      • Employees · 5 to 2
        Mar 31, 2015 to Mar 30, 2016
      • HQ city · NEW YORK to unset
        Mar 31, 2015 to Mar 30, 2016
      • HQ state · NY to unset
        Mar 31, 2015 to Mar 30, 2016
      • Private funds · 2 to unset
        Mar 31, 2015 to Mar 30, 2016
      • Discretionary RAUM · $107M to $100M
        Mar 31, 2015 to Mar 30, 2016
      • RAUM · $107M to $100M
        Mar 31, 2015 to Mar 30, 2016
      • Related adviser · true to false
        Mar 31, 2015 to Mar 30, 2016
      • Advisory employees · 3 to 4
        Feb 11, 2015 to Mar 31, 2015
      • Employees · 4 to 5
        Feb 11, 2015 to Mar 31, 2015
      • Discretionary RAUM · $107M to $107M
        Feb 11, 2015 to Mar 31, 2015
      • RAUM · $107M to $107M
        Feb 11, 2015 to Mar 31, 2015
      • Accounts · unset to 1.0
        Jan 2, 2015 to Feb 11, 2015
      • Assets in custody · unset to 0.0
        Jan 2, 2015 to Feb 11, 2015
      • Custody of client assets · false to true
        Jan 2, 2015 to Feb 11, 2015
      • Discretionary RAUM · unset to 106806000.0
        Jan 2, 2015 to Feb 11, 2015
      • Non-discretionary RAUM · unset to 0.0
        Jan 2, 2015 to Feb 11, 2015
      • RAUM · unset to 106806000.0
        Jan 2, 2015 to Feb 11, 2015
      • Related adviser · false to true
        Jan 2, 2015 to Feb 11, 2015
      • HQ city · unset to NEW YORK
        Oct 14, 2014 to Jan 2, 2015
      • HQ state · unset to NY
        Oct 14, 2014 to Jan 2, 2015
      Signals
      1 dated events
      • E••••• I••••••••• G•••• I• L••• filed its initial SEC registration (Form ADV)
        Oct 1, 2014 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026