DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
W••• P•••• A•••• M•••••••••
Latest filing Mar 30, 2026
First filing on the tape Jun 29, 2018 · 11 filings
SEC status approved since Jul 31, 2018
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$0 as of Mar 30, 2026
Mar 29, 2019$199M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 29, 20190 then
Employees (5.A)4 as of Mar 30, 2026
Mar 29, 20195 then
Private funds1 as of Dec 16, 2025
Mar 29, 20191 then
RAUM -100% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -100%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 0reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•• C•••• P•••••• I•• L••• | Private Equity Fund | $225M | 2 | Nov 24, 2014 |
Owners and control persons
Schedule A and B, latest filing
- G••••• R•••••• M•••••• · Managing Partner, Membercontrolsince 10/2014 · owns 50% to 75%
- M•••••• N•••• A•••••• · Managing Partner, Member, Chief Compliance Officercontrolsince 10/2014 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1 to 0Dec 16, 2025 to Mar 30, 2026
- Private funds · 1 to unsetDec 16, 2025 to Mar 30, 2026
- Discretionary RAUM · $209M to $0Dec 16, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $209M to $0Dec 16, 2025 to Mar 30, 2026
- RAUM · $209M to $0Dec 16, 2025 to Mar 30, 2026
- Business name · W••• P•••• A•••• M••••••••• L• to W••• P•••• A•••• M•••••••••Jul 28, 2025 to Dec 16, 2025
- Financial planning clients · 0 to 0Mar 28, 2025 to Jul 28, 2025
- Legal name · WPAM ADVISERS LLC to W••• P•••• A•••• M•••••••••Mar 28, 2025 to Jul 28, 2025
- Discretionary RAUM · $225M to $209MMar 26, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $225M to $209MMar 26, 2024 to Mar 28, 2025
- RAUM · $225M to $209MMar 26, 2024 to Mar 28, 2025
- Discretionary RAUM · $221M to $225MMar 31, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $221M to $225MMar 31, 2023 to Mar 26, 2024
- RAUM · $221M to $225MMar 31, 2023 to Mar 26, 2024
- Advisory employees · 3 to 4Mar 28, 2022 to Mar 31, 2023
- Employees · 3 to 4Mar 28, 2022 to Mar 31, 2023
- Discretionary RAUM · $236M to $221MMar 28, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $236M to $221MMar 28, 2022 to Mar 31, 2023
- RAUM · $236M to $221MMar 28, 2022 to Mar 31, 2023
- Advisory employees · 4 to 3Mar 31, 2021 to Mar 28, 2022
- Employees · 4 to 3Mar 31, 2021 to Mar 28, 2022
- Discretionary RAUM · $227M to $236MMar 31, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · $227M to $236MMar 31, 2021 to Mar 28, 2022
- RAUM · $227M to $236MMar 31, 2021 to Mar 28, 2022
- Discretionary RAUM · $205M to $227MMar 30, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $205M to $227MMar 30, 2020 to Mar 31, 2021
- RAUM · $205M to $227MMar 30, 2020 to Mar 31, 2021
- Advisory employees · 2 to 4Mar 29, 2019 to Mar 30, 2020
- Employees · 5 to 4Mar 29, 2019 to Mar 30, 2020
- Financial planning clients · unset to 0Mar 29, 2019 to Mar 30, 2020
- Discretionary RAUM · $199M to $205MMar 29, 2019 to Mar 30, 2020
- Pooled vehicle RAUM · $199M to $205MMar 29, 2019 to Mar 30, 2020
- RAUM · $199M to $205MMar 29, 2019 to Mar 30, 2020
- Private funds · 2 to 1Jun 29, 2018 to Mar 29, 2019
- Discretionary RAUM · $165M to $199MJun 29, 2018 to Mar 29, 2019
- Pooled vehicle RAUM · $165M to $199MJun 29, 2018 to Mar 29, 2019
- RAUM · $165M to $199MJun 29, 2018 to Mar 29, 2019
Signals
3 dated events
- W••• P•••• A•••• M••••••••• no longer on the SEC adviser roster (last listed 2026-06-01)Jul 1, 2026 · Left the SEC roster · derived
- W••• P•••• A•••• M••••••••• reported RAUM $0, down 100% from $209.4M (2025-12-16 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- W••• P•••• A•••• M••••••••• L• filed its initial SEC registration (Form ADV)Jun 29, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- W••• P•••• A•••• M••••••••• L• · Private Equityshared crd · organization
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026