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C••••• L••• C•••••• M••••••••• L••

Other adviserSEC-registered1 private funds· West Palm Beach, Floridawebsite

Other adviser, based in West Palm Beach, Florida, reporting $77.9M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$77.9M
Form ADV
Advisors
0
IAPD
Net advisor flow, 12 months
Not established
RAUM change, last fiscal year
+9.3%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 174311 · SEC 801-132730 · 18 filingsShow
CRD 174311SEC 801-132730First filing on the tape Apr 24, 2019, latest May 1, 2026SEC status approved since May 5, 2025IAPD
RAUM
$77.9M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$77.9M as of May 1, 2026
Feb 5, 2020$351M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 1, 2026
Feb 5, 20200 then
Employees (5.A)1 as of May 1, 2026
Feb 5, 20205 then
Private funds1 as of May 1, 2026
Feb 5, 20201 then
RAUM +9.3% over the last fiscal year-12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 1, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$26.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+9.3%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehicles, otherreportedItem 5.G
Custody
$38.8M, 2 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$38.8M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$38.8M for 2 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=0.5 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      3 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      C••••• L••• C••••••• L•••Hedge Fund$49.6M49Feb 9, 2015
      C••••• L••• C•••••• S•••••• L•••Hedge Fund$43.0M47Mar 30, 2021
      C•• S•• I• L••Hedge Fund$358,4165Mar 31, 2022
      Owners and control persons
      Schedule A and B, latest filing
      • P•••••• A•••• H••••• · Chief Investment Officercontrol
        since 10/2014 · owns 75% or more
      • K••••••••• F•••••• · Chief Compliance Officer
        since 06/2022 · owns less than 5%
      Related persons
      Schedule D 7.A
      • C••••• L••• C•••••• G•• L•••
        bankpooled vehicle sponsorn
      • C••••• L••• C•••••• S••••• G•• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Assets in custody · $44.2M to $38.8M
        Apr 5, 2025 to Mar 25, 2026
      • Discretionary RAUM · $71.3M to $77.9M
        Apr 5, 2025 to Mar 25, 2026
      • Pooled vehicle RAUM · $44.2M to $38.8M
        Apr 5, 2025 to Mar 25, 2026
      • RAUM · $71.3M to $77.9M
        Apr 5, 2025 to Mar 25, 2026
      • Accounts · 2 to 3
        Mar 29, 2023 to Apr 5, 2025
      • Assets in custody · $116M to $44.2M
        Mar 29, 2023 to Apr 5, 2025
      • Employees · 2 to 1
        Mar 29, 2023 to Apr 5, 2025
      • Financial planning clients · unset to
        Mar 29, 2023 to Apr 5, 2025
      • Discretionary RAUM · $116M to $71.3M
        Mar 29, 2023 to Apr 5, 2025
      • Pooled vehicle RAUM · $116M to $44.2M
        Mar 29, 2023 to Apr 5, 2025
      • RAUM · $116M to $71.3M
        Mar 29, 2023 to Apr 5, 2025
      • Accounts · 7 to 2
        Jan 20, 2023 to Mar 29, 2023
      • Advisory employees · 2 to 1
        Jan 20, 2023 to Mar 29, 2023
      • Pooled vehicle clients · 5 to 2
        Jan 20, 2023 to Mar 29, 2023
      • Assets in custody · $289M to $116M
        Jan 20, 2023 to Mar 29, 2023
      • Employees · 3 to 2
        Jan 20, 2023 to Mar 29, 2023
      • Private funds · 3 to 1
        Jan 20, 2023 to Mar 29, 2023
      • Discretionary RAUM · $673M to $116M
        Jan 20, 2023 to Mar 29, 2023
      • Pooled vehicle RAUM · $383M to $116M
        Jan 20, 2023 to Mar 29, 2023
      • RAUM · $673M to $116M
        Jan 20, 2023 to Mar 29, 2023
      • HQ city · NEW YORK to WEST PALM BEACH
        Dec 12, 2022 to Jan 20, 2023
      • HQ state · NY to FL
        Dec 12, 2022 to Jan 20, 2023
      • Related adviser · true to false
        Jun 24, 2022 to Dec 12, 2022
      • Accounts · 6 to 7
        Nov 3, 2021 to Mar 31, 2022
      • Advisory employees · 3 to 2
        Nov 3, 2021 to Mar 31, 2022
      • Pooled vehicle clients · 4 to 5
        Nov 3, 2021 to Mar 31, 2022
      • Assets in custody · $283M to $289M
        Nov 3, 2021 to Mar 31, 2022
      • Employees · 5 to 3
        Nov 3, 2021 to Mar 31, 2022
      • Private funds · 2 to 3
        Nov 3, 2021 to Mar 31, 2022
      • Discretionary RAUM · $646M to $673M
        Nov 3, 2021 to Mar 31, 2022
      • Non-discretionary RAUM · $43.0M to $0
        Nov 3, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $364M to $383M
        Nov 3, 2021 to Mar 31, 2022
      • RAUM · $689M to $673M
        Nov 3, 2021 to Mar 31, 2022
      • Accounts · 4 to 6
        Feb 5, 2020 to Mar 30, 2021
      • Pooled vehicle clients · 2 to 4
        Feb 5, 2020 to Mar 30, 2021
      • Assets in custody · $69.4M to $283M
        Feb 5, 2020 to Mar 30, 2021
      • Private funds · 1 to 2
        Feb 5, 2020 to Mar 30, 2021
      • Discretionary RAUM · $312M to $646M
        Feb 5, 2020 to Mar 30, 2021
      • Non-discretionary RAUM · $38.9M to $43.0M
        Feb 5, 2020 to Mar 30, 2021
      • Pooled vehicle RAUM · $243M to $364M
        Feb 5, 2020 to Mar 30, 2021
      Signals
      9 dated events
      • ••• Locked
        Mar 29, 2023 · RAUM change · derived
      • ••• Locked
        Mar 31, 2022 · Control person left · inference
      • ••• Locked
        Oct 12, 2021 · Control person left · inference
      • ••• Locked
        Oct 12, 2021 · Control person joined · fact
      • ••• Locked
        Mar 30, 2021 · RAUM change · derived
      • ••• Locked
        Jul 2, 2019 · RAUM change · derived
      • ••• Locked
        Jul 2, 2019 · Control person joined · fact
      • ••• Locked
        Jul 2, 2019 · Control person left · inference
      • ••• Locked
        Apr 24, 2019 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, May 1, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, May 1, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Other adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026