DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L•• C••••••
Legal name L•• C••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Mar 31, 2017 · 13 filings
SEC status approved since Apr 6, 2017
RAUM
$1.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
25
25 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
9
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$1.4B as of Mar 31, 2026
Mar 27, 2018$182M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 27, 20180 then
Employees (5.A)25 as of Mar 31, 2026
Mar 27, 201810 then
Private funds9 as of Mar 31, 2026
Mar 27, 20182 then
RAUM +2.6% over the last fiscal year+17% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $158MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.4B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L•• C•••••• P••••••• I•••• L••• | Private Equity Fund | $413M | 9 | Mar 29, 2019 |
| L•• C•••••• P••••••• I••••• L••• | Private Equity Fund | $329M | 17 | Mar 30, 2022 |
| L•• C•••••• P•••••••• L••• | Private Equity Fund | $258M | 9 | Dec 9, 2014 |
| L•• L••••••• O••••••••• F•••• L••• | Private Equity Fund | $47.9M | 1 | Mar 31, 2017 |
| L•• C•••••• P••••••• I•••• L••• | Private Equity Fund | $27.9M | 1 | Mar 29, 2019 |
| L•• C•••••• P••••••• I••••• L••• | Private Equity Fund | $26.4M | 6 | Mar 30, 2022 |
| L•• C•••••• ••••••••• L••• | Private Equity Fund | $3.7M | 1 | Mar 29, 2019 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• K••••• C••••••• · Ccocontrolsince 04/2023 · owns less than 5%
- C•••• S••••••• C••• · Executive Managing Directorcontrolsince 05/2014 · owns 25% to 50%
- L••• C••••••••• C••••• · Managing Directorcontrolsince 10/2018 · owns 10% to 25%
- S•••••••• D•••••• A•••• · Managing Directorcontrolsince 05/2014 · owns 25% to 50%
- G•••••••• J••••••• L••• · Managing Directorsince 03/2017 · owns 5% to 10%
- H•••••• G•••• C••••• · Managing Directorsince 01/2022 · owns 10% to 25%
Related persons
Schedule D 7.A
- L•• C•••••• G•• L••pooled vehicle sponsorn
- L•• C•••••• P••••••• I• G•• L••pooled vehicle sponsorn
- L•• C•••••• P••••••• I•• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 23 to 25Mar 31, 2025 to Mar 31, 2026
- Employees · 23 to 25Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.4B to $1.4BMar 31, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $1.9M to $1.9MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.4B to $1.4BMar 31, 2025 to Mar 31, 2026
- RAUM · $1.4B to $1.4BMar 31, 2025 to Mar 31, 2026
- Accounts · 7 to 9Mar 28, 2024 to Mar 31, 2025
- Advisory employees · 24 to 23Mar 28, 2024 to Mar 31, 2025
- Pooled vehicle clients · 7 to 9Mar 28, 2024 to Mar 31, 2025
- Employees · 24 to 23Mar 28, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 31, 2025
- Private funds · 7 to 9Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.1B to $1.4BMar 28, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $47.9M to $1.9MMar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $1.1B to $1.4BMar 28, 2024 to Mar 31, 2025
- RAUM · $1.1B to $1.4BMar 28, 2024 to Mar 31, 2025
- Advisory employees · 20 to 24Apr 13, 2023 to Mar 28, 2024
- Employees · 20 to 24Apr 13, 2023 to Mar 28, 2024
- Discretionary RAUM · $832M to $1.1BApr 13, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $47.5M to $47.9MApr 13, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $879M to $1.1BApr 13, 2023 to Mar 28, 2024
- RAUM · $879M to $1.1BApr 13, 2023 to Mar 28, 2024
- Advisory employees · 18 to 20Mar 30, 2022 to Mar 30, 2023
- Employees · 18 to 20Mar 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $636M to $832MMar 30, 2022 to Mar 30, 2023
- Non-discretionary RAUM · $61.3M to $47.5MMar 30, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $697M to $879MMar 30, 2022 to Mar 30, 2023
- RAUM · $697M to $879MMar 30, 2022 to Mar 30, 2023
- Accounts · 5 to 7Nov 1, 2021 to Mar 30, 2022
- Advisory employees · 13 to 18Nov 1, 2021 to Mar 30, 2022
- Pooled vehicle clients · 5 to 7Nov 1, 2021 to Mar 30, 2022
- Employees · 13 to 18Nov 1, 2021 to Mar 30, 2022
- Private funds · 5 to 7Nov 1, 2021 to Mar 30, 2022
- Discretionary RAUM · $416M to $636MNov 1, 2021 to Mar 30, 2022
- Non-discretionary RAUM · $53.1M to $61.3MNov 1, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $469M to $697MNov 1, 2021 to Mar 30, 2022
- RAUM · $469M to $697MNov 1, 2021 to Mar 30, 2022
- Discretionary RAUM · $340M to $416MMar 30, 2020 to Mar 30, 2021
- Non-discretionary RAUM · $52.6M to $53.1MMar 30, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $393M to $469MMar 30, 2020 to Mar 30, 2021
Signals
10 dated events
- L•• C•••••• reported RAUM $1.4B, up 25% from $1.1B (2024-03-28 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- L•• C•••••• reported RAUM $1.1B, up 26% from $879.0M (2023-04-13 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- C••••••• K•••• B•••••• (Cco) appeared on Schedule A of L•• C••••••Apr 13, 2023 · Control person joined · fact
- L•• C•••••• reported RAUM $879.0M, up 26% from $697.3M (2022-03-30 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- L•• C•••••• reported RAUM $697.3M, up 49% from $468.6M (2021-11-01 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- William Frederic Reisner (Managing Director) no longer on Schedule A of L•• C•••••• (listed 2021-11-01, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- J••••• M•••• R•••••• (Chief Financial Officer) no longer on Schedule A of L•• C•••••• (listed 2021-11-01, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- L•• C•••••• reported RAUM $399.5M, up 120% from $181.6M (2018-04-20 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- C••••• C••••••••• Lin (Managing Director) appeared on Schedule A of L•• C••••••Mar 29, 2019 · Control person joined · fact
- L•• C•••••• filed its initial SEC registration (Form ADV)Mar 31, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- L•• C•••••• · Independent Sponsorsshared crd · capital_provider
- L•• C•••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/lfm-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (615) 983-6294reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026