DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••• S••••• C••••••
Legal name S••••• S••••• C•••••• M••••••••• L•••
Latest filing Mar 31, 2026
First filing on the tape Nov 5, 2014 · 17 filings
SEC status approved since Nov 21, 2014
RAUM
$622M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
24
23 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$622M as of Mar 31, 2026
Mar 16, 2015$219M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 16, 20150 then
Employees (5.A)24 as of Mar 31, 2026
Mar 16, 20158 then
Private funds4 as of Mar 31, 2026
Mar 16, 20152 then
RAUM -29% over the last fiscal year-13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $156MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -29%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$622M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••• S••••• C•••••• I••• L••• | Private Equity Fund | $354M | 34 | Mar 30, 2021 |
| S••••• S••••• C•••••• I•• L••• | Private Equity Fund | $339M | 43 | Mar 16, 2015 |
| S••••• S••••• C•••••• I••••• L••• | Private Equity Fund | $162M | 12 | Mar 30, 2021 |
| S••••• S••••• C•••••• I•••• L••• | Private Equity Fund | $87.2M | 8 | Mar 16, 2015 |
Owners and control persons
Schedule A and B, latest filing
- O••••• S••••••• D•••••• · Managing Director & Limited Partnercontrolsince 06/2014 · owns 25% to 50%
- Y••••••••• H••••• · Managing Director & Limited Partnercontrolsince 06/2014 · owns 25% to 50%
- O••••• S••••••• D•••••• · Membercontrolsince 06/2014 · owns 50% to 75% of S••••• S••••• C•••••• M••••••••• L••
- Y••••••••• H••••• · Membercontrolsince 06/2014 · owns 50% to 75% of S••••• S••••• C•••••• M••••••••• L••
- B••••••••• S•••••• J••• · Chief Compliance Officer, Chief Financial Officersince 05/2018 · owns less than 5%
Entity owners
- S••••• S••••• C•••••• M••••••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- S••••• S••••• C•••••• I• G•• L•••pooled vehicle sponsorn
- S••••• S••••• C•••••• I• U••• L••n
- S••••• S••••• I•• G•• L•••pooled vehicle sponsorn
- S••••• S••••• I•• U••• L••n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 25 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $881,813,347 to $622,236,932 (-29.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +8.0% (672 comparable advisers, 6.0th percentile of changes)peers: asset managers, $500M to $1B (672) · 6.1% percentile
What changed
consecutive filings, newest first
- Advisory employees · 21 to 23Mar 31, 2025 to Mar 31, 2026
- Employees · 23 to 24Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $882M to $622MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $882M to $622MMar 31, 2025 to Mar 31, 2026
- RAUM · $882M to $622MMar 31, 2025 to Mar 31, 2026
- Advisory employees · 25 to 21Mar 29, 2024 to Mar 31, 2025
- Employees · 26 to 23Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $942M to $882MMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $942M to $882MMar 29, 2024 to Mar 31, 2025
- RAUM · $942M to $882MMar 29, 2024 to Mar 31, 2025
- Related adviser · false to trueMar 29, 2024 to Mar 31, 2025
- Advisory employees · 19 to 25Mar 30, 2023 to Mar 29, 2024
- Employees · 21 to 26Mar 30, 2023 to Mar 29, 2024
- Discretionary RAUM · $956M to $942MMar 30, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $956M to $942MMar 30, 2023 to Mar 29, 2024
- RAUM · $956M to $942MMar 30, 2023 to Mar 29, 2024
- Advisory employees · 16 to 19Apr 22, 2022 to Mar 30, 2023
- Employees · 17 to 21Apr 22, 2022 to Mar 30, 2023
- Discretionary RAUM · $900M to $956MApr 22, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $900M to $956MApr 22, 2022 to Mar 30, 2023
- RAUM · $900M to $956MApr 22, 2022 to Mar 30, 2023
- Advisory employees · 14 to 16Mar 30, 2021 to Mar 30, 2022
- Assets in custody · $172M to $0Mar 30, 2021 to Mar 30, 2022
- Employees · 15 to 17Mar 30, 2021 to Mar 30, 2022
- Discretionary RAUM · $878M to $900MMar 30, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $878M to $900MMar 30, 2021 to Mar 30, 2022
- RAUM · $878M to $900MMar 30, 2021 to Mar 30, 2022
- Accounts · 2 to 4Mar 30, 2020 to Mar 30, 2021
- Pension plan clients · 0.0 to unsetMar 30, 2020 to Mar 30, 2021
- Pooled vehicle clients · 2 to 4Mar 30, 2020 to Mar 30, 2021
- Assets in custody · $106,863 to $172MMar 30, 2020 to Mar 30, 2021
- Private funds · 2 to 4Mar 30, 2020 to Mar 30, 2021
- Discretionary RAUM · $320M to $878MMar 30, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $320M to $878MMar 30, 2020 to Mar 30, 2021
- RAUM · $320M to $878MMar 30, 2020 to Mar 30, 2021
- Related adviser · true to falseMar 30, 2020 to Mar 30, 2021
- Advisory employees · 13 to 14Mar 29, 2019 to Mar 30, 2020
- Corporate clients · 0.0 to unsetMar 29, 2019 to Mar 30, 2020
- Individual clients · 21.0 to unsetMar 29, 2019 to Mar 30, 2020
Signals
3 dated events
- S••••• S••••• C•••••• reported RAUM $622.2M, down 29% from $881.8M (2025-03-31 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- S••••• S••••• C•••••• reported RAUM $877.6M, up 175% from $319.5M (2020-03-30 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- S••••• S••••• C•••••• filed its initial SEC registration (Form ADV)Nov 5, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S••••• S••••• C•••••• · Independent Sponsorsshared crd · capital_provider
- S••••• S••••• C•••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/staple-street-capitalreportedpublic record, Form ADV, Sep 19, 2026
- Website
- S•••••S•••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-613-3100reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026