DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L•• M••••••••• L••
Latest filing May 6, 2026
First filing on the tape Sep 28, 2017 · 17 filings
SEC status approved since Oct 27, 2017
RAUM
$585M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$585M as of May 6, 2026
Mar 22, 2018$166M then
HNW client RAUM$0 as of Mar 28, 2019
Mar 22, 2018$0 then
State-registered IARs (5.B.3)0 as of May 6, 2026
Mar 22, 20180 then
Employees (5.A)13 as of May 6, 2026
Mar 22, 201811 then
Private funds4 as of May 6, 2026
Mar 22, 20182 then
RAUM +11% over the last fiscal year+14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 6, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $146MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$585M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L•••••• E••••• P••••••• I•• L••• | Private Equity Fund | $231M | 47 | Jan 31, 2018 |
| L•••••• E••••• P••••••• I••• L••• | Private Equity Fund | $124M | 85 | Oct 6, 2021 |
| L•••••• E••••• P••••••• I• L••• | Private Equity Fund | $32.2M | 48 | Oct 10, 2014 |
Owners and control persons
Schedule A and B, latest filing
- C••••• A•••••• C•••••• · Partnercontrolsince 01/2018 · owns less than 5%
- L••••••• M••••••• O• · Chairmancontrolsince 08/2014 · owns less than 5%
- L••••••• T•••••• S•••• · Chief Executive Officercontrolsince 08/2014 · owns less than 5%
- O•••• S••••••• C•••• · Chief Compliance Officer, Chief Financial Officercontrolsince 06/2016 · owns less than 5%
- S••••• S•••••• K•••••••• · Senior Vice President, Operationscontrolsince 01/2021 · owns less than 5%
- L••••••• T•••••• S•••• · Managing Membercontrolsince 01/2021 · owns 75% or more of L•••••• L••••• L••
Entity owners
- L•••••• L••••• L•• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- L•••••• E••••• P••••••• I•• L••pooled vehicle sponsorn
- L•••••• E••••• P••••••• I••• L••pooled vehicle sponsorn
- L•••••• E••••• P•••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 3 to 4May 13, 2025 to Mar 30, 2026
- Advisory employees · 11 to 12May 13, 2025 to Mar 30, 2026
- Pooled vehicle clients · 3 to 4May 13, 2025 to Mar 30, 2026
- Employees · 12 to 13May 13, 2025 to Mar 30, 2026
- Private funds · 3 to 4May 13, 2025 to Mar 30, 2026
- Discretionary RAUM · $525M to $585MMay 13, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $525M to $585MMay 13, 2025 to Mar 30, 2026
- RAUM · $525M to $585MMay 13, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 28, 2025 to May 13, 2025
- Advisory employees · 12 to 11May 1, 2024 to Mar 28, 2025
- Discretionary RAUM · $469M to $525MMay 1, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $469M to $525MMay 1, 2024 to Mar 28, 2025
- RAUM · $469M to $525MMay 1, 2024 to Mar 28, 2025
- Employees · 13 to 12Jun 5, 2023 to Mar 28, 2024
- Discretionary RAUM · $398M to $469MJun 5, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $398M to $469MJun 5, 2023 to Mar 28, 2024
- RAUM · $398M to $469MJun 5, 2023 to Mar 28, 2024
- Advisory employees · 11 to 12Mar 30, 2022 to Mar 30, 2023
- Employees · 12 to 13Mar 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $385M to $398MMar 30, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $385M to $398MMar 30, 2022 to Mar 30, 2023
- RAUM · $385M to $398MMar 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $284M to $385MOct 6, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $284M to $385MOct 6, 2021 to Mar 30, 2022
- RAUM · $284M to $385MOct 6, 2021 to Mar 30, 2022
- Accounts · 2 to 3Mar 29, 2021 to Oct 6, 2021
- Advisory employees · 9 to 11Mar 29, 2021 to Oct 6, 2021
- Pooled vehicle clients · 2 to 3Mar 29, 2021 to Oct 6, 2021
- Employees · 10 to 12Mar 29, 2021 to Oct 6, 2021
- Private funds · 2 to 3Mar 29, 2021 to Oct 6, 2021
- Assets in custody · 268504305.0 to unsetJan 20, 2021 to Mar 29, 2021
- Custody of client assets · true to falseJan 20, 2021 to Mar 29, 2021
- Discretionary RAUM · $269M to $284MJan 20, 2021 to Mar 29, 2021
- Pooled vehicle RAUM · $269M to $284MJan 20, 2021 to Mar 29, 2021
- RAUM · $269M to $284MJan 20, 2021 to Mar 29, 2021
- Advisory employees · 10 to 9Mar 28, 2020 to Jan 20, 2021
- Employees · 12 to 10Mar 28, 2020 to Jan 20, 2021
- Advisory employees · 9 to 10Mar 28, 2019 to Mar 28, 2020
- Charity clients · 0.0 to unsetMar 28, 2019 to Mar 28, 2020
- Corporate clients · 0.0 to unsetMar 28, 2019 to Mar 28, 2020
Signals
5 dated events
- L•• M••••••••• L•• reported RAUM $384.6M, up 35% from $284.1M (2021-10-06 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Ryan Joshua Sterner (Vice President Of Finance) no longer on Schedule A of L•• M••••••••• L•• (listed 2020-03-28, absent 2021-01-20)Jan 20, 2021 · Control person left · inference
- K•••••••• S••••• S•••• (Senior Vice President, Operations) appeared on Schedule A of L•• M••••••••• L••Jan 20, 2021 · Control person joined · fact
- C•••••• A••••• C•••• (Partner) appeared on Schedule A of L•• M••••••••• L••Mar 28, 2019 · Control person joined · fact
- L•• M••••••••• L•• filed its initial SEC registration (Form ADV)Sep 28, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- L•• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- L•• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/leavitt-equity-partners/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- L••••••EQUITY.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 801-961-1599reportedpublic record, Form ADV, May 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026