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Former SEC-registered adviser

A••••• L••••••••• C••••

Former SEC-registered adviserSacramento, CaliforniaCRD 173562SEC 801-80675IAPD
Latest filing Feb 29, 2016
First filing on the tape Nov 25, 2014 · 4 filings
RAUM
$2,500
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
1
$35,000 gross assets
History
4 filings and snapshots on the tape
RAUM$2,500 as of Feb 29, 2016
Nov 25, 2014$500 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 29, 2016
Nov 25, 20140 then
Employees (5.A)2 as of Feb 29, 2016
Nov 25, 20143 then
Private funds1 as of Feb 29, 2016
Nov 25, 20141 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Feb 29, 2016; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1,250derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      A••••• L••••••••• F••• L•Hedge Fund$35,0002Nov 25, 2014
      Owners and control persons
      Schedule A and B, latest filing
      • C•••••• H••••••• M•••• · Officercontrol
        since 12/2013 · owns 25% to 50%
      • P••••••• J•••••••• M•••••••• · Treasurercontrol
        since 12/2013 · owns 25% to 50%
      • P••••••• J•••••• W••••• · Ccocontrol
        since 12/2013 · owns 25% to 50%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 1 to 2
        Aug 3, 2015 to Feb 29, 2016
      • Employees · 3 to 2
        Aug 3, 2015 to Feb 29, 2016
      • Discretionary RAUM · $500 to $2,500
        Aug 3, 2015 to Feb 29, 2016
      • RAUM · $500 to $2,500
        Aug 3, 2015 to Feb 29, 2016
      • Legal name · C•••••, RYAN HUNTER to A••••• L••••••••• C••••
        Nov 25, 2014 to Dec 4, 2014
      Signals
      1 dated events
      • A••••• L••••••••• C•••• filed its initial SEC registration (Form ADV)
        Nov 25, 2014 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026