DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

A••••• G••••• O••••••••• M••••••••• L••

Asset manager (funds and pooled vehicles)Boston, MassachusettsCRD 174333SEC 801-81173websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Mar 16, 2015 · 27 filings
SEC status approved since Mar 19, 2015
RAUM
$2.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
8 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
4
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$2.0B as of Mar 31, 2026
Mar 30, 2016$49.6M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 30, 20160 then
Employees (5.A)13 as of Mar 31, 2026
Mar 30, 20167 then
Private funds4 as of Mar 31, 2026
Mar 30, 20161 then
RAUM -6.4% over the last fiscal year+10% a year over threeIARs 0 to 0offices 1 to 2
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$504MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
-6.4%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
$2.0B, 4 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$2.0B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
1reported
Accounts
4reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$2.0B for 4 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      4 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      A••••• G••••• O••••••••• M••••• L•••••• P•••••••••Hedge Fund$1.8B158Mar 30, 2016
      S••••• H•••• C••••• O••••••••• F••• L•••••• P•••••••••no longer reportedPrivate Equity Fund$250M9Mar 31, 2021
      S•• C•••••••• S•• L•Private Equity Fund$60.9M2Mar 31, 2021
      A•• C•••••••• S•• I• L•Private Equity Fund$00Dec 26, 2024
      Owners and control persons
      Schedule A and B, latest filing
      • A••••••••• M•••••••• A•• · Managing Directorcontrol
        since 01/2017 · owns less than 5%
      • G•••••••• J•••••• C•••••••• · Chief Financial Officercontrol
        since 12/2019 · owns less than 5%
      • M•••••••• H•••••• J••••• · Chief Compliance Officer & Counsel
        since 11/2024 · owns less than 5%
      Entity owners
      • A••••• I••••••••• L••• · Member
        direct · owns 75% or more
      • A••••• I••••••••• G•• L•• · General Partner
        indirect · owns F of A••••• I••••••••• L•••
      • A••••• I••••••••• G•• L•• · General Partner
        indirect · owns F of A•• M•••••• H•••••••• L•••
      • A•• M•••••• H•••••••• L••• · L•••••• Partner
        indirect · owns 75% or more of A••••• I••••••••• L•••
      • A•• P•••••• I••• · L•••••• Partner
        indirect · owns 75% or more of A•• M•••••• H•••••••• L•••
      Related persons
      Schedule D 7.A
      Advisers that list A••••• G••••• O••••••••• M••••••••• L•• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 3 to 4
        Jan 16, 2026 to Mar 31, 2026
      • Advisory employees · 7 to 8
        Jan 16, 2026 to Mar 31, 2026
      • Pooled vehicle clients · 3 to 4
        Jan 16, 2026 to Mar 31, 2026
      • Assets in custody · $2.2B to $2.0B
        Jan 16, 2026 to Mar 31, 2026
      • Employees · 11 to 13
        Jan 16, 2026 to Mar 31, 2026
      • Discretionary RAUM · $2.2B to $2.0B
        Jan 16, 2026 to Mar 31, 2026
      • Pooled vehicle RAUM · $2.2B to $2.0B
        Jan 16, 2026 to Mar 31, 2026
      • RAUM · $2.2B to $2.0B
        Jan 16, 2026 to Mar 31, 2026
      • Other offices · 1 to 2
        Apr 1, 2025 to Jan 16, 2026
      • Accounts · 2 to 3
        Jan 29, 2025 to Apr 1, 2025
      • Advisory employees · 8 to 7
        Jan 29, 2025 to Apr 1, 2025
      • Pooled vehicle clients · 2 to 3
        Jan 29, 2025 to Apr 1, 2025
      • Assets in custody · $1.8B to $2.2B
        Jan 29, 2025 to Apr 1, 2025
      • Employees · 12 to 11
        Jan 29, 2025 to Apr 1, 2025
      • Financial planning clients · unset to
        Jan 29, 2025 to Apr 1, 2025
      • Other offices · 0 to 1
        Jan 29, 2025 to Apr 1, 2025
      • Private funds · 3 to 4
        Jan 29, 2025 to Apr 1, 2025
      • Discretionary RAUM · $1.8B to $2.2B
        Jan 29, 2025 to Apr 1, 2025
      • Pooled vehicle RAUM · $1.8B to $2.2B
        Jan 29, 2025 to Apr 1, 2025
      • RAUM · $1.8B to $2.2B
        Jan 29, 2025 to Apr 1, 2025
      • Private funds · 2 to 3
        Nov 25, 2024 to Dec 26, 2024
      • Advisory employees · 7 to 8
        Jul 19, 2023 to Mar 29, 2024
      • Assets in custody · $1.5B to $1.8B
