DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

A•• A•••••• L•

Asset manager (funds and pooled vehicles)New York, New YorkCRD 173866SEC 801-80754websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Dec 12, 2014 · 29 filings
SEC status approved since Jan 2, 2015
RAUM
$1.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
7
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$1.6B as of Mar 31, 2026
Mar 13, 2015$513M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 13, 20150 then
Employees (5.A)13 as of Mar 31, 2026
Mar 13, 20155 then
Private funds7 as of Mar 31, 2026
Mar 13, 20151 then
RAUM -7.2% over the last fiscal year+4.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$225MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-7.2%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$1.5B, 7 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.6B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
7reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$1.5B for 7 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      8 reported on Schedule D 7.B.(1)
      Owners and control persons
      Schedule A and B, latest filing
      • B••••••• J•••••• M••••• · Chief Compliance Officercontrol
        since 09/2024 · owns less than 5%
      • N•••• F••••• V•••••• · Chief Executive Officercontrol
        since 09/2014 · owns less than 5%
      • N•••• F••••• V•••••• · Membercontrol
        since 09/2014 · owns 75% or more of T•• T•• L••
      Entity owners
      • A•• U•• L•• · Managing Member
        direct · owns 75% or more
      • T•• T•• L•• · General Partner
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      • A•• I• A••••••••• L••
        pooled vehicle sponsorn
      • A•• I• R••• I• A•• G• L•••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 6 to 7
        Dec 3, 2025 to Mar 31, 2026
      • Advisory employees · 9 to 11
        Dec 3, 2025 to Mar 31, 2026
      • Pooled vehicle clients · 6 to 7
        Dec 3, 2025 to Mar 31, 2026
      • Assets in custody · $1.2B to $1.5B
        Dec 3, 2025 to Mar 31, 2026
      • Private funds · 6 to 7
        Dec 3, 2025 to Mar 31, 2026
      • Discretionary RAUM · $1.3B to $1.6B
        Dec 3, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $1.3B to $1.6B
        Dec 3, 2025 to Mar 31, 2026
      • RAUM · $1.3B to $1.6B
        Dec 3, 2025 to Mar 31, 2026
      • Related adviser · true to false
        Dec 3, 2025 to Mar 31, 2026
      • Assets in custody · $1.6B to $1.2B
        Apr 29, 2025 to Dec 3, 2025
      • Discretionary RAUM · $1.7B to $1.3B
        Apr 29, 2025 to Dec 3, 2025
      • Pooled vehicle RAUM · $1.7B to $1.3B
        Apr 29, 2025 to Dec 3, 2025
      • RAUM · $1.7B to $1.3B
        Apr 29, 2025 to Dec 3, 2025
      • Assets in custody · $1.4B to $1.6B
        Feb 13, 2025 to Apr 29, 2025
      • Employees · 18 to 13
        Feb 13, 2025 to Apr 29, 2025
      • Financial planning clients · unset to
        Feb 13, 2025 to Apr 29, 2025
      • Discretionary RAUM · $1.4B to $1.7B
        Feb 13, 2025 to Apr 29, 2025
      • Pooled vehicle RAUM · $1.4B to $1.7B
        Feb 13, 2025 to Apr 29, 2025
      • RAUM · $1.4B to $1.7B
        Feb 13, 2025 to Apr 29, 2025
      • Related bank · true to false
        Feb 13, 2025 to Apr 29, 2025
      • Assets in custody · unset to 1394334000.0
        Jul 19, 2024 to Oct 16, 2024
      • Custody of client assets · false to true
        Jul 19, 2024 to Oct 16, 2024
      • Advisory employees · 10 to 9
        Apr 5, 2023 to Mar 29, 2024
      • Pooled vehicle clients · 100 to 6
        Apr 5, 2023 to Mar 29, 2024
      • Discretionary RAUM · $1.4B to $1.4B
        Apr 5, 2023 to Mar 29, 2024
      • Pooled vehicle RAUM · $1.4B to $1.4B
        Apr 5, 2023 to Mar 29, 2024
      • RAUM · $1.4B to $1.4B
        Apr 5, 2023 to Mar 29, 2024
      • Discretionary RAUM · $1.4B to $1.4B
        Mar 31, 2023 to Apr 5, 2023
      • Pooled vehicle RAUM · $1.4B to $1.4B
        Mar 31, 2023 to Apr 5, 2023
      • RAUM · $1.4B to $1.4B
        Mar 31, 2023 to Apr 5, 2023
      • Employees · 16 to 18
        Apr 13, 2022 to Mar 31, 2023
      • Discretionary RAUM · $1.3B to $1.4B
        Apr 13, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $1.3B to $1.4B
        Apr 13, 2022 to Mar 31, 2023
      • RAUM · $1.3B to $1.4B
        Apr 13, 2022 to Mar 31, 2023
      • Discretionary RAUM · $1.0B to $1.3B
        Mar 31, 2022 to Apr 13, 2022
      • Pooled vehicle RAUM · $1.0B to $1.3B
        Mar 31, 2022 to Apr 13, 2022
      • RAUM · $1.0B to $1.3B
        Mar 31, 2022 to Apr 13, 2022
      • Accounts · 4 to 6
        Dec 21, 2021 to Mar 31, 2022
      • Advisory employees · 9 to 10
        Dec 21, 2021 to Mar 31, 2022
      • Pooled vehicle clients · 4 to 100
        Dec 21, 2021 to Mar 31, 2022
      Signals
      5 dated events
      • Marion Jaclyn Bowdren (Chief Compliance Officer) appeared on Schedule A of A•• A•••••• L•
        Oct 16, 2024 · Control person joined · fact
      • Cornell Victoria Stearns (Chief Compliance Officer) no longer on Schedule A of A•• A•••••• L• (listed 2024-07-19, absent 2024-10-16)
        Oct 16, 2024 · Control person left · inference
      • Cornell Victoria Stearns (Chief Compliance Officer) appeared on Schedule A of A•• A•••••• L•
        Jul 19, 2024 · Control person joined · fact
      • A•• A•••••• L• reported RAUM $1.0B, up 46% from $717.3M (2021-12-21 to 2022-03-31)
        Mar 31, 2022 · RAUM change · derived
      • A•• A•••••• L•• filed its initial SEC registration (Form ADV)
        Dec 12, 2014 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/atl-partnersreportedpublic record, Form ADV, Sep 18, 2026
      Website
      H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      212-497-1381reportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026