DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P• W••••• M••••••••• G••••
Legal name P• W••••• M••••••••• G••••• I•••
Latest filing Mar 6, 2026
First filing on the tape Aug 9, 2021 · 13 filings
SEC status approved since Sep 8, 2021
RAUM
$165M
reported, Item 5.F
Discretionary
79%
of RAUM
Private clients
98%
$161M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$33.0M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$165M as of Mar 6, 2026
Mar 8, 2022$118M then
HNW client RAUM$34.5M as of Mar 6, 2026
Mar 8, 2022$6.5M then
State-registered IARs (5.B.3)5 as of Mar 6, 2026
Mar 8, 20223 then
Employees (5.A)5 as of Mar 6, 2026
Mar 8, 20223 then
Private funds: no history
RAUM +16% over the last fiscal year+13% a year over threeIARs 4 to 5
Practice profile
derived from the filing of Mar 6, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $33.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 91derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $957,292derivedHNW RAUM over HNW clients
- Average account
- $361,581derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 79%derivedof RAUM
- Institutional
- 2.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +30%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$127M77%
- High-net-worth individuals$34.5M21%
- Pension and profit-sharing plans$3.7M2.3%
- Individual clients
- 420reported
- HNW clients
- 36reported
- Pension plan clients
- 4reported
- Charitable clients
- n/areported
- Accounts
- 456reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=3.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- M••• I•••••• B••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••Jul 1, 2019 · RIA to affiliated broker-dealer or bank
Joined, latest
- D•••• M••• P•••• from C••••• I••••••••• A••••••• L••Aug 4, 2015 · Other
- J••••• M•••••• R••••••• from C••••• I••••••••• A••••••• L••Jan 23, 2015 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from C••••• I••••••••• A••••••• L••Jan 28, 2015 · East Moline, Il
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- P••••• D••••• M••• · Ownercontrolsince 12/2007 · owns 50% to 75%
- R•••••••• J•••••• M•••••• · Ownercontrolsince 12/2007 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| East Moline, Il · principal | 5 | 1 | 0 | ||
| Las Vegas, Nv | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Las Vegas, NV1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 6, 2026selection of other advisers (Item 5.G.7): no on the filing of 2025-11-18, yes on the filing of 2026-03-06peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 419 to 456Nov 18, 2025 to Mar 6, 2026
- Advisory employees · 4 to 5Nov 18, 2025 to Mar 6, 2026
- Advisory activities · 3 to 4Nov 18, 2025 to Mar 6, 2026
- BD registered reps · 4 to 3Nov 18, 2025 to Mar 6, 2026
- HNW clients · 31 to 36Nov 18, 2025 to Mar 6, 2026
- Individual clients · 320 to 420Nov 18, 2025 to Mar 6, 2026
- Assets in custody · unset to 0.0Nov 18, 2025 to Mar 6, 2026
- Employees · 4 to 5Nov 18, 2025 to Mar 6, 2026
- State-registered IARs · 4 to 5Nov 18, 2025 to Mar 6, 2026
- Discretionary RAUM · $130M to $130MNov 18, 2025 to Mar 6, 2026
- HNW RAUM · $36.2M to $34.5MNov 18, 2025 to Mar 6, 2026
- Individual RAUM · $103M to $127MNov 18, 2025 to Mar 6, 2026
- Non-discretionary RAUM · $12.0M to $34.5MNov 18, 2025 to Mar 6, 2026
- Pension RAUM · $2.8M to $3.7MNov 18, 2025 to Mar 6, 2026
- RAUM · $142M to $165MNov 18, 2025 to Mar 6, 2026
- Financial planning clients · 0 to 0Apr 21, 2025 to Nov 18, 2025
- Accounts · 1,236 to 419Mar 4, 2024 to Apr 21, 2025
- HNW clients · 22 to 31Mar 4, 2024 to Apr 21, 2025
- Individual clients · 622 to 320Mar 4, 2024 to Apr 21, 2025
- Discretionary RAUM · $120M to $130MMar 4, 2024 to Apr 21, 2025
- HNW RAUM · $34.3M to $36.2MMar 4, 2024 to Apr 21, 2025
- Individual RAUM · $90.5M to $103MMar 4, 2024 to Apr 21, 2025
- Non-discretionary RAUM · $7.0M to $12.0MMar 4, 2024 to Apr 21, 2025
- Pension RAUM · $2.2M to $2.8MMar 4, 2024 to Apr 21, 2025
- RAUM · $127M to $142MMar 4, 2024 to Apr 21, 2025
- Accounts · 1,002 to 1,236Oct 18, 2023 to Mar 4, 2024
- HNW clients · 17 to 22Oct 18, 2023 to Mar 4, 2024
- Individual clients · 583 to 622Oct 18, 2023 to Mar 4, 2024
- Pension plan clients · unset to 4.0Oct 18, 2023 to Mar 4, 2024
- Financial planning clients · 1-10 to 0Oct 18, 2023 to Mar 4, 2024
- Discretionary RAUM · $115M to $120MOct 18, 2023 to Mar 4, 2024
- HNW RAUM · $25.9M to $34.3MOct 18, 2023 to Mar 4, 2024
- Individual RAUM · $89.2M to $90.5MOct 18, 2023 to Mar 4, 2024
- Non-discretionary RAUM · $0 to $7.0MOct 18, 2023 to Mar 4, 2024
- Pension RAUM · unset to 2243891.0Oct 18, 2023 to Mar 4, 2024
- RAUM · $115M to $127MOct 18, 2023 to Mar 4, 2024
- Accounts · 1,043 to 1,002Feb 14, 2023 to Oct 17, 2023
- HNW clients · 16 to 17Feb 14, 2023 to Oct 17, 2023
- Individual clients · 590 to 583Feb 14, 2023 to Oct 17, 2023
- Discretionary RAUM · $107M to $115MFeb 14, 2023 to Oct 17, 2023
Signals
1 dated events
- P• W••••• M••••••••• G•••• filed its initial SEC registration (Form ADV)Aug 9, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@legacywmglv.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 702-545-0680reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 702-545-0684reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/pr-wealth-management-group-increportedpublic record, Form ADV, Sep 18, 2026
- Website
- legacywmglv.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 309-792-8291reportedpublic record, Form ADV, Mar 6, 2026
- Contact form
- legacywmglv.com/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $33.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026