        Jul 19, 2023 to Mar 29, 2024
      • Other offices · 1 to 0
        Jul 19, 2023 to Mar 29, 2024
      • Discretionary RAUM · $1.5B to $1.8B
        Jul 19, 2023 to Mar 29, 2024
      • Pooled vehicle RAUM · $1.5B to $1.8B
        Jul 19, 2023 to Mar 29, 2024
      • RAUM · $1.5B to $1.8B
        Jul 19, 2023 to Mar 29, 2024
      • Business name · S••••• H•••• C•••••• M••••••••• L•• to A••••• G••••• O••••••••• M••••••••• L••
        May 8, 2023 to May 15, 2023
      • Legal name · S••••• H•••• C•••••• M••••••••• L•• to A••••• G••••• O••••••••• M••••••••• L••
        May 8, 2023 to May 15, 2023
      • Advisory activities · 1 to 2
        Mar 31, 2022 to Mar 31, 2023
      • Charity clients · unset to 1.0
        Mar 31, 2022 to Mar 31, 2023
      • Assets in custody · $2.4B to $1.5B
        Mar 31, 2022 to Mar 31, 2023
      • Discretionary RAUM · $2.4B to $1.5B
        Mar 31, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $2.4B to $1.5B
        Mar 31, 2022 to Mar 31, 2023
      • RAUM · $2.4B to $1.5B
        Mar 31, 2022 to Mar 31, 2023
      • Accounts · 3 to 2
        May 3, 2021 to Mar 31, 2022
      • Pooled vehicle clients · 3 to 2
        May 3, 2021 to Mar 31, 2022
      • Assets in custody · $1.8B to $2.4B
        May 3, 2021 to Mar 31, 2022
      • Employees · 11 to 12
        May 3, 2021 to Mar 31, 2022
      • Private funds · 3 to 2
        May 3, 2021 to Mar 31, 2022
      Signals
      15 dated events
      • Ross Heather Zuzenak (Chief Compliance Officer) no longer on Schedule A of A••••• G••••• O••••••••• M••••••••• L•• (listed 2024-11-20, absent 2024-11-25)
        Nov 25, 2024 · Control person left · inference
      • Alison Lauren Daniel (Chief Compliance Officer) no longer on Schedule A of A••••• G••••• O••••••••• M••••••••• L•• (listed 2024-04-26, absent 2024-07-15)
        Jul 15, 2024 · Control person left · inference
      • Ross Heather Zuzenak (Chief Compliance Officer) appeared on Schedule A of A••••• G••••• O••••••••• M••••••••• L••
        Jul 15, 2024 · Control person joined · fact
      • A••••• G••••• O••••••••• M••••••••• L•• reported RAUM $1.5B, down 36% from $2.4B (2022-03-31 to 2023-03-31)
        Mar 31, 2023 · RAUM change · derived
      • A••••• G••••• O••••••••• M••••••••• L•• reported RAUM $2.4B, up 30% from $1.8B (2021-05-03 to 2022-03-31)
        Mar 31, 2022 · RAUM change · derived
      • Alison Lauren Daniel (Chief Compliance Officer) appeared on Schedule A of A••••• G••••• O••••••••• M••••••••• L••
        Mar 31, 2022 · Control person joined · fact
      • Ross Heather Zuzenak (Chief Compliance Officer) no longer on Schedule A of A••••• G••••• O••••••••• M••••••••• L•• (listed 2021-05-03, absent 2022-03-31)
        Mar 31, 2022 · Control person left · inference
      • Andrew Thomas Knott (Managing Director) no longer on Schedule A of A••••• G••••• O••••••••• M••••••••• L•• (listed 2021-05-03, absent 2022-03-31)
        Mar 31, 2022 · Control person left · inference
      • A••••• G••••• O••••••••• M••••••••• L•• reported RAUM $1.8B, up 58% from $1.1B (2020-03-30 to 2021-03-31)
        Mar 31, 2021 · RAUM change · derived
      • A••••• G••••• O••••••••• M••••••••• L•• reported RAUM $1.1B, up 68% from $685.7M (2019-03-29 to 2020-03-30)
        Mar 30, 2020 · RAUM change · derived
      • Haws Eileen Sivolella (Chief Financial Officer) no longer on Schedule A of A••••• G••••• O••••••••• M••••••••• L•• (listed 2019-03-29, absent 2020-03-30)
        Mar 30, 2020 · Control person left · inference
      • Christine Jhaleh Ghassemi (Chief Financial Officer) appeared on Schedule A of A••••• G••••• O••••••••• M••••••••• L••
        Mar 30, 2020 · Control person joined · fact
      • A••••• G••••• O••••••••• M••••••••• L•• reported RAUM $685.7M, up 91% from $359.7M (2018-04-13 to 2019-03-29)
        Mar 29, 2019 · RAUM change · derived
      • A••••• G••••• O••••••••• M••••••••• L•• reported RAUM $359.7M, up 531% from $57.0M (2017-12-20 to 2018-03-30)
        Mar 30, 2018 · RAUM change · derived
      • S••••• H•••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
        Mar 16, 2015 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      ago.adventinternational.comreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      617-951-9400reportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026