DFX Intelligence
RIA Intelligence
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SEC-registered adviser
O••••• F•••••••• G••••• L••
Latest filing Jan 21, 2026
First filing on the tape Jun 6, 2022 · 11 filings
SEC status approved since Jul 11, 2022
RAUM
$172M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
100%
$172M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$85.9M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$172M as of Jan 21, 2026
Jan 30, 2023$96.6M then
HNW client RAUM$123M as of Jan 21, 2026
Jan 30, 2023$31.7M then
State-registered IARs (5.B.3)1 as of Jan 21, 2026
Jan 30, 20231 then
Employees (5.A)1 as of Jan 21, 2026
Jan 30, 20231 then
Private funds: no history
RAUM +24% over the last fiscal year+21% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Jan 21, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $85.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 86derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $264,755derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.5derivedItem 5.A over advisors
- Advisors per office
- 0.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, educational seminarsreportedItem 5.G
- Wrap fee program
- $111MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$123M71%
- Individuals$49.3M29%
- Individual clients
- 118reported
- HNW clients
- 54reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 649reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••••• J••• C••••Certified Financial Planner, Chartered Financial Analyst | Arlington, Va | Jan 15, 2015 | 20 y | 2 |
| K•••• M•••• | Washington, Dc | Feb 23, 2024 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- T••••• J••• C•••• from N••• F•••••••• G••••• I•••Jan 15, 2015 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••• T•••••• J••• · Managing Member/Chief Compliance Officercontrolsince 06/2009 · owns 75% or more
Related persons
Schedule D 7.A
- T••••• C••••real estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Arlington, Va · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Washington, DC1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 616 to 649May 13, 2025 to Jan 21, 2026
- HNW clients · 48 to 54May 13, 2025 to Jan 21, 2026
- Individual clients · 125 to 118May 13, 2025 to Jan 21, 2026
- Discretionary RAUM · $132M to $168MMay 13, 2025 to Jan 21, 2026
- HNW RAUM · $92.1M to $123MMay 13, 2025 to Jan 21, 2026
- Individual RAUM · $43.2M to $49.3MMay 13, 2025 to Jan 21, 2026
- Non-discretionary RAUM · $3.4M to $3.5MMay 13, 2025 to Jan 21, 2026
- RAUM · $135M to $172MMay 13, 2025 to Jan 21, 2026
- Accounts · 595 to 616Jan 16, 2025 to May 13, 2025
- Individual clients · 121 to 125Jan 16, 2025 to May 13, 2025
- Financial planning clients · 11-25 to 11-25Jan 16, 2025 to May 13, 2025
- Discretionary RAUM · $135M to $132MJan 16, 2025 to May 13, 2025
- HNW RAUM · $95.2M to $92.1MJan 16, 2025 to May 13, 2025
- Individual RAUM · $43.4M to $43.2MJan 16, 2025 to May 13, 2025
- Non-discretionary RAUM · $3.3M to $3.4MJan 16, 2025 to May 13, 2025
- RAUM · $139M to $135MJan 16, 2025 to May 13, 2025
- Accounts · 514 to 595Feb 23, 2024 to Jan 16, 2025
- Corporate clients · 1 to 0Feb 23, 2024 to Jan 16, 2025
- HNW clients · 124 to 48Feb 23, 2024 to Jan 16, 2025
- Individual clients · 35 to 121Feb 23, 2024 to Jan 16, 2025
- Discretionary RAUM · $111M to $135MFeb 23, 2024 to Jan 16, 2025
- HNW RAUM · $45.7M to $95.2MFeb 23, 2024 to Jan 16, 2025
- Individual RAUM · $68.8M to $43.4MFeb 23, 2024 to Jan 16, 2025
- Non-discretionary RAUM · $3.3M to $3.3MFeb 23, 2024 to Jan 16, 2025
- RAUM · $115M to $139MFeb 23, 2024 to Jan 16, 2025
- Accounts · 481 to 514Jul 31, 2023 to Feb 23, 2024
- HNW clients · 22 to 124Jul 31, 2023 to Feb 23, 2024
- Individual clients · 136 to 35Jul 31, 2023 to Feb 23, 2024
- Other offices · 1 to 2Jul 31, 2023 to Feb 23, 2024
- Discretionary RAUM · $104M to $111MJul 31, 2023 to Feb 23, 2024
- HNW RAUM · $35.2M to $45.7MJul 31, 2023 to Feb 23, 2024
- Individual RAUM · $47.2M to $68.8MJul 31, 2023 to Feb 23, 2024
- Non-discretionary RAUM · $2.1M to $3.3MJul 31, 2023 to Feb 23, 2024
- RAUM · $106M to $115MJul 31, 2023 to Feb 23, 2024
- Accounts · 459 to 481Jan 30, 2023 to Jul 31, 2023
- Individual clients · 128 to 136Jan 30, 2023 to Jul 31, 2023
- Discretionary RAUM · $94.9M to $104MJan 30, 2023 to Jul 31, 2023
- HNW RAUM · $31.7M to $35.2MJan 30, 2023 to Jul 31, 2023
- Individual RAUM · $42.2M to $47.2MJan 30, 2023 to Jul 31, 2023
- Non-discretionary RAUM · $1.7M to $2.1MJan 30, 2023 to Jul 31, 2023
Signals
1 dated events
- O••••• F•••••••• G••••• L•• filed its initial SEC registration (Form ADV)Jun 6, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 413-262-5210reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 571-299-2053reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- O•••••FG.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 571-299-2053reportedpublic record, Form ADV, Jan 21, 2026
- Contact form
- opulenfg.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- opulenfg.com/team-member-01/thomas-cymerreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $85.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026