DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

G•• I••••••••• M••••••••• L••

Former SEC-registered adviserNew York, New YorkCRD 173712SEC 801-80778IAPD
Latest filing Mar 7, 2019
First filing on the tape Dec 16, 2014 · 9 filings
RAUM
$75.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
$58.9M gross assets
History
9 filings and snapshots on the tape
RAUM$75.0M as of Mar 7, 2019
Mar 30, 2016$329M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 7, 2019
Mar 30, 20160 then
Employees (5.A)9 as of Mar 7, 2019
Mar 30, 20164 then
Private funds2 as of Mar 7, 2019
Mar 30, 20162 then
RAUM -88% over the last fiscal year-39% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 7, 2019; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$18.7MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-88%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$75.0M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
4reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      3 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      G•• S••••••••• G••••• L••• O••• M••••• F•••• L•Hedge Fund$51.4M13Dec 16, 2014
      G•• S••••••••• G••••• L••••••••• M••••• F•••• L•no longer reportedHedge Fund$16.0M15Dec 16, 2014
      G•• E••••••• M•••••• S••••••••• G••••• M••••• F•••• L•••Hedge Fund$7.5M7Nov 10, 2017
      Owners and control persons
      Schedule A and B, latest filing
      • F•••••• A••••• · Chief Financial Officercontrol
        since 03/2017 · owns less than 5%
      • H•••••••• A•••• E••• · Portfolio Managercontrol
        since 10/2018 · owns less than 5%
      • M••••••••• J••••••• A••• · Sole Manager Of G•••••••• C•••••• A•••••••• L••control
        since 10/2014 · owns less than 5%
      • S••••••• R•••••• A••••• · Chief Operating Officer/Chief Compliance Officercontrol
        since 10/2014 · owns less than 5%
      • S••••• D••••• B••••• · Portfolio Managercontrol
        since 10/2014 · owns less than 5%
      • M••••••••• J••••••• A••• · Sole Owner And Manager Of I•••• H••••••• G•• L••control
        since 10/2008 · owns F of I•••• H••••••• G•• L••
      • G••• L•• · Portfolio Manager
        since 09/2017 · owns less than 5%
      • O••••• J•••••••• M••••• · Portfolio Manager
        since 09/2017 · owns less than 5%
      • M••••••••• A•••••• B••••••••• · Sole Class A Member
        since 10/2008 · owns 25% to 50% of I•••• F••••• H•••••••• L••
      Entity owners
      • G•••••••• C•••••• A•••••••• L•• · Managing Member And Sole Direct Owner
        direct · owns 75% or more
      • G•••••••• C•••••• A•••••••• L• · Sole Indirect Owner/Member
        indirect · owns 75% or more of G•••••••• C•••••• A•••••••• L••
      • I•••• H••••••• G•• L•• · General Partner Of G•••••••• Capital Advisors LP
        indirect · owns F of G•••••••• C•••••• A•••••••• L•
      • I•••• F••••• H•••••••• L•• · Limited Partner Of G•••••••• Capital Advisors LP
        indirect · owns 25% to 50% of G•••••••• Capital Advisors LP
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 3 to 4
        Apr 2, 2018 to Mar 7, 2019
      • Advisory employees · 5 to 4
        Apr 2, 2018 to Mar 7, 2019
      • Pooled vehicle clients · 6 to 7
        Apr 2, 2018 to Mar 7, 2019
      • Employees · 11 to 9
        Apr 2, 2018 to Mar 7, 2019
      • Discretionary RAUM · $613M to $75.0M
        Apr 2, 2018 to Mar 7, 2019
      • Pooled vehicle RAUM · $58.9M to $75.0M
        Apr 2, 2018 to Mar 7, 2019
      • RAUM · $613M to $75.0M
        Apr 2, 2018 to Mar 7, 2019
      • Pooled vehicle clients · 2 to 6
        Nov 10, 2017 to Apr 2, 2018
      • Discretionary RAUM · $560M to $613M
        Nov 10, 2017 to Apr 2, 2018
      • Pooled vehicle RAUM · $57.1M to $58.9M
        Nov 10, 2017 to Apr 2, 2018
      • RAUM · $560M to $613M
        Nov 10, 2017 to Apr 2, 2018
      • Accounts · 2 to 3
        Mar 29, 2017 to Nov 10, 2017
      • Advisory employees · 2 to 5
        Mar 29, 2017 to Nov 10, 2017
      • BD registered reps · 0 to 2
        Mar 29, 2017 to Nov 10, 2017
      • Pooled vehicle clients · unset to 2.0
        Mar 29, 2017 to Nov 10, 2017
      • Employees · 6 to 11
        Mar 29, 2017 to Nov 10, 2017
      • Other offices · unset to 1.0
        Mar 29, 2017 to Nov 10, 2017
      • Private funds · 1 to 2
        Mar 29, 2017 to Nov 10, 2017
      • Discretionary RAUM · $393M to $560M
        Mar 29, 2017 to Nov 10, 2017
      • Pooled vehicle RAUM · unset to 57082539.0
        Mar 29, 2017 to Nov 10, 2017
      • RAUM · $393M to $560M
        Mar 29, 2017 to Nov 10, 2017
      • Related bank · false to true
        Mar 29, 2017 to Nov 10, 2017
      • Accounts · 3 to 2
        Mar 30, 2016 to Mar 29, 2017
      • Advisory employees · 3 to 2
        Mar 30, 2016 to Mar 29, 2017
      • Employees · 4 to 6
        Mar 30, 2016 to Mar 29, 2017
      • Private funds · 2 to 1
        Mar 30, 2016 to Mar 29, 2017
      • Discretionary RAUM · $329M to $393M
        Mar 30, 2016 to Mar 29, 2017
      • RAUM · $329M to $393M
        Mar 30, 2016 to Mar 29, 2017
      • Accounts · 2 to 3
        Apr 2, 2015 to Mar 30, 2016
      • Employees · 6 to 4
        Apr 2, 2015 to Mar 30, 2016
      • Discretionary RAUM · $45.9M to $329M
        Apr 2, 2015 to Mar 30, 2016
      • RAUM · $45.9M to $329M
        Apr 2, 2015 to Mar 30, 2016
      • Discretionary RAUM · $43.6M to $45.9M
        Jan 7, 2015 to Apr 2, 2015
      • RAUM · $43.6M to $45.9M
        Jan 7, 2015 to Apr 2, 2015
      Signals
      2 dated events
      • G•• I••••••••• M••••••••• L•• reported RAUM $75.0M, down 88% from $613.0M (2018-04-02 to 2019-03-07)
        Mar 7, 2019 · RAUM change · derived
      • G•• I••••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
        Dec 16, 2014 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026