DFX Intelligence
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SEC-registered adviser
A••••• I••••••••• M•••••••••
Legal name K•••• E• V••••••••• L••
Latest filing Mar 29, 2026
First filing on the tape Mar 28, 2016 · 14 filings
SEC status approved since Apr 4, 2016
RAUM
$121M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$119M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$121M as of Mar 29, 2026
Feb 7, 2017$67.7M then
HNW client RAUM$98.1M as of Mar 29, 2026
Mar 27, 2018$45.4M then
State-registered IARs (5.B.3)0 as of Mar 29, 2026
Feb 7, 20170 then
Employees (5.A)2 as of Mar 29, 2026
Feb 7, 20173 then
Private funds: no history
RAUM +1.7% over the last fiscal year+6.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 29, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.1MderivedHNW RAUM over HNW clients
- Average account
- $369,891derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.1%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$98.1M81%
- Individuals$20.6M17%
- Charitable organizations$1.9M1.6%
- Individual clients
- 97reported
- HNW clients
- 24reported
- Pension plan clients
- n/areported
- Charitable clients
- 2reported
- Accounts
- 326reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- V••••••••• K••••• E••••• · Managing Member, Owner, Ceo, Ccocontrolsince 11/2014 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 116 to 326Mar 21, 2025 to Mar 29, 2026
- HNW clients · 23 to 24Mar 21, 2025 to Mar 29, 2026
- Individual clients · 91 to 97Mar 21, 2025 to Mar 29, 2026
- Assets in custody · $5.6M to $6.0MMar 21, 2025 to Mar 29, 2026
- Discretionary RAUM · $113M to $121MMar 21, 2025 to Mar 29, 2026
- HNW RAUM · $96.5M to $98.1MMar 21, 2025 to Mar 29, 2026
- Individual RAUM · $20.1M to $20.6MMar 21, 2025 to Mar 29, 2026
- Non-discretionary RAUM · $5.6M to $0Mar 21, 2025 to Mar 29, 2026
- RAUM · $119M to $121MMar 21, 2025 to Mar 29, 2026
- Accounts · 115 to 116Mar 22, 2024 to Mar 21, 2025
- HNW clients · 18 to 23Mar 22, 2024 to Mar 21, 2025
- Individual clients · 85 to 91Mar 22, 2024 to Mar 21, 2025
- Assets in custody · $4.8M to $5.6MMar 22, 2024 to Mar 21, 2025
- Financial planning clients · 1-10 to 1-10Mar 22, 2024 to Mar 21, 2025
- HQ city · unset to Mar 22, 2024 to Mar 21, 2025
- HQ state · unset to Mar 22, 2024 to Mar 21, 2025
- Discretionary RAUM · $103M to $113MMar 22, 2024 to Mar 21, 2025
- HNW RAUM · $56.3M to $96.5MMar 22, 2024 to Mar 21, 2025
- Individual RAUM · $49.7M to $20.1MMar 22, 2024 to Mar 21, 2025
- Non-discretionary RAUM · $4.8M to $5.6MMar 22, 2024 to Mar 21, 2025
- RAUM · $108M to $119MMar 22, 2024 to Mar 21, 2025
- Accounts · 105 to 115Mar 29, 2023 to Mar 22, 2024
- Assets in custody · $30.9M to $4.8MMar 29, 2023 to Mar 22, 2024
- Discretionary RAUM · $101M to $103MMar 29, 2023 to Mar 22, 2024
- HNW RAUM · $79.2M to $56.3MMar 29, 2023 to Mar 22, 2024
- Individual RAUM · $19.1M to $49.7MMar 29, 2023 to Mar 22, 2024
- Non-discretionary RAUM · $0 to $4.8MMar 29, 2023 to Mar 22, 2024
- RAUM · $101M to $108MMar 29, 2023 to Mar 22, 2024
- Accounts · 109 to 105Mar 16, 2022 to Mar 29, 2023
- Individual clients · 89 to 85Mar 16, 2022 to Mar 29, 2023
- Assets in custody · $4.8M to $30.9MMar 16, 2022 to Mar 29, 2023
- Discretionary RAUM · $120M to $101MMar 16, 2022 to Mar 29, 2023
- HNW RAUM · $91.5M to $79.2MMar 16, 2022 to Mar 29, 2023
- Individual RAUM · $26.0M to $19.1MMar 16, 2022 to Mar 29, 2023
- RAUM · $120M to $101MMar 16, 2022 to Mar 29, 2023
- Accounts · 115 to 109May 4, 2021 to Mar 16, 2022
- HNW clients · 20 to 18May 4, 2021 to Mar 16, 2022
- Individual clients · 93 to 89May 4, 2021 to Mar 16, 2022
- Assets in custody · $4.0M to $4.8MMay 4, 2021 to Mar 16, 2022
- Discretionary RAUM · $110M to $120MMay 4, 2021 to Mar 16, 2022
Signals
2 dated events
- A••••• I••••••••• M••••••••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Feb 7, 2017 · Succession (Item 4) · fact
- A••••• I••••••••• M••••••••• filed its initial SEC registration (Form ADV)Mar 28, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- A•••••KEV.COMreportedpublic record, Form ADV, Mar 29, 2026
- Principal office phone
- 3153800957reportedpublic record, Form ADV, Mar 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026