DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Echo Wealth Management, LLC
Latest filing Apr 7, 2026
First filing on the tape Nov 27, 2019 · 13 filings
SEC status approved since Jan 3, 2020
RAUM
$288M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
97%
$280M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$72.0M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$288M as of Apr 7, 2026
Mar 13, 2020$109M then
HNW client RAUM$260M as of Apr 7, 2026
Mar 13, 2020$105M then
State-registered IARs (5.B.3)3 as of Apr 7, 2026
Mar 13, 20202 then
Employees (5.A)5 as of Apr 7, 2026
Mar 13, 20203 then
Private funds: no history
RAUM +18% over the last fiscal year+25% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Apr 7, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $72.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 36derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.4MderivedHNW RAUM over HNW clients
- Average account
- $377,706derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +18%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $140M, 81 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$260M91%
- Individuals$20.2M7.1%
- Corporations and businesses$3.9M1.4%
- Pension and profit-sharing plans$736,7950.3%
- Individual clients
- 67reported
- HNW clients
- 77reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 763reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $140M for 81 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Fang Echo HuangCertified Financial Planner | Plymouth, Mn | Mar 11, 2015 | 25 y | 1 |
| Jared August Johnson | Plymouth, Mn | Jun 29, 2022 | 12 y | 0 |
| Justin James Edwards | Plymouth, Mn | Aug 11, 2022 | 10 y | 1 |
| Syleste Marie Arroyo | Plymouth, Mn | Apr 22, 2026 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Justin James Edwards from Equitable Advisors, LLCAug 11, 2022 · Affiliated broker-dealer or bank to independent RIA
- Fang Echo Huang from The Advocate Group, LLCMar 11, 2015 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Echo Fang Huang · Founder, President & Chief Compliance Officercontrolsince 12/2014 · owns 75% or more
- August Jared Johnson · Member, Associate Wealth Manager & Shareholdersince 08/2022 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Plymouth, Mn · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · 1-10 to 101-250Mar 2, 2026 to Apr 7, 2026
- Accounts · 645 to 763May 21, 2025 to Mar 2, 2026
- HNW clients · 63 to 77May 21, 2025 to Mar 2, 2026
- Individual clients · 59 to 67May 21, 2025 to Mar 2, 2026
- Assets in custody · $131M to $140MMay 21, 2025 to Mar 2, 2026
- Employees · 4 to 5May 21, 2025 to Mar 2, 2026
- Financial planning clients · 51-100 to 1-10May 21, 2025 to Mar 2, 2026
- Discretionary RAUM · $240M to $283MMay 21, 2025 to Mar 2, 2026
- HNW RAUM · $202M to $260MMay 21, 2025 to Mar 2, 2026
- Individual RAUM · $39.1M to $20.2MMay 21, 2025 to Mar 2, 2026
- Non-discretionary RAUM · $4.8M to $4.8MMay 21, 2025 to Mar 2, 2026
- Pension RAUM · $537,773 to $736,795May 21, 2025 to Mar 2, 2026
- RAUM · $245M to $288MMay 21, 2025 to Mar 2, 2026
- Financial planning clients · 51-100 to 51-100Mar 24, 2025 to May 21, 2025
- Accounts · 527 to 645Mar 28, 2024 to Mar 24, 2025
- Corporate clients · 1.0 to unsetMar 28, 2024 to Mar 24, 2025
- HNW clients · 64 to 63Mar 28, 2024 to Mar 24, 2025
- Individual clients · 43 to 59Mar 28, 2024 to Mar 24, 2025
- Pension plan clients · 2.0 to unsetMar 28, 2024 to Mar 24, 2025
- Assets in custody · $185M to $131MMar 28, 2024 to Mar 24, 2025
- Employees · 3 to 4Mar 28, 2024 to Mar 24, 2025
- Discretionary RAUM · $185M to $240MMar 28, 2024 to Mar 24, 2025
- HNW RAUM · $170M to $202MMar 28, 2024 to Mar 24, 2025
- Individual RAUM · $17.0M to $39.1MMar 28, 2024 to Mar 24, 2025
- Non-discretionary RAUM · $4.6M to $4.8MMar 28, 2024 to Mar 24, 2025
- Pension RAUM · $365,974 to $537,773Mar 28, 2024 to Mar 24, 2025
- RAUM · $190M to $245MMar 28, 2024 to Mar 24, 2025
- Accounts · 452 to 527Mar 29, 2023 to Mar 28, 2024
- Corporate clients · 2 to 1Mar 29, 2023 to Mar 28, 2024
- HNW clients · 50 to 64Mar 29, 2023 to Mar 28, 2024
- Individual clients · 49 to 43Mar 29, 2023 to Mar 28, 2024
- Pension plan clients · unset to 2.0Mar 29, 2023 to Mar 28, 2024
- Assets in custody · $140M to $185MMar 29, 2023 to Mar 28, 2024
- Discretionary RAUM · $147M to $185MMar 29, 2023 to Mar 28, 2024
- HNW RAUM · $130M to $170MMar 29, 2023 to Mar 28, 2024
- Individual RAUM · $16.1M to $17.0MMar 29, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $369,501 to $4.6MMar 29, 2023 to Mar 28, 2024
- Pension RAUM · unset to 365974.0Mar 29, 2023 to Mar 28, 2024
- RAUM · $148M to $190MMar 29, 2023 to Mar 28, 2024
- Accounts · 382 to 452Aug 11, 2022 to Mar 29, 2023
Signals
1 dated events
- Echo Wealth Management, Llc filed its initial SEC registration (Form ADV)Nov 27, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@echowm.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 763-432-7875reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/echo-wealth-management-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- echowm.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 763-432-7875reportedpublic record, Form ADV, Apr 7, 2026
- Contact form
- echowealthmanagement.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- echowealthmanagement.com/about/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $72.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026