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SEC-registered adviser
L••• P•••• C••••••• L•
Latest filing Apr 30, 2026
First filing on the tape Feb 13, 2015 · 19 filings
SEC status approved since Feb 25, 2015
RAUM
$481M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$481M as of Apr 30, 2026
Mar 30, 2016$1.2B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 30, 2026
Mar 30, 20160 then
Employees (5.A)7 as of Apr 30, 2026
Mar 30, 201616 then
Private funds5 as of Apr 30, 2026
Mar 30, 20161 then
RAUM +17% over the last fiscal year-5.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $60.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $176M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$481M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $176M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L••• P•••• I••••••••• L••no longer reported | Hedge Fund | $463M | 26 | Jun 17, 2015 |
| L••• P•••• M•••••• L• | Hedge Fund | $350M | 63 | Jun 17, 2015 |
| S••••••• S•• L•• | Private Equity Fund | $133M | 27 | Mar 31, 2021 |
| L••• P•••• L••• S••••••• P•••••••• L• | Hedge Fund | $26.9M | 5 | Mar 31, 2023 |
Owners and control persons
Schedule A and B, latest filing
- C••••••••• C•••• D••••• M••••• · Chief Investment Officercontrolsince 08/2014 · owns less than 5%
- F•••••• A•• · Chief Financial Officercontrolsince 01/2019 · owns less than 5%
- K••••• I•••••• S• · General Counsel And Chief Compliance Officercontrolsince 09/2015 · owns less than 5%
- M•••••• J••••• D••••• · Chief Operating Officercontrolsince 08/2014 · owns less than 5%
- C••••••••• C•••• D••••• M••••• · Managercontrolsince 04/2015 · owns F of L••• P•••• H••••••• G• L••
- C••••••••• C•••• D••••• M••••• · Member And Managercontrolsince 03/2015 · owns 75% or more of L••••••••• F••••• L••
Entity owners
- L••••••••• F••••• L•• · Limited Partnerdirect · owns 75% or more
- L••• P•••• H••••••• G• L•• · General Partnerdirect · owns less than 5%
- L••••••••• F••••• L•• · Memberindirect · owns 75% or more of L••• P•••• H••••••• G• L••
Related persons
Schedule D 7.A
- L••• P•••• C•••••• G• I••• L••bankpooled vehicle sponsorn
- L••• P•••• C•••••• G•• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 7 to 8Mar 31, 2025 to Mar 30, 2026
- Pooled vehicle clients · 7 to 8Mar 31, 2025 to Mar 30, 2026
- Assets in custody · $141M to $176MMar 31, 2025 to Mar 30, 2026
- Private funds · 4 to 5Mar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $410M to $481MMar 31, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $410M to $481MMar 31, 2025 to Mar 30, 2026
- RAUM · $410M to $481MMar 31, 2025 to Mar 30, 2026
- Accounts · 6 to 7Oct 8, 2024 to Mar 31, 2025
- Advisory employees · 4 to 2Oct 8, 2024 to Mar 31, 2025
- Pooled vehicle clients · 6 to 7Oct 8, 2024 to Mar 31, 2025
- Assets in custody · $173M to $141MOct 8, 2024 to Mar 31, 2025
- Employees · 9 to 7Oct 8, 2024 to Mar 31, 2025
- Financial planning clients · unset to Oct 8, 2024 to Mar 31, 2025
- Private funds · 3 to 4Oct 8, 2024 to Mar 31, 2025
- Discretionary RAUM · $518M to $410MOct 8, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $518M to $410MOct 8, 2024 to Mar 31, 2025
- RAUM · $518M to $410MOct 8, 2024 to Mar 31, 2025
- Advisory employees · 8 to 4Apr 28, 2023 to Mar 27, 2024
- Assets in custody · $241M to $173MApr 28, 2023 to Mar 27, 2024
- Employees · 14 to 9Apr 28, 2023 to Mar 27, 2024
- Discretionary RAUM · $566M to $518MApr 28, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $566M to $518MApr 28, 2023 to Mar 27, 2024
- RAUM · $566M to $518MApr 28, 2023 to Mar 27, 2024
- Accounts · 5 to 6Sep 29, 2022 to Mar 31, 2023
- Advisory employees · 7 to 8Sep 29, 2022 to Mar 31, 2023
- Pooled vehicle clients · 5 to 6Sep 29, 2022 to Mar 31, 2023
- Assets in custody · $471M to $241MSep 29, 2022 to Mar 31, 2023
- Employees · 13 to 14Sep 29, 2022 to Mar 31, 2023
- Private funds · 2 to 3Sep 29, 2022 to Mar 31, 2023
- Discretionary RAUM · $905M to $566MSep 29, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $905M to $566MSep 29, 2022 to Mar 31, 2023
- RAUM · $905M to $566MSep 29, 2022 to Mar 31, 2023
- Advisory employees · 10 to 7Mar 31, 2021 to Mar 31, 2022
- Assets in custody · $598M to $471MMar 31, 2021 to Mar 31, 2022
- Employees · 17 to 13Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $1.1B to $905MMar 31, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $1.1B to $905MMar 31, 2021 to Mar 31, 2022
- RAUM · $1.1B to $905MMar 31, 2021 to Mar 31, 2022
- Accounts · 4 to 5Mar 23, 2020 to Mar 31, 2021
- Pooled vehicle clients · 4 to 5Mar 23, 2020 to Mar 31, 2021
Signals
4 dated events
- L••• P•••• C••••••• L• reported RAUM $566.1M, down 37% from $905.1M (2022-09-29 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Benjamin James Freeman (Head Of Research / Limited Partner) no longer on Schedule A of L••• P•••• C••••••• L• (listed 2021-03-31, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Ana Franov (Chief Financial Officer) appeared on Schedule A of L••• P•••• C••••••• L•Mar 23, 2020 · Control person joined · fact
- L••• P•••• C••••••• L• filed its initial SEC registration (Form ADV)Feb 13, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- L••• P•••• C••••••• L• · Independent Sponsorsshared crd · capital_provider
- L••• P•••• C••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- L•••P••••.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 212-356-6200reportedpublic record, Form ADV, Apr 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026