DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Atlas Asset Management LLC
Latest filing Dec 18, 2025
First filing on the tape Oct 27, 2014 · 17 filings
SEC status approved since Nov 27, 2020
RAUM
$701M
reported, Item 5.F
Discretionary
56%
of RAUM
Private clients
2.0%
$13.8M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$234M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$701M as of Dec 18, 2025
Dec 23, 2021$255M then
HNW client RAUM$13.8M as of Dec 18, 2025
Dec 23, 2021$4.0M then
State-registered IARs (5.B.3)3 as of Dec 18, 2025
Dec 23, 20213 then
Employees (5.A)3 as of Dec 18, 2025
Dec 23, 20213 then
Private funds: no history
RAUM +78% over the last fiscal year+40% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Dec 18, 2025; every figure names its basis
- RAUM per advisor
- $234MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $13.8MderivedHNW RAUM over HNW clients
- Average account
- $36.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 56%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$388M55%
- Corporations and businesses$299M43%
- High-net-worth individuals$13.8M2.0%
- Individual clients
- n/areported
- HNW clients
- 1reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 19reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.02 fund_share=0.55 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Paul X Hopgood Morales | Guaynabo, Pr | May 25, 2015 | 21 y | 3 |
| Ana Rosa Suarez | Guaynabo, Pr | Jun 3, 2021 | 26 y | 2 |
| Pedro Gonzalez-CerrudChartered Financial Analyst | Guaynabo, Pr | Oct 1, 2025 | 33 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Ana Rosa Suarez from Santander Asset ManagementJun 3, 2021 · Other
- Paul X Hopgood Morales from Santander Asset ManagementDec 10, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- X Paul Hopgood Morales · Presidentcontrolsince 10/2014 · owns 75% or more
- Rosa Ana Suarez Pesante · Chief Compliance Officercontrolsince 05/2021 · owns less than 5%
- Jaime Pandal Fernandez · Vice Presidentsince 10/2014 · owns 10% to 25%
Related persons
Schedule D 7.A
- Paul Hopgoodpooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Guaynabo, Pr · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 13 to 19Feb 13, 2025 to Dec 18, 2025
- Corporate clients · 5 to 12Feb 13, 2025 to Dec 18, 2025
- Discretionary RAUM · $87.5M to $393MFeb 13, 2025 to Dec 18, 2025
- HNW RAUM · $13.3M to $13.8MFeb 13, 2025 to Dec 18, 2025
- Non-discretionary RAUM · $246M to $308MFeb 13, 2025 to Dec 18, 2025
- RAUM · $334M to $701MFeb 13, 2025 to Dec 18, 2025
- Financial planning clients · 0 to 0Jan 2, 2025 to Feb 13, 2025
- Accounts · 10 to 13May 9, 2024 to Jan 2, 2025
- Corporate clients · unset to 5.0May 9, 2024 to Jan 2, 2025
- HNW clients · 2 to 1May 9, 2024 to Jan 2, 2025
- Assets in custody · unset to 0.0May 9, 2024 to Jan 2, 2025
- Discretionary RAUM · $82.7M to $87.5MMay 9, 2024 to Jan 2, 2025
- HNW RAUM · $18.0M to $13.3MMay 9, 2024 to Jan 2, 2025
- Non-discretionary RAUM · $310M to $246MMay 9, 2024 to Jan 2, 2025
- RAUM · $393M to $334MMay 9, 2024 to Jan 2, 2025
- Accounts · 11 to 10Jan 5, 2023 to Jan 3, 2024
- Advisory employees · 3 to 2Jan 5, 2023 to Jan 3, 2024
- Discretionary RAUM · $80.8M to $82.7MJan 5, 2023 to Jan 3, 2024
- HNW RAUM · $11.3M to $18.0MJan 5, 2023 to Jan 3, 2024
- Non-discretionary RAUM · $293M to $310MJan 5, 2023 to Jan 3, 2024
- RAUM · $374M to $393MJan 5, 2023 to Jan 3, 2024
- Accounts · 6 to 11Dec 23, 2021 to Jan 5, 2023
- HNW clients · 1 to 2Dec 23, 2021 to Jan 5, 2023
- Discretionary RAUM · $105M to $80.8MDec 23, 2021 to Jan 5, 2023
- HNW RAUM · $4.0M to $11.3MDec 23, 2021 to Jan 5, 2023
- Non-discretionary RAUM · $150M to $293MDec 23, 2021 to Jan 5, 2023
- RAUM · $255M to $374MDec 23, 2021 to Jan 5, 2023
- Accounts · 3 to 6Jul 7, 2021 to Dec 23, 2021
- Discretionary RAUM · $154M to $105MJul 7, 2021 to Dec 23, 2021
- HNW RAUM · $4.0M to $4.0MJul 7, 2021 to Dec 23, 2021
- Non-discretionary RAUM · $0 to $150MJul 7, 2021 to Dec 23, 2021
- RAUM · $154M to $255MJul 7, 2021 to Dec 23, 2021
- Accounts · 2 to 3May 18, 2021 to Jul 6, 2021
- Advisory employees · 2 to 3May 18, 2021 to Jul 6, 2021
- Advisory activities · 2 to 3May 18, 2021 to Jul 6, 2021
- HNW clients · unset to 1.0May 18, 2021 to Jul 6, 2021
- State-registered IARs · 2 to 3May 18, 2021 to Jul 6, 2021
- Discretionary RAUM · $56.4M to $154MMay 18, 2021 to Jul 6, 2021
- HNW RAUM · $3.9M to $4.0MMay 18, 2021 to Jul 6, 2021
- RAUM · $56.4M to $154MMay 18, 2021 to Jul 6, 2021
Signals
5 dated events
- Atlas Asset Management Llc reported RAUM $700.6M, up 110% from $334.0M (2025-02-13 to 2025-12-18)Dec 18, 2025 · RAUM change · derived
- Atlas Asset Management Llc reported RAUM $373.5M, up 46% from $255.1M (2021-12-23 to 2023-01-05)Jan 5, 2023 · RAUM change · derived
- Atlas Asset Management Llc reported RAUM $255.1M, up 66% from $154.0M (2021-07-07 to 2021-12-23)Dec 23, 2021 · RAUM change · derived
- Rosa Ana Suarez Pesante (Chief Compliance Officer) appeared on Schedule A of Atlas Asset Management LlcJul 6, 2021 · Control person joined · fact
- Atlas Asset Management Llc filed its initial SEC registration (Form ADV)Oct 27, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- ATLASAM.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 787 781-1301reportedpublic record, Form ADV, Dec 18, 2025
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $234Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026