DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

A••••••• C•••••• G•••• L••

Asset manager (funds and pooled vehicles)Darien, ConnecticutCRD 173856SEC 801-113729websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Jun 28, 2018 · 14 filings
SEC status approved since Jul 30, 2018
RAUM
$1.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
18
12 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
19
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$1.6B as of Mar 31, 2026
Mar 28, 2019$377M then
HNW client RAUM$0 as of Mar 31, 2026
Mar 28, 2019$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20190 then
Employees (5.A)18 as of Mar 31, 2026
Mar 28, 20199 then
Private funds19 as of Mar 31, 2026
Mar 28, 201914 then
RAUM +26% over the last fiscal year+1.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$89.4MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived4 offices incl. principal (1.F.5)
RAUM growth, one year
+26%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.6B100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
18reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      28 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      A••••••• C•••••• I•• L•Private Equity Fund$365M71Mar 31, 2021
      A••••••• V••••••• I•• L•Private Equity Fund$289M99Mar 28, 2017
      A••••••• V••••••• I••• L•Private Equity Fund$286M39Mar 28, 2019
      A••••••• C•••••• V• L•Private Equity Fund$195M21Mar 31, 2023
      A••••••• V••••••• I• L•Private Equity Fund$60.3M29Apr 22, 2015
      A••••••• C•••••• I• O••••••••• F••• 1• L•Private Equity Fund$12.0M2Mar 29, 2024
      A••••••• V••••••• I•• O••••••••• F••• 2• L•Private Equity Fund$9.7M12Mar 31, 2021
      A••••••• R• C• H•••••••• L•Private Equity Fund$8.6M15Apr 22, 2015
      A••••••• V••••••• I•• O••••••••• F••• 1• L•Private Equity Fund$5.8M6Mar 30, 2020
      A••••••• V••••••• I•• O••••••••• F••• 6• L•Private Equity Fund$5.0M15Mar 31, 2021
      A••••••• R• H•••••••• L•Private Equity Fund$1.9M16Nov 20, 2014
      A••••••• H••••••• I• L•no longer reportedPrivate Equity Fund$1.9M2Nov 20, 2014
      A••••••• H••••••• I•• L•no longer reportedPrivate Equity Fund$1.4M3Nov 20, 2014
      A••••••• V••••••• I•• O••••••••• F••• 4• L•Private Equity Fund$1.1M2Mar 31, 2021
      A••••••• R••• H•••••••• L•Private Equity Fund$764,28215Nov 20, 2014
      A••••••• V••••••• I•• O••••••••• F••• 3• L•Private Equity Fund$713,4901Mar 31, 2021
      A••••••• R••• H•••••••• L•Private Equity Fund$595,86015Nov 20, 2014
      A••••••• C••••••••• L••no longer reportedPrivate Equity Fund$250,0001Mar 28, 2017
      A••••••• I••••••••• I•• L••no longer reportedPrivate Equity Fund$100,0001Mar 28, 2016
      A••••••• V••••••• I•• O••••••••• F••• 5• L•no longer reportedPrivate Equity Fund$70,6394Mar 31, 2022
      A••••••• S• C• H•••••••• L•no longer reportedPrivate Equity Fund$5,82010Aug 17, 2015
      A••••••• R•••• H••••••• I••• L•no longer reportedPrivate Equity Fund$1,6261Nov 20, 2014
      A••••••• R•••• H•••••••• L•no longer reportedPrivate Equity Fund$1,62617Nov 20, 2014
      A••••••• R•••• H••••••• I•• L•no longer reportedPrivate Equity Fund$1,62613Nov 20, 2014
      A••••••• H••••••• I•• L•Private Equity Fund$01Nov 20, 2014
      A••••••• H••••••• V• L•Private Equity Fund$015Nov 20, 2014
      A••••••• W• H•••••••• L•Private Equity Fund$08Nov 20, 2014
      A••••••• H••••••• I••• L•Private Equity Fund$014Nov 20, 2014
      Owners and control persons
      Schedule A and B, latest filing
      • A•••••• S•••••••• H•••••••• · Chief Compliance Officercontrol
        since 11/2024 · owns less than 5%
      • S••••••••• S•••••• R••• · President, Managercontrol
        since 11/2012 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      • Cape Town, South Africa6 employees
      • New York, NY5 employees
      • Berlin, Germany2 employees
      What changed
      consecutive filings, newest first
      • Accounts · 26 to 18
        Oct 14, 2025 to Mar 31, 2026
      • Advisory employees · 8 to 12
        Oct 14, 2025 to Mar 31, 2026
      • Pooled vehicle clients · 26 to 18
        Oct 14, 2025 to Mar 31, 2026
      • Employees · 17 to 18
        Oct 14, 2025 to Mar 31, 2026
      • Private funds · 23 to 19
        Oct 14, 2025 to Mar 31, 2026
      • Discretionary RAUM · $1.3B to $1.6B
        Oct 14, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $1.3B to $1.6B
        Oct 14, 2025 to Mar 31, 2026
      • RAUM · $1.3B to $1.6B
        Oct 14, 2025 to Mar 31, 2026
      • HQ city · GREENWICH to DARIEN
        Mar 31, 2025 to Oct 14, 2025
      • Accounts · 23 to 26
        Dec 11, 2024 to Mar 31, 2025
