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Former SEC-registered adviser

C•••••••

Former SEC-registered adviserCRD 173852SEC 801-81134IAPD
Legal name K••• L••
Latest filing Apr 5, 2018
First filing on the tape Mar 6, 2015 · 5 filings
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$0 as of Apr 5, 2018
Mar 16, 2016$9,000 then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Apr 5, 2018
Mar 16, 20161 then
Employees (5.A)1 as of Apr 5, 2018
Mar 16, 20161 then
Private funds: no history
RAUM -100% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Apr 5, 2018; every figure names its basis
RAUM per advisor
$0derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-100%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, subscription, commissionsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisers, publications, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, commissionsreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • A••••••• A•••••••• K•••• · Ceo & Chief Compliance Officercontrol
        since 06/2014 · owns 50% to 75%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 27 to 0
        Mar 23, 2017 to Apr 5, 2018
      • Other offices · unset to 0.0
        Mar 23, 2017 to Apr 5, 2018
      • Non-discretionary RAUM · $293,000 to $0
        Mar 23, 2017 to Apr 5, 2018
      • RAUM · $293,000 to $0
        Mar 23, 2017 to Apr 5, 2018
      • Related broker-dealer · false to true
        Mar 23, 2017 to Apr 5, 2018
      • Accounts · 5 to 27
        Mar 16, 2016 to Mar 23, 2017
      • Advisory activities · 4 to 6
        Mar 16, 2016 to Mar 23, 2017
      • Financial planning clients · 1-10 to 0
        Mar 16, 2016 to Mar 23, 2017
      • HQ city · FREMONT to unset
        Mar 16, 2016 to Mar 23, 2017
      • HQ state · CA to unset
        Mar 16, 2016 to Mar 23, 2017
      • Non-discretionary RAUM · $9,000 to $293,000
        Mar 16, 2016 to Mar 23, 2017
      • RAUM · $9,000 to $293,000
        Mar 16, 2016 to Mar 23, 2017
      • Accounts · 0 to 5
        Jun 3, 2015 to Mar 16, 2016
      • Financial planning clients · 0 to 1-10
        Jun 3, 2015 to Mar 16, 2016
      • Non-discretionary RAUM · $0 to $9,000
        Jun 3, 2015 to Mar 16, 2016
      • RAUM · $0 to $9,000
        Jun 3, 2015 to Mar 16, 2016
      • Advisory employees · 2 to 1
        Mar 6, 2015 to Jun 3, 2015
      • Employees · 2 to 1
        Mar 6, 2015 to Jun 3, 2015
      • State-registered IARs · 2 to 1
        Mar 6, 2015 to Jun 3, 2015
      Signals
      1 dated events
      • Croudify filed its initial SEC registration (Form ADV)
        Mar 6, 2015 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026