      • Pooled vehicle clients · 23 to 26
        Dec 11, 2024 to Mar 31, 2025
      • Employees · 20 to 17
        Dec 11, 2024 to Mar 31, 2025
      • Financial planning clients · unset to
        Dec 11, 2024 to Mar 31, 2025
      • Private funds · 19 to 23
        Dec 11, 2024 to Mar 31, 2025
      • Discretionary RAUM · $1.2B to $1.3B
        Dec 11, 2024 to Mar 31, 2025
      • Pooled vehicle RAUM · $1.2B to $1.3B
        Dec 11, 2024 to Mar 31, 2025
      • RAUM · $1.2B to $1.3B
        Dec 11, 2024 to Mar 31, 2025
      • Other offices · 2 to 3
        Mar 29, 2024 to Dec 11, 2024
      • Assets in custody · $1.5B to $0
        Mar 31, 2023 to Mar 29, 2024
      • Discretionary RAUM · $1.5B to $1.2B
        Mar 31, 2023 to Mar 29, 2024
      • Pooled vehicle RAUM · $1.5B to $1.2B
        Mar 31, 2023 to Mar 29, 2024
      • RAUM · $1.5B to $1.2B
        Mar 31, 2023 to Mar 29, 2024
      • Accounts · 22 to 23
        Nov 3, 2022 to Mar 31, 2023
      • Advisory employees · 11 to 8
        Nov 3, 2022 to Mar 31, 2023
      • Pooled vehicle clients · 22 to 23
        Nov 3, 2022 to Mar 31, 2023
      • Assets in custody · $2.5B to $1.5B
        Nov 3, 2022 to Mar 31, 2023
      • Employees · 15 to 20
        Nov 3, 2022 to Mar 31, 2023
      • Discretionary RAUM · $2.5B to $1.5B
        Nov 3, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $2.5B to $1.5B
        Nov 3, 2022 to Mar 31, 2023
      • RAUM · $2.5B to $1.5B
        Nov 3, 2022 to Mar 31, 2023
      • Other offices · 1 to 2
        Mar 31, 2022 to Jun 24, 2022
      • Accounts · 21 to 22
        Mar 31, 2021 to Mar 31, 2022
      • Pooled vehicle clients · 21 to 22
        Mar 31, 2021 to Mar 31, 2022
      • Assets in custody · $1.3B to $2.5B
        Mar 31, 2021 to Mar 31, 2022
      • Employees · 12 to 15
        Mar 31, 2021 to Mar 31, 2022
      • Other offices · 0 to 1
        Mar 31, 2021 to Mar 31, 2022
      • Private funds · 18 to 19
        Mar 31, 2021 to Mar 31, 2022
      • Discretionary RAUM · $1.3B to $2.5B
        Mar 31, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $1.3B to $2.5B
        Mar 31, 2021 to Mar 31, 2022
      • RAUM · $1.3B to $2.5B
        Mar 31, 2021 to Mar 31, 2022
      Signals
      13 dated events
      • A••••••• C•••••• G•••• L•• reported RAUM $1.6B, up 26% from $1.3B (2025-10-14 to 2026-03-31)
        Mar 31, 2026 · RAUM change · derived
      • Hassanali Saleemah Ahamed (Chief Compliance Officer) appeared on Schedule A of A••••••• C•••••• G•••• L••
        Dec 11, 2024 · Control person joined · fact
      • Adam Geisler (Chief Compliance Officer And Chief Financial Officer) no longer on Schedule A of A••••••• C•••••• G•••• L•• (listed 2024-03-29, absent 2024-12-11)
        Dec 11, 2024 · Control person left · inference
      • Minkyu Sean Park (Chief People Officer) no longer on Schedule A of A••••••• C•••••• G•••• L•• (listed 2023-03-31, absent 2024-03-29)
        Mar 29, 2024 · Control person left · inference
      • A••••••• C•••••• G•••• L•• reported RAUM $1.5B, down 40% from $2.5B (2022-11-03 to 2023-03-31)
        Mar 31, 2023 · RAUM change · derived
      • Adam Geisler (Chief Compliance Officer) appeared on Schedule A of A••••••• C•••••• G•••• L••
        Aug 30, 2022 · Control person joined · fact
      • Rastogi Neeta Singh (Chief Operating Officer / Chief Compliance Officer) no longer on Schedule A of A••••••• C•••••• G•••• L•• (listed 2022-03-31, absent 2022-06-24)
        Jun 24, 2022 · Control person left · inference
      • Minkyu Sean Park (Chief Compliance Officer / Chief People Officer) appeared on Schedule A of A••••••• C•••••• G•••• L••
        Jun 24, 2022 · Control person joined · fact
      • A••••••• C•••••• G•••• L•• reported RAUM $2.5B, up 103% from $1.3B (2021-03-31 to 2022-03-31)
        Mar 31, 2022 · RAUM change · derived
      • A••••••• C•••••• G•••• L•• reported RAUM $1.3B, up 137% from $527.1M (2020-03-30 to 2021-03-31)
        Mar 31, 2021 · RAUM change · derived
      • A••••••• C•••••• G•••• L•• reported RAUM $527.1M, up 40% from $376.7M (2019-03-28 to 2020-03-30)
        Mar 30, 2020 · RAUM change · derived
      • A••••••• C•••••• G•••• L•• reported RAUM $376.7M, up 44% from $261.2M (2018-06-28 to 2019-03-28)
        Mar 28, 2019 · RAUM change · derived
      • A••••••• C•••••• G•••• L•• filed its initial SEC registration (Form ADV)
        Jun 28, 2018 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/Activantreportedpublic record, Form ADV, Sep 18, 2026
      Website
      H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      203-489-9080reportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026